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“For the law of the Spirit of life in Christ
Jesus has made me free from the law of sin and death.”
(Romans
8:2)
The
Judaic Tradition – Britannica
The Judaic tradition
The literature of Judaism
General considerations
A paradigmatic statement is made in the narrative that
begins with Genesis and ends with Joshua. In the early chapters of Genesis, the
divine is described as the creator of humankind and the entire natural order.
In the stories of Eden, the Flood, and the Tower of Babel, humans are
recognized as rebellious and disobedient. In the patriarchal stories (about
Abraham, Isaac, Jacob, and Joseph), a particular family is called upon to
restore the relationship between God and humankind. The subsequent history of the
community thus formed is recounted so that God’s desired restoration may be
recognized and the nature of the obedient community may be observed by his
people: the Egyptian servitude, the Exodus from Egypt, the revelation of the
“teaching,” the wandering years, and finally fulfillment through entrance into
the “land” (Canaan). The prophetic books (in the Hebrew Bible these include the
historical narratives up to the Babylonian Exile—i.e., Joshua, Judges, Samuel,
and Kings) also address the tension between rebellion and obedience,
interpreting it within the changing historical context and adding new levels of
meaning to the motif of fulfillment and redemption.
From this “narrative theology,” as it has been recited
throughout the centuries, new formulations of the primal affirmations have been
drawn. These have been clothed in philosophical, mystical, ethnic, and
political vocabularies, among others. The emphases have been various, the
disagreements often profound. No single exposition has exhausted the possibilities
of the affirmations or of the relationship between them. Philosophers have
expounded them on the highest level of abstraction, using the language of the
available philosophical systems. Mystics have enveloped them in the extravagant
prose of speculative systems and in simple folktales. Attempts have been made
to encompass them in theoretical ethical statements and to express them through
practical ethical behavior. Yet, in each instance, the proposed interpretations
have had to come to terms with the spiritual and intellectual demands arising
out of the community’s experience. The biblical texts, themselves the products
of a long period of transmission and embodying more than a single outlook, were
subjected to extensive study and interpretation over many centuries and, when
required, were translated into other languages. The whole literature remains
the basis of further developments, so that any attempt to formulate a statement
of the affirmations of Judaism must, however contemporary it seeks to be, give
heed to the scope and variety of speculation and formulation in the past.
Sources and scope of the Torah
The concept “Giver of Torah” played a central role in the
understanding of God, for it is Torah, or “Teaching,” that confirms the events
recognized by the community as the acts of God. In its written form, Torah was
considered to be especially present in the first five books of the Bible (the
Pentateuch), which themselves came to be called Torah. In addition to this
written Torah, or “Law,” there were also unwritten laws or customs and
interpretations of them, carried down in an oral tradition over many generations,
which acquired the status of oral Torah.
The oral tradition interpreted the written Torah, adapted
its precepts to ever-changing political and social circumstances, and
supplemented it with new legislation. Thus, the oral tradition added a dynamic
dimension to the written code, making it a perpetual process rather than a
closed system. The vitality of this tradition is fully demonstrated in the way
the ancient laws were adapted after the destruction of the Temple in 70 CE and
by the role played by the Talmud in the survival of the Jewish people in exile.
By the 11th century, Diaspora Jews lived in a Talmudic culture that united them
and that superseded geographical boundaries and language differences. Jewish
communities governed themselves according to Talmudic law, and individuals
regulated the smallest details of their lives by it.
Central to this vast structure was, of course, the Jewish
community’s concern to live in accordance with the divine will as it was
embodied and expressed in Torah in the widest sense. Scripture, Halakhic and
Haggadic Midrash, Mishna, and Gemara were the sources that Jewish leaders used
to give their communities stability and flexibility. Jewish communities and
individuals of the Diaspora faced novel and unexpected situations that had to
be dealt with in ways that would provide continuity while making it possible to
exist with the unprecedented.
Prophecy and religious experience
Torah in the broad sense includes the whole Hebrew Bible,
including the books of the Prophets. According to the Prophets, God was
revealed in the nexus of historical events and made ethical demands upon the
community. In Rabbinic Judaism the role of the prophet—the charismatic
person—as a source of Torah ended in the period of Ezra (i.e., about the time
of the return from the Babylonian Exile in the 5th century BCE). This opinion
may have been a reaction to the luxuriant growth of apocalyptic speculation, a
development that was considered dangerous and unsettling in the period after
the Bar Kokhba revolt, or Second Jewish Revolt (132–135 CE). Indeed, there
seems to have developed a suspicion that reliance on unrestrained individual
experience as a source of Torah was inimical to the welfare of the community.
Such an attitude was by no means new. Deuteronomy (13:2–19) had already warned
against such “misleaders.” The culmination of this attitude is to be found in a
Talmudic narrative in which even the bat qol, the divine “echo” that announces
God’s will, is ignored on a particular occasion. Related to this is the
reluctance on the part of teachers in the early centuries of the Common Era to
point to wonders and miracles in their own time. Far from expressing an
ossification of religious experience—the development of the siddur (prayer
book) and the Talmudic reports on the devotional life of the rabbis contradict
such an interpretation—the attitude seems to be a response to the development
of religious enthusiasm such as that exhibited in the behavior of the Christian
church in Corinth—as Paul’s First Letter to the Corinthians reveals—and among
gnostic sects and sectarians. Thus, even among the speculative mystics of the
Middle Ages, where allegorization of Scripture abounds, the structure of the
community and the obligations of the individual are not displaced by the
deepening of personal religious life through mystical experience. The decisive
instance of this is Joseph Karo (1488–1575), who was thought to be in touch
with a supernal guide but who was at the same time the author of an important
codification of Jewish law, the Shulḥan ʿarukh.
Admittedly, there have been occasions when Torah, even in
the wide sense, has been rigidly applied. In certain historical situations the
dynamic process of Rabbinic Judaism has been treated as a static structure. What
is of greater significance, however, is the way in which this tendency toward
inflexibility has been reversed by the inherent dynamism of the rabbinic
tradition.
Modern views of Torah
Since the end of the 18th century, the traditional position
has been challenged both in detail and in principle. The rise of biblical
criticism has raised a host of questions about the origins and development of
Scripture and thus about the very concept of Torah, in the senses in which it
has functioned in Judaism. Naturalistic views of God have required a
reinterpretation of Torah in sociological terms. Other positions of many sorts
have been and undoubtedly will be forthcoming. What is crucial, however, is the
concern of all these positions to retain the concept of Torah as one of the
central and continuing affirmations of Judaism.
Haim Zalman Dimitrovsky
Basic beliefs and doctrines
Judaism is more than an abstract intellectual system,
though there have been many efforts to view it systematically. It affirms
divine sovereignty disclosed in creation (nature) and in history, without
necessarily insisting upon—but at the same time not rejecting—metaphysical
speculation about the divine. It insists that the community has been confronted
by the divine not as an abstraction but as a person with whom the community and
its members have entered into a relationship. It is, as the concept of Torah
indicates, a program of human action, rooted in this personal confrontation.
Further, the response of this particular people to its encounter with God is
viewed as significant for all humankind. The community is called upon to
express its loyalty to God and the covenant by exhibiting solidarity within its
corporate life on every level, including every aspect of human behavior, from
the most public to the most private. Thus, even Jewish worship is a communal
celebration of the meetings with God in history and in nature. Yet the
particular existence of the covenant people is thought of not as contradicting
but rather as enhancing human solidarity. This people, together with all
humanity, is called upon to institute political, economic, and social forms
that will affirm divine sovereignty. This task is carried out in the belief not
that humans will succeed in these endeavors solely by their own efforts but
that these sought-after human relationships have their source and their goal in
God, who assures their actualization. Within the community, each Jew is called
upon to realize the covenant in his or her personal intention and behavior.
In considering the basic affirmations of Judaism from this
point of view, it is best to allow indigenous formulations rather than
systematic statements borrowed from other traditions to govern the
presentation.
God
An early statement of basic beliefs and doctrines about God
emerged in the liturgy of the synagogue some time during the last pre-Christian
and first Christian centuries; there is some evidence to suggest that such
formulations were not absent from the Temple cult that came to an end in the
year 70 CE. A section of the siddur that focuses on the recitation of a series
of biblical passages (Deuteronomy 6:4–9; Deuteronomy 11:13–21; Numbers
15:37–41) is named for the first of these, Shema (“Hear”): “Hear, O Israel! the
Lord is our God, the Lord alone” (or “…the Lord our God, the Lord is one”). In
the Shema—often regarded as the Jewish confession of faith, or creed—the
biblical material and accompanying benedictions are arranged to provide a
statement about God’s relationship with the world and Israel (the Jewish
people), as well as about Israel’s obligations toward and response to God. In
this statement, God—the creator of the universe who has chosen Israel in love
(“Blessed art thou, O Lord, who has chosen thy people Israel in love”) and
showed this love by the giving of Torah—is declared to be “one.” His love is to
be reciprocated by those who lovingly obey Torah and whose obedience is
rewarded and rebellion punished. The goal of this obedience is God’s
“redemption” of Israel, a role foreshadowed by his action in bringing Israel
out of Egypt.
Unity and uniqueness
At the center of this liturgical formulation of belief is
the concept of divine singularity and uniqueness. In its original setting, it
may have served as the theological statement of the reform under Josiah, king
of Judah, in the 7th century BCE, when worship was centered exclusively in
Jerusalem and all other cultic centers were rejected, so that the existence of
one shrine only was understood as affirming one deity. The idea acquired
further meaning, however. It was understood toward the end of the pre-Christian
era to proclaim the unity of divine love and divine justice, as expressed in
the divine names YHWH and Elohim, respectively. A further expansion of this
affirmation is found in the first two benedictions of this liturgical section,
which together proclaim that the God who is the creator of the universe and the
God who is Israel’s ruler and lawgiver are one and the same—as opposed to the
dualistic religious positions of the Greco-Roman world, which insisted that the
creator God and the lawgiver God are separate and even inimical. This
affirmation was developed in philosophical and mystical terms by both medieval
and modern thinkers.
Creativity
This “creed,” or “confession of faith,” underscores in the
first benediction the relation of God to the world as that of creator to
creation. “Blessed art thou, O Lord our God, King of the Universe, who forms
light and creates darkness, who makes peace and creates all things.” It adds
the assertion that his activity is not in the past but is ongoing and
continuous, for “he makes new continually, each day, the work of creation”;
thus, unlike the deity of the Stoic worldview, he remains actively present in
nature (see Stoicism). This creed also addresses the ever-present problem of
theodicy (see also evil, problem of). Paraphrasing Isaiah 45:7, “I form the
light and create darkness; I make peace, and create evil,” it changes the last
word to “all” (or “all things”). The change was clearly made to avoid the implication
that God is the source of moral evil. Judaism, however, did not ignore the
problem of pain and suffering in the world; it affirmed the paradox of
suffering and divine sovereignty, of pain and divine providence, refusing to
accept the concept of a God that is Lord over only the harmonious and pleasant
aspects of reality.
Activity in the world
The second and the third benedictions deal with divine
activity within the realm of history and human life. God is the teacher of all
humanity; he has chosen the people of Israel in love to witness to his presence
and his desire for a perfected society; he will, as redeemer, enable humanity
to experience that perfection. These activities, together with creation itself,
are understood to express divine compassion and kindness as well as justice
(judgment), recognizing the sometimes paradoxical relation between them. Taken
together, they disclose Divine Providence—God’s continual activity in the
world. The constant renewal of creation (nature) is itself an act of compassion
overriding strict justice and affording humankind further opportunity to
fulfill the divinely appointed obligation.
The basically moral nature of God is asserted in the second
of the biblical passages that form the core of this liturgical statement
(Deuteronomy 11:13–21). Here, in the language of its agricultural setting, the
community is promised reward for obedience and punishment for disobedience. The
intention of the passage is clear: obedience is rewarded by the preservation of
order, so that the community and its members find wholeness in life; while
disobedience—rebellion against divine sovereignty—shatters order, so that the
community is overwhelmed by adversity. The passage of time has made the
original language unsatisfactory (promising rain, crops, and fat cattle), but
the basic principle remains, affirming that, however difficult it is to
recognize the fact, there is a divine law and judge. Support for this
affirmation is drawn from the third biblical passage (Numbers 15:37–41), which
explains that the fringes the Israelites are commanded to wear on the corners
of their garments are reminders to observe the commandments of God, who brought
forth Israel from Egyptian bondage. The theme of divine redemption is
elaborated in the concluding benediction to point toward a future in which the
as-yet-fragmentary rule of God will be brought to completion: “Blessed is his
name whose glorious kingdom is for ever and ever.”
Otherness and nearness
Within this complex of ideas, other themes are interwoven.
In the concept of the divine creator there is a somewhat impersonal or remote
quality—of a power above and apart from the world—which is emphasized by
expressions such as the trifold declaration of God’s holiness, or divine
otherness, in Isaiah 6:3: “Holy, holy, holy is the Lord of hosts….” The
development of surrogate divine names for biblical usage, as well as the
substitution of Adonai (“my Lord”) for the tetragrammaton (YHWH) in the reading
of the Bible itself, suggests an acute awareness of the otherness of God. Yet
the belief in the transcendence of God is mirrored by the affirmation of God’s
immanence. In the biblical narrative it is God himself who is the directly
active participant in events, an idea that is emphasized in the liturgical
narrative (Haggada; “Storytelling”) recited during the Passover meal (seder):
“and the Lord brought us forth out of Egypt—not by an angel, and not by a
seraph, and not by a messenger….” The surrogate divine name Shekhina,
“Presence” (i.e., the presence of God in the world), is derived from a Hebrew
root meaning “to dwell,” again calling attention to divine nearness. The
relationship between these two affirmations, otherness and nearness, is
expressed in a Midrashic statement, “in every place that divine awesome majesty
is mentioned in Scripture, divine abasement is spoken of, too.”
Closely connected with these ideas is the concept of divine
personhood, most particularly illustrated in the use of the pronoun “thou” in
direct address to God. The community and the individual, confronted by the
creator, teacher, and redeemer, address the divine as a living person, not as a
theological abstraction. The basic liturgical form, the berakha (“blessing”),
is usually couched in the second person singular: “Blessed art thou….” This
relationship, through which remoteness is overcome and presentness is
established, illuminates creation, Torah, and redemption, for it reveals the
meaning of love. From it flow the various possibilities of expressing the
divine-human relationship in personal, intimate language. Sometimes, especially
in mystical thought, such language becomes extravagant, foreshadowed by vivid
biblical metaphors such as the husband-wife relation in Hosea, the “adoption”
motif in Ezekiel 16, and the firstborn-son relation in Exodus 4:22.
Nonetheless, although terms of personal intimacy are used widely to express Israel’s
relationship with God, such usage is restrained by the accompanying sense of
divine otherness. This is evident in the liturgical “blessings,” where,
following the direct address to God in which the second person singular pronoun
is used, the verbs are with great regularity in the third person singular, thus
providing the requisite tension between nearness and otherness, between the
personal and the impersonal.
Modern views of God
The Judaic affirmations about God have not always been
given the same emphasis, nor have they been understood in the same way. This
was true in the Middle Ages, among both philosophers and mystics, as well as in
modern times. In the 19th century, western European Jewish thinkers attempted
to express and transform these affirmations in terms of German philosophical
idealism. Later thinkers turned to philosophical naturalism, supplemented with
the traditional God language, as the suitable expression of Judaism. In the
first half of the 20th century the meaningfulness of the whole body of such
affirmations was called into question by the philosophical school of logical
positivism. The destruction of six million Jews in the Holocaust raised the
issue of the validity of concepts such as God’s presence in history, divine
redemption, the covenant, and the chosen people.
Israel (the Jewish people)
Choice and covenant
The concluding phrase of the second benediction of the
liturgical section—“who has chosen thy people Israel in love”—clearly states
that God’s choice to establish a relationship with Israel in particular was
determined by divine love. The patriarchal narratives, beginning with the 12th
chapter of Genesis, presuppose the choice, which is set forth explicitly in
Deuteronomy 7:6–8 in the New Jewish Version:
For you are a people consecrated to the Lord your God: of
all the peoples on earth the Lord your God chose you to be His treasured
people. It is not because you are the most numerous of peoples that the Lord
set His heart on you and chose you—indeed you are the smallest of peoples; but
it was because the Lord loved you and kept the oath He made with your fathers
that the Lord freed you with a mighty hand and rescued you from the house of
bondage, from the power of Pharaoh king of Egypt.
Later rabbinic traditions on occasion sought to base God’s
choice upon some special merit of Israel, and the medieval poet and theologian
Judah ha-Levi suggested that the openness to divine influence originally
present in Adam continued only within the people of Israel.
The Tower of Babel
The background of this choice is the recurring disobedience
of humankind narrated in Genesis 2–11 (the stories of Adam and Eve, Cain and
Abel, Noah, and the Tower of Babel). In the subsequent chapters of Genesis,
Abraham and his descendants are singled out not merely as the object of the
divine blessing but also as its channel to all humanity. The choice, however,
demands a reciprocal response from Abraham and his lineage. That response is
obedience, as exemplified in the first instance by Abraham’s readiness to leave
his “native land” and his “father’s house” (Genesis 12:1). This twofold
relationship was formalized in a mutually binding agreement, a covenant between
the two parties. The covenant, thought by some modern biblical scholars to
reflect the form of ancient suzerainty treaties, indicates (as in the Ten
Utterances, or Decalogue) the source of Israel’s obligation—the acts of God in
history—and the specific requirements those acts impose. The formalization of
this relationship was accomplished by certain cultic acts that, according to
some contemporary scholars, may have been performed on a regular basis at
various sacred sites in the land before being centralized in Jerusalem. The
content of the covenantal obligations thus formalized was Torah. Israel was
bound in obedience, and Israel’s failure to obey provided the occasions for the
prophetic messages. The prophets, as spokespersons for God, called the
community to renewed obedience, threatened and promised disaster if obedience
was not forthcoming, and sought to explain the covenant’s persistence even when
it should have been repudiated by God.
The choice of Israel is expressed in concrete terms in the
requirements of the precepts (mitzwot, singular mitzwa) that are part of Torah.
The blessing recited before the public reading of the pentateuchal portions on
Sabbath, festivals, holy days, fasts, and certain weekdays refers to God as “He
who chose us from among all the peoples and gave us His Torah,” thus
emphasizing the intimate relationship between the elective and revelatory
aspects of God.
Israel’s role was not defined solely in terms of its own
obedience to the commandments. Abraham and his descendants, for example, were
seen as the means by which the estrangement of disobedient humankind from God
was to be overcome. Torah was the formative principle underlying the
community’s fulfillment of this obligation. Israel was to be “a kingdom of
priests and a holy nation” (Exodus 19:6) functioning within humanity and for
its sake. This task is enunciated with particular earnestness in the writings
of the Prophets. In Isaiah 43–44, Israel is declared to be God’s witness and
servant, who is to bring the knowledge of God to the nations, and in 42:6–7 it
is described as a “covenant of the people, to be a light of the nations, to
open the blind eyes, to bring out the prisoners from the prisons, and them that
sit in darkness out of the prison house.” This double motif of a chosen people
and a witness to the nations, joined to that of the righteous king, developed
in the biblical and postbiblical periods into messianism in its several
varieties.
The intimate relation between choice, covenant, and Torah
determined the modality of Israel’s existence. Religious faith, far from being
restricted to or encapsulated in the cult, found expression in the totality of
communal and individual life. The obligation of the people was to be the true
community, in which the relationship between its members was open, in which
social distance was repudiated, and in which response to the divine will
expressed in Torah was called for equally from all. One of the important
recurring themes of the prophetic movement was the adamant rejection of any
tendency to limit divine sovereignty to the partial area of “religion,”
understood as the realm of the priesthood and cult. Subsequent developments
continued this theme, though it appeared in a number of other forms. Pharisaic
Judaism and its continuation, Rabbinic Judaism, resolutely held to the idea of
the all-pervasive functioning of Torah, so that however the various Jewish
communities over the centuries may have failed to fulfill this idea, the
self-image of the people was that of a “holy community.”
Israel and the nations
The double motif of “treasured people” and “witness” was
not without its tensions as it functioned in ongoing history. Tensions are
especially visible in the period following the return from the Babylonian Exile
at the end of the 6th and the beginning of the 5th century BCE. It is, however,
doubtful whether the use of such terms as nationalism, particularism, or
exclusivism are of any great help in understanding the situation. Emphasis has,
for example, been laid upon Ezra 9:2 and 10:2, in which the reestablished
community is commanded to give up wives taken from “the peoples of the land.”
This is taken as an indication of the exclusive and nationalistic nature of
Judaism, without reference to the situation in which a harassed contingent of
returning exiles sought to maintain itself in a territory surrounded by
politically unfriendly if not hostile neighbors. Nor does this recognize that
foreigners were admitted to the Jewish community; in the following centuries,
some groups engaged in extensive missionary activities, appealing to the
individuals of the nations surrounding them to join themselves to the God of
Israel, the one true God and the creator of heaven and earth.
A more balanced view recognizes that, within the Jewish
community, religious universalism was affirmed by the same people who
understood the nature of Jewish existence in politically particularistic (i.e.,
nationalistic) terms. To neglect either side is to distort the picture. In no
case was the universalism disengaged from the reality of the existing
community, even when it was expressed in terms of the ultimate fulfillment of
the divine purpose, the restoration of the true covenantal relationship between
God and all humankind. Nor was political particularism, even under
circumstances of great provocation and resentment, misanthropic. The most
satisfactory figure in describing the situation of the restored community, and
one that continues to be useful in dealing with later episodes, is that of the
human heartbeat, made up of two functions, the systole, or contraction, and the
diastole, or expansion. There have been several periods of contraction and of
expansion throughout the history of Judaism. The emphasis within the abiding
tension has been determined by the historical situation in which the community
has found itself. To generalize in one direction or the other is fatal to an
understanding of the history and faith of the “holy community.”
The people and the land
Closely related to the concept of Israel as the chosen, or
covenant, people is the role of the land of Israel. In the patriarchal stories,
settlement in Canaan is an integral part of God’s fulfillment of the covenant.
The goal of the Israelites who escaped from Egypt and of those who returned
from the Babylonian Exile is the same land, and entry into it is understood in
the same fashion. As there was the choice of a people, so there was the choice
of a land—and for much the same reason. It was to provide the setting in which
the community could come into being as it carried out the divine commandments.
This choice of the land contrasts significantly with the predominant ideas of
other peoples in the ancient world, in which the deity or divinities were
usually bound to a particular parcel of ground outside of which they lost their
effectiveness or reality. Although some such concepts may very well have crept
into Israelite thought during the period of the kings (from Saul to Jehoiachin),
the crisis of the Babylonian Exile was met by a renewal of the affirmation that
the God of Israel was, as Lord of all the earth, free from territorial
restraint, though he had chosen a particular territory for this chosen people.
Here again the twofold nature of Jewish thought becomes apparent, and both
sides must be affirmed or the view is distorted.
Following the two revolts against Rome (66–73 CE and
132–135 CE), the Jews of the ever-widening dispersion continued, as they had
before these disasters, to cherish the land. Once again it became the symbol of
fulfillment, so that return to it was looked upon as an essential part of
messianic restoration. The liturgical patterns of the community, insofar as
they were concerned with natural phenomena (e.g., planting, rainfall, harvest,
and the annual cycle) rather than historical events, were based on geography,
topography, and agricultural practices of the land. Although some Jews
continued to live in the land, those in the distant dispersion idealized it, viewing
it primarily in eschatological terms—their destination at the end of days, in
the world to come. The 11th-century poet Judah ha-Levi not only longed for it
in verse but also gave it a significant role in his theological interpretation
of Judaism and eventually sought to return to it from his native Spain.
It was not, however, until the 19th century that the land
began to play a role other than the goal of pilgrimage or of occasional
settlement by pietists and mystics. At the end of the 19th century the power of
the territorial concept was released in eastern Europe in a cultural
renaissance that focused, in part, on a return to the land and, in western and
central Europe, in a political movement coloured by nationalist motifs in
European thought. The coming together of these two strains of thought gave rise
to Zionism. This predominantly political movement reflected a dissatisfaction
with the overall status of the Jewish people in the modern world.
The political emphasis of Zionism aroused considerable
opposition from three competing views of the status of the Jewish people. The
first opposition came from some traditionalist Jews (now called “Orthodox” or
“ultra-Orthodox”) who were convinced that the Jewish nation must remain a
solely religious community in the Diaspora and even in the land of Israel. They
accepted the political rule of the Gentiles until the time when God will send
his messiah to redeem the Jewish people by supernaturally returning all of them
to the land of Israel in order to rebuild the Temple in Jerusalem.
The second opposition came from acculturated Jews in
western Europe and North America who believed that Jews are part of larger
secular polities and that their role in them should be that of a communion of
like-minded religious believers, similar to that of the Catholic and Protestant
denominations.
The third opposition came from some eastern European Jews
who maintained that the Jewish people should seek their own national status in
the territories in which they were presently living, similar to the resurgence
of nationalism among a number of smaller nations living under the
Austro-Hungarian or Russian empires. It was not until the Nazi Holocaust in the
middle of the 20th century that the vast majority of Jews regarded Zionism, if
not as the solution to the “Jewish question,” then as something the Jews could
not very well survive without. After this time, Jewish opposition to Zionism
was confined to peripheral groups on the right who still saw Zionism as
pseudo-messianism and to peripheral groups on the left who still saw Zionism as
isolating Jews from more important universalist goals.
Modern views of the people Israel
The nature of the people Israel and of the land of Israel
has been variously interpreted in the history of Jewish thought. In modern
times some interpretations have been deeply influenced by contemporary
political and social discussions in the general community. Thus, for example,
Zionist theoreticians were influenced by concepts of political nationalism on
the one hand and by socialist ideas on the other. Further, the challenge to
traditional theological concepts in the 19th century raised issues about the
meaning of the choice of Israel, and Jewish thinkers borrowed from romantic
nationalism ideas such as the “genius” of the people. In the 20th century,
attempts were made to approach the question sociologically, dismissing the
theological mode as unhelpful. The concept of the chosen people was accordingly
understood as indicating a specific role deliberately undertaken by the Jewish
people and similar to that espoused by other groups (e.g., manifest destiny by
the American people). The establishment of the State of Israel motivated some
thinkers to call for a repudiation of the idea, in keeping with the position that
normal existence for the Jews requires the dismissal of such concepts. Although
only a small minority of Jewish thinkers espoused this position, the concept of
the choice of Israel was not without theological difficulties. In the late 20th
century there were also some important attempts by Jewish thinkers to develop a
theology of election.
The most important scholarship on the concept of
“chosenness” was Michael Wyschogrod’s The Body of Faith (1983) and David
Novak’s The Election of Israel (1995). Wyschogrod held that the people of
Israel were elected because of God’s exceptional love for them and that God’s
love existed prior to the revelation to Moses on Mount Sinai. Novak also
accepted the traditional belief that God formed a unique relationship with Israel
but maintained that God extends his covenant to the world and that the
particularity of Israel’s election is implicated in the general covenant with
the world and vice versa.
Humanity
The image of God
In Genesis 1:26, 27; 5:1; and 9:6 two terms occur, “image”
and “likeness,” that seem to indicate clearly the biblical understanding of
essential human nature: humans are created in the image and likeness of God.
Yet the texts in which these terms are used are not entirely unambiguous; the
idea they point to does not appear elsewhere in Scriptures, and the concept is
not too prominent in the rabbinic interpretations. What the image and likeness
of God, or the divine image, refers to in the biblical texts is not made
explicit, and, in light of the fact that the texts are dominated by
psychosomatic conceptions of the nature of humanity (i.e., involving both soul
and body), it is not possible to escape entirely the implication of “bodily”
similarity. What the terms meant in their context at the time and whether they
reflect mythological usages taken over from other Middle Eastern thought are by
no means certain. However, according to Akiba, the most prominent
2nd-century-CE rabbi, the “image” of God seems to mean the unique human
capacity for a spiritual relationship with him; this interpretation thus avoids
any suggestion of a physical similarity between God and humans.
The earthly-spiritual creature
A dualistic interpretation of humanity was offered in parts
of the ancient Jewish community that were deeply influenced by Greek
philosophical ideas. In this understanding, the divine likeness is identified
with the immortal, intellectual soul as contrasted to the body. Other ancient
and modern thinkers have understood the likeness as ethical, placing particular
emphasis on freedom of the will. Clearly, no doctrine of humanity can be
erected on the basis of these several verses alone—a broader view must be taken.
A careful examination of the biblical material, particularly the words nefesh,
neshama, and ruaḥ—which are often too broadly translated as “soul” and
“spirit”—indicates that these terms must not be understood as referring to the
psychical side of a psychophysical pair. A human being does not possess a
nefesh but rather is a nefesh, as Genesis 2:7 says, “wayehi ha-adam le-nefesh ḥayya”
(“…and the man became a living being”). Humans are, for most of the biblical
writers, “a unit of vital power,” not a dual creature separable into two
distinct parts of unequal importance and value. While this understanding of
human nature dominated biblical thought, in apocalyptic literature (2nd century
BCE–2nd century CE) the term nefesh was viewed as a separable psychical entity
with existence apart from the body. This conception of human nature was not
entirely divorced from the unitary biblical view, but a body-soul dualism (see
mind-body dualism) was effectively present in such literature. In the
Alexandrian version of Hellenistic Judaism, the orientation toward Greek
philosophy, particularly the Platonic view of the soul imprisoned in the flesh,
led to a clear-cut dualism with a negative attitude toward the body. Rabbinic
thought remained closer to the biblical position, at least in its understanding
of the human being as a psychosomatic unit, even though the temporary
separation of the components after death was an accepted position.
The biblical view of the human as an inseparable
psychosomatic unit meant that death was understood to be human dissolution.
Although a human being ceased to be, this dissolution was not utter extinction.
Some of the power that functioned in the unit may have continued to exist, but
it was not to be understood any longer as life. The existence of the dead in
sheol, the netherworld, was not living but the shadow or echo of living. For
most biblical writers this existence was without experience, either of God or
of anything else; it was unrelated to events. To call it immortality is to empty
that term of any vital significance. The concept of sheol, however, along with
belief in the possibility of the miraculous restoration of dead individuals to
life and even the idea of the revival of the people of Israel from the “death”
of exile, provided a foothold for the development of belief in the resurrection
of the dead body at some time in the future. The stimulus for this may have
come from ancient Iranian religion, in which the dualistic cosmic struggle is
eventually won by life through the resurrection of the dead. This idea appeared
in sketchy form in postexilic writings (Isaiah 26:19; Daniel 12:2). In this
view there is life only in the psychosomatic unit now restored. This
restoration was bound up with the eschatological hope of Israel and was limited
to the righteous. In subsequent apocalyptic literature, a sharper distinction
between body and soul was entertained, and the latter was conceived of as
existing separately in a disembodied state after death. Although at this point
the doctrine of the resurrection of the body was not put aside, the direction
of thinking changed. The shades of sheol were now thought of as souls, and real
personal survival—with continuity between life on earth and in sheol—was
posited. Greek ideas, with their individualistic bent, influenced Jewish
thought, so that the idea of a resurrection that was in some way related to a
final historical consummation began to recede. True life after death was now
seen as release from the bondage of the body, so that in place of or alongside
of the afterlife of physical resurrection was set the afterlife of the immortal
soul.
It was not the status of the soul, however, that concerned
the biblical and rabbinic thinkers. Instead, the latter’s discussions of
biblical themes emphasized the ethical import of the composite nature of human
beings. Humans are in a state of tension or equilibrium between the two foci of
creation, the “heavenly” and the “earthly.” They necessarily participate in
both. But this means that they are the only creatures who can truly serve their
creator, for they alone, partaking of both sides of creation, may choose
between them. It is this ability to make an ethical choice that is the
distinguishing mark of humans. It is not derived from the “heavenly” side but resides
in the dual nature of human existence. This view is clearly not a type of
body-soul dualism in which the soul is the source of good and the body the
basis of evil. Such an attitude, however, did appear in some rabbinic material
and was often affirmed in medieval philosophical and mystical speculations and
by some of the later moralists. An important development of biblical-rabbinic
ideas, these later commentaries represent authentic attempts to come to terms
with other currents of thought and with the problems and uncertainties inherent
within the earlier materials themselves.
The ethically bound creature
Humankind is then viewed as ethically involved. The central
theme of the first 11 chapters of Genesis focuses on this responsibility, for
the implicit assumption of the pre-patriarchal stories is the human ability to
choose between obedience and disobedience. Rabbinic Judaism, taking up the
covenant-making episode between God and Noah (Genesis 9:8–17), developed it as
the basis of humanity’s ethical obligation. All humanity, not merely Israel, is
engaged in a covenant relationship with God, which was spelled out in explicit
precepts—variously enumerated as 6, 7, or even 10 and occasionally as many as
30—that reflect general humanitarian behavior and are intended to assure the
maintenance of the natural order by the establishment of a proper human
society. The covenant with Israel was meant to bring into being a community
that would advance the development of this society through its own obedience and
witness.
Human nature, viewed ethically, was explained in Rabbinic
Judaism not only as a tension between the “heavenly” and “earthly” components
but as a tension between two “impulses.” Here again, fragmentary and allusive
biblical materials were developed into more-comprehensive statements. The
biblical word yetzer, for example, means “plan,” that which is formed in human
minds. In the two occurrences of the word in Genesis (6:5; 8:21), the plan or
formation of the human mind is described as raʿ, perhaps “evil” in the
moral sense or maybe no more than “disorderly,” “confused,” “undisciplined.”
Other occurrences in the Bible do not have this modifier. Nonetheless, the
Aramaic translations (Targumim) invariably replaced it with bisha (“wicked”)
wherever it occurred. Rabbinic literature created a technical term, ha-raʿ
(“the evil impulse”), to denote the source within humans of their disobedience,
and subsequently the counter-term yetzer ha-ṭov (“the good impulse”) was
used to indicate humans’ obedience. These terms more clearly suggest the
ethical quality of human duality, while their opposition and conflict point to
human freedom and the ethical choices humans must make. Indeed, it is primarily
within the realm of the ethical that Judaism posits freedom, recognizing the
bound, or determined, quality of much of humans’ natural environment or
physiological makeup.
This ethically free creature stands within the covenant
relationship and may choose to be obedient or disobedient. Sin, then, is
ultimately deliberate disobedience or rebellion against the divine sovereign.
This is more easily observed in relation to Israel, for it is in this
connection that the central concern of Judaism is most evident and discussed in
greatest detail. The covenant relationship is not limited to Israel, because,
according to Judaic tradition, all humankind stands within a covenant relation
to God and is commanded to be moral and just; therefore, the same choice is
made universally. In technical language, the acceptance of divine sovereignty
by the people of Israel and by individuals within that community is called
“receiving the yoke of the kingship.” This involves intellectual commitment to
a basic belief, as expressed by the Deuteronomic proclamation: “Hear, O Israel,
the Lord, our God, the Lord is one!” It also imposes obligations regarding
communal and individual behavior. These two responses are understood to be
inextricably bound, so that rejection of the divine sovereign is manifest as
denial of God both intellectually and practically. It amounts to “breaking the
yoke of the kingship.” In more specific terms, sin is sometimes summed up under
three interrelated headings: idolatry, murder, and illicit sexual behavior,
each of which involves rebellion, for it involves activities that deny—if not
God’s existence—his commanding relationship and the requirement of human
response. Such behavior destroys the community and sets individual against
individual, thus thwarting the ultimate purpose of God, the perfected human
society.
If humans are free to choose rebellion and to suffer its
consequences, they are also able to turn back to God and to become reconciled
with him. The Bible—particularly the prophetic writings—is filled with this
idea, even though the term teshuva (“turning”) came into use only in rabbinic
sources. Basically, the idea grows out of the covenant: the opportunity to
return to God is the result of God’s unwillingness—despite human failures—to
break off the covenant relationship. Rabbinic thought assumed that even the direst
warnings of utter disaster and rejection imply the possibility of turning back
to God, motivated by remorse and the desire for restoration. Divine readiness
and human openness are the two sides of the process of reconciliation. What was
expressed in prophetic literature in relation to the immediate historical and
political situation was stated in the synagogal liturgy in connection with
pentateuchal and prophetic lessons and the homilies developed from them. Thus,
the divine invitation was constantly being offered. Humans are called upon to
atone for their rebellion by positive action in the other direction and are
summoned to reconstitute wholeness in their individual and communal life.
Jewish existence, as it developed under rabbinic leadership
following the two disastrous rebellions against Rome, was an attempt to
reconstitute a community of faith expressed in worship in an ordered society in
which the individual would live a hallowed life of response to the divine will.
Although this plan was not spelled out in detail, it was probably understood to
be the paradigm for the eventual reconstruction of humanity.
Medieval and modern views of man
Although the Jewish view of human nature was centrally
concerned with ethics, metaphysical issues, however rudimentary in the
beginning, were also included in the developing discussion. Medieval
philosophers, for example, sought an accommodation between the doctrine of the
resurrection of the body and the concept of the immortality of the soul. The
greatest of them, Moses Maimonides (1135–1204), propounded an extremely subtle
position that equated immortality with the cleaving of the human intellect to
the active intellect of the universe, thus limiting it to philosophers or to
those who accepted a suitable philosophical theology on faith. Little or no
consensus was evident in the modern period, though the language of resurrection
or immortality was still used, even when its content was uncertain. Alongside
this lack of agreement, however, Judaism’s basic affirmation about human nature
remained the same: a human being is to be understood, however else, as a
creature who makes free ethical choices for which he is responsible.
Ethics and society
The ethical emphasis of Judaism
Jewish affirmations about God and humans intersect in the
concept of Torah as the ordering of human existence in the direction of the
divine. Humans are ethically responsible creatures who are responsive to the
presence of God in nature and in history. Although this responsiveness is
expressed on many levels, it is most explicitly called for within interpersonal
relationships. The pentateuchal legislation sets down, albeit within the
limitations of the structures of the ancient Middle East, the basic patterns of
these relationships. The prophetic messages maintain that the failure to honour
these demands is the source of social and individual disorder. Even the most
exalted members of society are not free of ethical obligations, as is seen in
the ethical confrontation of David by Nathan (“Thou art the man”) for seducing
Bathsheba and arranging to have her husband killed (2 Samuel 12).
What is particularly striking about Jewish ethical concerns
is the affirmation that God is not only the source of ethical obligation but is
himself the paradigm of it. In the so-called Code of Holiness (Leviticus 19),
imitation of divine holiness is offered as the basis of human behavior in both
the cultic-ceremonial and ethical spheres. The basic injunction, “You shall be
holy, for I, the Lord your God, am Holy,” underlay the concern for economically
vulnerable members of the community; obligations toward neighbors, hired
laborers, and the physically handicapped; interfamilial relationships; and
attitudes toward strangers (i.e., non-Israelites). Acceptable human behavior
was therefore “walking in all His ways” (Deuteronomy 11:22). The dialectical
relation between God and man in the literary prophets also exhibits divine
righteousness and divine compassion as patterns to be emulated in the life of
the community.
This theme, imitatio Dei (“imitation of God”), is expressed
succinctly in a commentary on Deuteronomy 11:22 that answers the question of
how it is possible to walk “in all His ways”: “As He is merciful and gracious,
so be you merciful and gracious. As He is righteous so be you righteous. As He
is holy, strive to be holy” (Sifre Deuteronomy 85a). Even more daringly, God is
described as clothing the naked, nursing the sick, comforting the mourners, and
burying the dead, so that human beings may recognize their own obligations.
Interpenetration of communal and individual ethics
What stands out in the entire development of Jewish ethical
formulations is the constant interpenetration of communal and individual
obligations and concerns. A just society requires just people, and a just
person functions within a just society. The concrete expression of ethical
requirements in legal precepts takes place with both ends in view, so that the
process of beginning the holy community and the process of forming the ḥasid
(“pious”), the person of steadfast devotion to God, are concomitant. The relationship
between the two is, of course, often mediated by the historical situation, so
that in some periods one or the other moves to the center of practical
interest. In particular, the end of the Judaean state (70–135 CE) truncated the
communal aspect of ethical obligations, often limiting discussion to apolitical
responsibilities rather than to the full range of social involvements. The
reestablishment of the State of Israel in the 20th century therefore reopened
for discussion areas that for millennia were either ignored or treated as mere
abstractions. This implies that the full ethical responsibility of Jews cannot
be carried out solely within the realm of individual relationships but must
include involvement in the life of a fully articulated community.
This double involvement is most vividly apparent in the
biblical period, when both were equally present as divine command and demand.
In the rabbinic period, because of the new political context, the communal
aspect receded, so that discussion was mainly oriented toward relationships
between members of the Jewish community or between individuals as such and away
from political responsibilities. Nonetheless, the virtues that were understood
to govern these relationships were, in their biblical setting, communal as
well. Righteousness and compassion had been obligations of the state, governing
the relationship between political units, as the first two chapters of Amos
make evident. At the same time, as Micah 6:8 shows, doing justly, loving mercy,
and walking humbly with God were obligations of the individual as well. Given
the situation of the Jewish Diaspora following the revolts against Rome in the
1st and 2nd centuries CE, the individual pattern became the primary object of
concern. Theoretical ethical systems were not developed until the Middle Ages,
but even in the early period it was understood that the dynamic of ethical
theory stood behind the practical system of Halakhah, the enumeration of legal
precepts. This meant that the law assumed an ethical core that existed prior to
revelation and that the laws were just and merciful because God was just and
merciful. Thus an attempt was made to reduce the hundreds of precepts to a
small number expressing the ethical essence of Torah.
The key moral virtues
In keeping with the rabbinic understanding of Torah, study
also was viewed as an ethical virtue. Passages from the Mishna, which are
repeated in the traditional prayer book, enumerate a series of virtuous
acts—honouring parents, deeds of steadfast love, attendance twice daily at
worship, hospitality to wayfarers, visiting the sick, dowering brides,
accompanying the dead to the grave, devotion in prayer, peacemaking in the
community and in family life—and conclude by declaring that the study of Torah
is the premier virtue. The extracts enumerated in the Mishna and the prayer
book exhibit the complex variety of ethical behavior called for within the
Jewish tradition. To parental respect and family tranquillity are added the
responsibility of parents for children, the duties of husband and wife in the
establishment and maintenance of a family, and ethical obligations that extend
from the conjugal rights of each to the protection of the wife if the marriage
is dissolved. The biblical description of God as upholding the cause of the
fatherless and the widow and befriending strangers, providing them with food
and clothing (Deuteronomy 10:18), remained a factor in the structure of the
community. Ethical requirements in economic life are expressed concretely in passages
such as Leviticus 19:35–36: “You shall do no wrong in judgment, in measures of
length or weight or quantity. You shall have just balances, just weights, a
just ephah, and a just hin” (ephah and hin are units of measure); another
example is Amos’s bitter condemnation of those who “sell the righteous for
silver, and the needy for a pair of shoes” (Amos 2:6). Such injunctions,
together with many other specific precepts and moral requirements, established
the basis for a wide-ranging program that sought to govern, both in detail and
in general, the economic life of the individual and the community.
Relations within the human sphere are not the only object
of ethical concern; nature also is so regarded. The animal world, in the
biblical view, requires merciful consideration, so that on the Sabbath not only
humans but also their domestic animals are required to rest (Exodus 20:10;
23:12). Mistreatment of beasts of burden is prohibited (Deuteronomy 22:4), and
wanton destruction of animal life falls under the ban (Deuteronomy 6–7). In the
rabbinic attitude toward creation, all of nature is the object of human
solicitude. Thus, the food-yielding trees of a city under siege may not be
destroyed, according to Deuteronomic legislation (Deuteronomy 20:14–20). The enlargement
of this and other biblical precepts resulted in the generalized rabbinic
prohibition, “You shall not destroy,” which governs human use of the
environment.
The relation to non-Jewish communities and cultures
Although the end of the Jewish state reduced the scope of
ethical judgments in the political sphere, relations between the Jewish
community and other polities—particularly the Roman and Christian empires and
the Islamic states—provided opportunities for the exploration of the ethical
implications of such encounters. Because most of these situations were
characterized by gross disparities of power, with the Jews the weaker party,
prudential considerations were dominant. Despite this, Jewish authorities
sought to bring to bear upon these external arrangements the ethical standards
that governed the internal structures.
The problem of the relationship between the Jewish
community, in whatever form it has existed, and other social units has been
vastly complicated. The relation is ideally that of witness to the divine
intent in the world. Practically, it has swung between the extremes of
isolation and assimilation, in which the ideal has, on occasion, been lost
sight of. Culturally, from its earliest beginnings, the people of Israel have
met and engaged the ideas, forms, behaviors, and attitudes of their neighbors
constructively. Israel reformulated what it received in terms of its own
commitments and affirmations. On more than a few occasions, as in the period of
settlement in Canaan, it rejected the religious and cultural ideas and forms of
the indigenous population. On other occasions—as in Islamic Spain from the 8th
to the 15th century—it actively sought out the ideas and cultural patterns of
its neighbors, viewing them from its own perspective and embracing them when
they were found to be of value. Indeed, the whole history of Israel’s
relationship with the world may be comprehended in the metaphor, used
previously, of the heartbeat with its systole and diastole. No period of its
existence discloses either total rejection of or abject surrender to other
cultural and political structures but rather a tension, with the focal point
always in motion at varying rates. Judaism’s adjustment to and relation with
other social and political units has involved larger aspects of communal and
individual life. Whether or not under such circumstances it is helpful to
describe Judaism as a civilization, it is important to recognize that, viewed
functionally, much more must be included than is usually subsumed under the
term religion in modern Western societies.
The formulation of Jewish ethical doctrines
The ethical concerns of Judaism have frequently been
expressed in literary works. Not only were rabbinic writings constantly
directed toward the establishment of legal patterns that embody such concerns,
but in the medieval period the issues were dealt with in treatises on morals;
in ethical wills, in which a father instructed his children about their
obligations and behavior; in sermons; and in other forms. In the 19th century
the traditionalist Musar (“Moral Instructor”) movement in eastern Europe and
the philosophical discussions of the nascent Reform movement in the West
focused upon ethics. Indeed, since the political and social emancipation of the
Jews, ethical and social rather than theological questions have been given
priority. Often the positions espoused have turned out to be “Judaized”
versions of ethical theories or political programs. In some instances, as in
the case of the distinguished German Jewish philosopher Hermann Cohen
(1842–1918), the result has been a compelling restatement of a secular
philosophical ethics in Jewish form. In others it has resulted in no more than
a pastiche. More crucial, however, is the question of the uniqueness and authority
of Jewish ethics. The reestablishment of the Jewish state renewed the
possibility that the full range of ethical decisions, communal and individual,
may be confronted. In such a situation the ethical task of the people moves out
of the realm of speculation to become actual again.
The universe
Creation and Providence: God’s world
Although Genesis affirms divine creation, it does not offer
an entirely unambiguous view of the origin of the universe, as the debate over
the correct understanding of Genesis 1:1 discloses. (Was there or was there not
a preexisting matter, void, or chaos?) The interest of the author, however, was
not in the mode of creation—a later concern perhaps reflected in the various
translations of the verse, “In the beginning God created,” which could signify
what medieval philosophers designated creatio ex nihilo (“creation out of
nothing”). He was concerned rather to affirm that the totality of
existence—inanimate (Genesis 1:3–19), living (20–25), and human (26–31)—derived
immediately from the same divine source. As divine creation, the universe is
transparent to the presence of God, so that the Psalmist said, “The heavens
declare the glory of God, and the expanse proclaims [that it is] the work of
his hands” (19:1). Indeed, the repeated phrase, “And God saw how good it was”
(Genesis 1:4, 10, 12, 18, 25, 31), may be understood as the foundation of this
affirmation, for the workmanship discloses the workman. The observed order of
the universe is further understood by the biblical author as the direct result
of a covenantal relationship between the world and God: “So long as the earth
endures, seedtime and harvest, cold and heat, summer and winter, day and night,
shall not cease” (Genesis 8:22). This doctrine of the providential ordering of the
universe, reaffirmed in Rabbinic Judaism, is not without its difficulties, as
in the liturgical change made in Isaiah 45:7 to avoid ascribing evil to God.
Despite the problem of theodicy, Judaism has not acquiesced to the mood
reported in the Palestinian Targum to Genesis 4:8: “He did not create the world
in mercy nor does he rule in mercy.” Rather, Judaism has affirmed a benevolent
and compassionate God.
God’s creation, the physical world, provides the stage for
history, which is the place of the human encounter with the divine. An early
Midrash, responding to the question of why Scripture begins with the story of
creation, asserts that it was necessary to establish the identity of the
Creator with the giver of Torah, an argument basic to the liturgical structure
of the Shema. This relationship is further emphasized in the Kiddush, the
prayer of sanctification recited at the beginning of the Sabbath. That day is
designated “a remembrance of creation” and “a recollection of the going-forth
from Egypt.” Thus, creation (nature) and history are understood to be
inextricably bound, for both derive from the same divine source. This being so,
redemption—the reconciliation of God and man through and in history—does not
ignore or exclude the natural world. Using the imagery of an extravagantly
fecund world of nature, rabbinic thought expressed its view of the
all-inclusive effects of the restored relationship.
Humanity’s place in the universe
The human creature is, of course, subject to the natural
order. Humans carry on their relationship with God in the world and through the
world. The commandments of Torah are obeyed not solely as observances between
humans and God but as actions between humans themselves and between humans and
the world. The creation story describes the human as ruler over the earth and
its inhabitants (Genesis 1:26–28; Psalms 8:5–9); nonetheless, far from being an
arbitrary master, human dominion is limited by Torah. The regulations in the
Torah are concerned not only with transactions between humans but also with
human responsibilities to cultivated land, to the produce of the soil, and to
domesticated animals. Bound in the network of existence, humans as moral
creatures are responsible for creation in all its parts.
Even the destruction of the Jewish commonwealth in the 1st
and 2nd centuries CE did not alienate Jews from these responsibilities, as the
elaborate system of Mishna and Gemara reveals. The gradual but consistent
exclusion of the Jews from immediate connection with large segments of the
natural world, through legislation in Christendom and Islam, tended to dull
their awareness of it. The recurring references to the natural world in the
religious calendar, however, and the observation of harvest festivals even by
city dwellers continued to remind the community of its ties. Thus, at the end
of the 19th century, the nascent Zionist movement recognized that the
regeneration of the Jewish people involved, among other requirements, a
responsible relation to the natural order expressed in its attitude toward and
treatment of the land.
If nature as the place of divine disclosure has, during
long periods of Jewish existence, assumed a somewhat subordinate role, it has
never been rejected or been seen to be irrelevant to the divine purpose.
Indeed, in Jewish eschatology, its restoration is part of the goal of history.
Intermediary beings: angels and demons
The exact nature of nonhuman beings mentioned in
Scripture—angels, or messengers (angel is derived from the Greek word angelos,
which is the equivalent of the Hebrew word mal’akh, “messenger”)—is not
altogether clear, and their roles seem ephemeral (see angel and demon). In the
postexilic period, perhaps under Iranian influence, and in the late biblical
and postbiblical literature, these beings emerge as more complete and often as
clearly identifiable individuals with their own personal names. The unfocused
biblical view gave way to an elaborate hierarchy of functionaries who acted, in
some apocalyptic visions, as a veritable heavenly bureaucracy. Despite a
consensus concerning their existence, there was little agreement about their
role or importance. In some Midrashim, God takes counsel with them; in other
sources, the rabbis urge Jews not to involve them but to approach God directly.
Like their counter-figures the demons, angels have a residual
existence rooted in various layers of the Jewish experience and interpretation
of the universe. At some times they are highly individualized and sharply
realized; at others they are much more imaginary. The medieval philosophers and
the early mystics saw them through Aristotelian or Neoplatonic categories. The
Kabbalists continually invented new angels and fitted them into their
complicated network of cosmic existence. Their role, however, even in periods
of considerable emphasis, was peripheral, and they were outside the great
movements and meanings of Jewish thought.
Contemporary philosophical speculation about the nature of
the universe has, of course, required a response from Jewish thinkers. But,
given the particular temper of a period in which metaphysics has not been
central to much of theological discussion, no major statement has developed
that has taken hold of the dominant positions and attempted to view them from
the Jewish creationist perspective. The attempt within Reconstructionism to
provide a naturalistic framework for Judaism, while courageous, seems to be
based on a philosophical naturalism that many consider outmoded.
Eschatology
The future age of humankind and the world
The choice of Israel, according to the Bible, occurred because
of humankind’s continual failure, by rebellion against its creator, to fulfill
its divine potential. The subsequent inability of Israel to become the holy
community and thereby a witness to the nations gave rise to the prophetic
movement that summoned the people to obedience. An integral part of prophetic
summoning, side by side with threats of punishment and warnings of disaster,
was the vision of a truly holy community, a society fully responding to the
divine imperative. This kingdom of the future was conceived of as entirely
natural, functioning as any normal social and political unit. The future
kingdom would be governed by a human ruler, who would carry out his tasks
within the sphere of divine sovereignty, serving primarily to exhibit his own
obedience and thus to stimulate the obedience of the entire people. This future
monarch was often, though not always, portrayed in terms of an idealized David,
using features of his life and reign that would emphasize submission to God,
social stability, economic satisfaction, and peace. During the period of the
monarchy, the prophetic demand was directed toward each succeeding king, with
the hope—or even the expectation—that he would be or become the new David, the
ideal ruler.
The Babylonian Exile added a new measure of urgency to this
expectation, but it was not expressed in any uniform fashion. The later
chapters of the Book of Ezekiel provide the constitution for the new
commonwealth but do not describe the peculiar characteristics of the ruler,
while the later chapters of the Book of Isaiah focus on several
figures—including Cyrus II the Mede, who conquered the Babylonian Empire and
freed the Jews from Babylonian captivity—who are seen as the divine instruments
ushering in a new era. Although the virtues ascribed to these figures are
extraordinary, they are neither superhuman nor suprahuman; indeed, they are
required of all Israel and of all humanity. The frustrations of the postexilic
period, when several attempts to bring the holy community into being were
largely thwarted by the imperial designs of the great powers—as they had been
in the preexilic period—led to an emphasis on the futuristic quality of
messianic hope. This was abetted undoubtedly by external influences, such as
Iranian thought, in which the cosmic rather than the historic aspect of a
future era dominated. Because ancient cosmic myths had been part of the
Israelite intellectual inheritance, as seen in literary usages throughout
Scriptures, the impact of such ideas was to reinvigorate the mythic elements in
Judaism. Thus, hopes for the future at the end of the Persian period and
through the Hellenistic period comprised both historical expectations focused
upon an earthly community and cosmic-mythic visions that moved on a broader
stage. The latter were, of course, never entirely absent from historical
expectations, for a renewal of nature was viewed as integral to the functioning
of true society. The obedient community required, and was to be granted, a
natural world in which true human relations could exist. In its most vivid
form, the apocalypse (i.e., a visionary disclosure of the future), the
literature of the period affords a remarkable insight into the agonies and
urgencies of the people (see apocalyptic literature). After the disappointments
of the past are recounted, the present, in transparent disguise, is portrayed,
and the imminent and desired intervention of God is described in awesome detail
as a means of affirming and confirming the faith of those who saw themselves as
the remnant, or perhaps the promise, of the holy community.
The king-messiah and his reign
Israel’s hope was for the restoration of divine sovereignty
over all of creation. Among the variety of expressions of such hope, that which
centered around the idealized king assumed an ever more important (but never
exclusive) role. Many of the writings that report the ideas and attitudes of
the Jewish community in the period immediately preceding and following the rise
of Christianity are either ignorant of or more probably indifferent to the
personal element. God is envisioned as the protagonist of the end, actively
intervening or sending his messengers (i.e., angels) to perform specific acts
in ending the old era and inaugurating the new one. On the other hand, in some
writings of the period the anointed king-messiah (Hebrew: mashiaḥ,
“anointed”)—the title reflects the episode in 1 Samuel 16 in which David is
thus singled out as the divinely chosen ruler—becomes more sharply defined as
the central figure in the culminating events and, given the cosmic-mythic
components, assumes suprahuman and, in some instances, even quasi-divine
aspects. Although the doctrine of last things in Judaism is not necessarily
messianic, if that term is properly limited to an inauguration of a future era
through the action of a human, suprahuman, or quasi-divine person, the
messianic version of eschatology played a more compelling role in Rabbinic
Judaism than other modes. The same is true with regard to the locus of the
“world (or age) to come.” Given the ingredients noted above, it was possible to
construct various eschatological landscapes, ranging from the mundane to the
celestial, from Jerusalem in the hills of Judah to a heavenly city. Indeed,
medieval theologians, confronted with an embarrassment of riches, sought to
combine them into an inclusive system that involved as many of the
possibilities as could be brought together. In such patterns the messianic
this-worldly emphasis was understood as a preliminary movement toward an
ultimate resolution. The ideal ruler, the new David, would reestablish the
kingdom in its own land (in Zion, or Palestine) and would reign in
righteousness, equity, justice, and truth, thus bringing into being the holy
nation and summoning all humankind to dwell under divine sovereignty. As a
component of this reestablished kingdom, the righteous dead of Israel would be
resurrected to enjoy a life in the true community that did not exist in their
days. This kingdom, however long it was destined to endure, was not permanent. It
would come to an end either at a predetermined time or as a victim of
unrepentant nations and cosmic foes, at which point the ultimate intervention
by God would take place. All the wicked throughout history would be recalled to
life, judged, and doomed, and all the righteous would be transformed and
transported into a new world; i.e., creation would be totally restored.
The particular emphases that one or the other of these
ideas received and the ways in which they were interpreted—philosophically,
mystically, and ethically—were determined most frequently by the situations and
conditions in which the Jewish community found itself. With a considerable body
of ideas at its disposal and with the details of none of them ever receiving
the kind of affirmation given to statements about God, Torah, and Israel,
freedom of speculation in the realm of eschatology was little restricted. Thus,
Joseph Albo, in his work on Jewish “dogmas”—the Sefer ha-ʿiqqarim (1485;
“Book of Principles”)—was not inhibited from denying that belief in the messiah
was fundamental. The mystical movements of the Middle Ages found in
eschatological hopes a crucial center. The early Kabbala was little interested
in messianism, for it reoriented such expectations in the direction of personal
redemption. However, following the disasters of the late 15th–17th centuries
(e.g., the expulsion of the Jews from Spain and the Cossack massacre of the
Jews in Poland), messianic speculation in all its varieties underwent a
luxuriant growth, finally running wild in the movements surrounding Shabbetai
Tzevi of Smyrna and later Jacob Frank of Offenbach. These tragedies for the
Jewish communities once again resulted in deferring eschatological hopes or at
least limiting their application.
Secularization of messianism
In the 19th century, with the political emancipation of the
Jews in western Europe and the development of an optimistic evolutionism,
messianism was transformed by many liberal thinkers into a version of the idea
of progress, a goal that was often thought of as immediately attainable through
enlightened social and political action. When disillusionment with emancipation
set in, messianism was even more completely secularized by segments of the
community who saw its meaning and fulfillment in some form of socialism. In
others it was absorbed into the emerging political nationalism—Zionism. Similar
developments took place in eastern Europe, with parallel transformations. In
the 20th century, particularly after the events symbolized by Auschwitz (a Nazi
death camp in Poland, where more than one million Jews were killed), the
earlier modern interpretations, particularly of messianism, but also of
eschatology as a whole, were considered inadequate. Although no compelling
statement was forthcoming, Jewish thinkers beginning in the second half of the
20th century attempted once again to come to grips with eschatological concepts
in all their varieties and forms.
Basic practices and institutions
The hallowing of everyday existence
Systematic presentations of the affirmations of the Jewish
community were never the sole mode of expressing the beliefs of the people.
Maintaining an equal importance with speculation—Haggadic, philosophic,
mystical, or ethical—was Halakhah (Oral Law), the paradigmatic statement of the
individual and communal behavior that embodied the beliefs conceptualized in
speculation. Life in the holy community was understood to embrace every level
of human existence. The prophets vigorously resisted attempts to limit the
sovereignty of the God of Israel to organized worship and ritual. The
Pharisees, even while the cult of the Jerusalem Temple was still in existence,
sought to reduce priestly exclusiveness by enlarging the scope of sacral rules
to include, as far as possible, all the people. Rabbinic Judaism, Pharisaism’s
descendant, continued the process of democratization and sought to find in
every occasion of life a means of affirming the presence of the divine. Some
critics of Rabbinic Judaism, however, have seen the legal aspect of Jewish life
as stifling. Although legalism is always a danger, spontaneity is not
necessarily lacking in a world governed by Halakhah. Moreover, the intention of
the Halakhic attitude is to remind Jews that every occasion of life is a locus
of divine disclosure. This is most clearly seen in the berakhot, the
“blessings,” that are prescribed to accompany the performance of a broad
spectrum of human actions, from the routines of daily life to the restricted
gestures of the cultic-liturgical year. In these God is addressed directly in
the second person singular, his sovereignty is affirmed, and his activity as
creator, giver of Torah, or redeemer—expressed in a wide variety of eulogies—is
proclaimed. There are no areas of human behavior in which God cannot be met, and
the Halakhic pattern is intended to make such possibilities realities. The
situation of the Jewish community, however, determines how this intention is
realized. On more than one occasion, the Halakhic pattern has served as a
defense against a hostile environment, thus becoming a kind of scrupulousness
(an obsessive concern with minute details), but, just as often, the dynamic of
the intention has broken through to reestablish its integrity and to hallow
life in its wholeness.
The traditional pattern of individual and familial
practices
The traditional pattern of an individual’s life can be
discerned by examining a passage from the Babylonian Talmud (tractate Berakhot
60b) that was reworked into a liturgical structure but which in its original
form exhibits the intention discussed above. In this passage, the blessings
accompanying one’s waking and returning to the routines of life are prescribed.
There is a brief thanksgiving on awakening for being restored to conscious
life; then a benediction is offered over the cock’s crowing; following this,
each ordinary act—opening one’s eyes, stretching and sitting up, dressing,
standing up, walking, tying one’s shoes, fastening one’s belt, covering one’s
head, washing one’s hands and face—has its accompanying blessing, reminding one
that the world and the life to which he has returned exist in the presence of
God. These are followed by a supplication in which the petitioner asks that his
life during the day may be worthy in all of its relationships. Then, as the first
order of daily business, Torah, both written (Bible) and oral (Mishna), is
briefly studied, introduced by doxologies to God as Giver of Torah. Finally,
there is a prayer for the establishment of the kingdom of God, for each day
contains within itself the possibility of ultimate fulfillment. As indicated,
this was originally not a part of public worship but rather was personal
preparation for a life to be lived in the presence of God (even today it is
not, strictly speaking, part of the synagogue service, though it is frequently
recited there).
Synagogue
Such individual responsibility marks much of Jewish
observance, so that the synagogue—far from being the focus of observance—shares
with the home and the workaday world the opportunities for divine-human
encounter. The table blessings, Kiddush (the “sanctification” of the Sabbath
and festivals), the erection of the booth (sukka) for Sukkoth (the Feast of
Tabernacles), the seder (the festive Passover meal) with its symbols and
narration of the Exodus, and the lighting of the lamps during the eight days of
Hanukkah (the Feast of Dedication) are all the obligation of the individual and
the family and have their place in the home. It is here too where the woman’s
role is defined and where, as contrasted with the synagogue, she functions
centrally. Given the traditional dietary regimen of the Jewish community—the
exclusion of swine, carrion eaters, shellfish, and certain other creatures, the
separation of meat and dairy products, the ritual slaughtering of animals, the
required separation and burning of a small portion of dough (ḥalla) when
baking, the supervision of the Passover food requirements, and many other
stipulations—there exists a large and meticulously governed area in the home
that is the sphere of woman’s religion. There seems not to have been a hierarchy
of values in which the home-centered—as contrasted with the
synagogue-oriented—practices were given an inferior status. In modern times,
however—particularly in Western societies, where the pervasiveness of religious
obligation has been replaced by ecclesiastical institutionalism on the
prevailing Christian model—this whole crucial area has lost much of its meaning
as a place of divine-human meeting. Thus, for many it is only the synagogue
that provides such an opportunity, and the individual act has been reduced on
the scale of values. With this downgrading, woman’s religion has lost much of
its significance. However attenuated personal religious responsibility may have
become, the intention of the Halakhic structure, the hallowing of the
individual’s total existence, remains a potent force within the Jewish
community.
The traditional pattern of synagogue practices
Capernaum synagogue
The other focus of observance is the synagogue. The origins
of this institution are obscure, and a number of hypotheses have been proposed
to account for the appearance of this lay-oriented form of worship. According
to various ancient sources, during the period of the Second Temple—following
the return from Babylon and continuing until the Temple’s destruction in 70
CE—various non-sacrificial modes of worship emerged that were independent of
the priesthood and the official cult. The reports by the philosopher Philo
Judaeus and the historian Flavius Josephus in the 1st century, buttressed by
the Dead Sea Scrolls, provide some knowledge of the practices of the
contemporary Essenes. Rabbinic sources, including the earliest layers of the
traditional order of worship, provide insights into an apparently Pharisaic
mode, and passages from the Acts of the Apostles concerning James and other
Jewish Christians suggest still other varieties. In any case, the practitioners
of what eventually became Rabbinic Judaism observed a form of worship that,
with the destruction of the Temple cult, provided a new center and even
absorbed enough from the defunct priestly institution to suggest continuity and
legitimacy with the Judaic past. This was probably the basic pattern for synagogal
liturgy in the millennia that followed.
At the heart of synagogal worship is the public reading of
Scriptures. This takes place at the morning service on Sabbaths, holy days, and
festivals, on Monday and Thursday mornings, and on Sabbath afternoons. The
readings from the Pentateuch are currently arranged in an annual cycle so that,
beginning with Genesis 1:1 on the Sabbath following the autumnal festivals, the
entire five books are read through the rest of the year. The texts for
festivals, holy days, and fasts reflect the particular significance of those
occasions. In addition, a second portion from the prophetic writings (Joshua,
Judges, Samuel, and Kings, as well as the three major and 12 minor Prophets,
but not Daniel) is read on many of these occasions. The readings take place
within the structure of public worship and are incorporated into ceremonies in
which the Sefer Torah (“Book of the Torah”), the pentateuchal scroll, is
removed from the ark (cabinet) at the front of the synagogue and carried in
procession to the reading desk; from it, the pertinent text is chanted by the
reader. The text for the service is divided into subsections varying from seven
on the Sabbath to three at the weekday morning service, and individuals are
called forward to recite the blessings eulogizing God as Giver of Torah before
and after each of these. The order of worship is composed of the preparatory
blessings and prayers, to which are added passages recalling the Temple
sacrificial cult (thus relating the present form of worship to the past); the
recitation of a number of Psalms and biblical prayers; the Shema and its
accompanying benedictions, introduced by a call to worship that marks the
beginning of formal public worship; the prayer (tefilla) in the strict sense of
petition; confession and supplication (taḥanun) on weekdays; the reading
of Scripture; and concluding acts of worship. This general structure of the
morning service varies somewhat, with additions and subtractions for the
afternoon and evening services and for Sabbath, holy days, and festivals.
The prayer (tefilla) is often called the shemone
ʿesre, the “Eighteen Benedictions”—though it actually has 19—or the
ʿamida, “standing,” because it is recited in that position. It is made up
of three introductory benedictions (praise of the God of the Fathers, of God
the Redeemer who resurrects the dead, and of God the Holy One who fills the
earth with his glory) and three concluding acts (a prayer for the acceptance of
the service, a thanksgiving, and a prayer for peace). Between the introductory
and concluding sections there is a series of intermediate petitions for
knowledge, well-being, acceptance of repentance, forgiveness of sin, and
others. On the Sabbath and on festivals the petitions are replaced by benedictions
that mention the specific occasion but are not petitionary; it is considered
inappropriate to attend to workaday concerns at these times.
The general outline of this order of service is found
throughout the entire Jewish world, but the details have varied in different
periods and geographic and cultural areas. The public service, requiring the
presence of at least 10 males, the minyan (“quorum”), is generally led by a
synagogal official, the ḥazzan, or cantor, but any Jewish male with the
requisite knowledge may act in this capacity, since there is no clerical class
in the community to whom such leadership is limited.
Torah crown
The synagogue room itself has a very simple basic form,
though it may be embellished considerably. The only requirements are a
container for the Torah scroll(s), called the aron ha-qodesh (“the holy ark”),
a chest against the east wall or a recessed closet with doors and a curtain; a
prayer desk (ʿamud) facing the ark, at which the reader stands when
reciting the service; and the pulpit (bima)—in or close to the center of the
room, according to some requirements—from which the Torah is read. In the
Spanish-Portuguese tradition, only one desk (called teva) is used. The ark
contains one or more scrolls, on which are written the Five Books of Moses.
These are variously ornamented, depending upon the cultural region: European
communities deck them in coverings of cloth, and Eastern communities (North
African and Near Eastern) place them in wooden or metal containers. In
addition, silver ornaments (rimonim) in the form of towers or crowns are often
set on the tops of two rods on which the scroll is wound, and a breastplate
(hoshen) and a pointer (yad) are suspended from them.
Accommodations for the worshippers vary according to the
cultural milieu, from rugs and cushions in Eastern synagogues to pews and
standing desks in European ones. Given this essential simplicity, the synagogue
room itself may be used for purposes other than worship—e.g., study and
community assembly. Again, this varies with the cultural pattern.
Ceremonies marking the individual life cycles
The life of the individual is punctuated by observances
that mark the notable events of personal existence. A male child is circumcised
on the eighth day following birth, as a covenantal sign (Genesis 17); the rite
of circumcision (berit mila) is accompanied by appropriate benedictions and
ceremonies, including naming. Females are named in the synagogue, generally on
the Sabbath following birth, when the father is called to recite the
benedictions over the reading of Torah. A firstborn son, if he does not belong
to a priestly or a levitical family, is redeemed at one month (in accordance
with Exodus 13:12–13 and Numbers 18:14–16) by the payment of a stipulated sum
to a cohen (a putative member of the priestly family). At age 13 a boy is
called to recite the Torah benedictions publicly, thus signifying his religious
coming-of-age; he is thenceforth obligated to observe the commandments as his
own responsibility—he is now a bar mitzvah (“son of the commandment”). Many
Conservative and Reform congregations have instituted a similar ceremony,
called the bat mitzvah, to celebrate the coming-of-age of girls. Marriage (ḥatuna,
also qiddushin, “sanctifications”) involves a double ceremony, performed
together in modern times but separated in ancient times by one year. First is
the betrothal (erusin), which includes the reading of the marriage contract
(ketubah, or ketubba) and the giving of the ring with a declaration, “Behold
you are consecrated to me by this ring according to the law of Moses and
Israel,” accompanied by certain benedictions. This is followed by the marriage
proper (nissuʾin), consisting of the reciting of the seven marriage
benedictions. The ceremony is performed under a ḥuppa, a canopy that
symbolizes the bridal bower.
The burial service is marked by simplicity. The body,
prepared for the grave by the ḥevraʾ qaddishaʾ (“holy
society”), is clad only in a simple shroud and interred as soon after death as
possible. In Israel no coffin is used. There are observances connected with
death, many of which belong to the realm of folklore rather than Halakhic
tradition. A mourning period of 30 days is observed, of which the first seven
(shivah) are the most rigorous. During the 11 months following a death, the
bereaved recite a particular form of a synagogal doxology (Kaddish) during the
public service as an act of memorial. The doxology, devoid of any mention of
death, is a praise of God and a prayer for the establishment of the coming
kingdom. It is also recited annually on the anniversary of the death (yahrzeit).
Holy places: the land of Israel and Jerusalem
The land of Israel, as is evident from the biblical
narratives, played a significant role in the life and thought of the
Israelites. It was the promised home, for the sake of which Abraham left his
birthplace; the haven toward which those escaping from Egyptian servitude
moved; and the hope of the exiles in Babylon. In the long centuries following
the destruction of the Judean state by the Romans, it was a central part of
messianic and eschatological expectations.
During the early period of settlement, there apparently
were many sacred localities, with one or another functioning for a time as a
central shrine for all the tribes. Even the establishment of Jerusalem as the
political capital by David and the building of a royal chapel there by Solomon
did not bring an end to local cult centers. It was not until the reign of
Josiah of Judah (640–609 BCE) that a reform centralized the cult in Jerusalem
and attempted to end worship at local shrines. Although Josiah’s reform was not
entirely successful, during the Babylonian Exile and the subsequent return,
Jerusalem and its Temple defeated its rivals and became—in law, in fact, and in
sentiment—the center of Jewish cultic life. This did not inhibit, however, the rise
and development of other forms of worship and even—on a few occasions—other
cult centers. Nonetheless, no matter how unpopular the priesthood of the
Jerusalem Temple became with some segments of the population—the Qumrān
community seems to have denied its legality, and the Pharisees complained
bitterly about its arrogance and exactions, attempting, when feasible, to
impose and enforce Pharisaic regulations upon it—reverence for the Temple seems
to have remained a widespread sentiment. With the destruction of the Temple by
the Romans in 70 CE, such reverence was transformed both by messianic
expectations and by eschatological hopes into fervent devotion, which, over the
following centuries, became idealized and even supernaturalized. The most
ardently articulated statement of the crucial role of the land of Israel and
the Jerusalem Temple is found in the Sefer ha-Kuzari of Judah ha-Levi, in which
the two are seen as absolutely indispensable for the proper relationship
between God and his people.
Symbolizing the significance of the land and of the city is
the practice of facing in their direction during worship. The earliest
architectural evidence derived from synagogue remains in Galilee indicates that
the attempt was made to arrange the building in such a way that the worshippers
faced directly toward Jerusalem. This practice may have continued even in the
Diaspora, but at a later date the present practice of setting the holy ark in
or before the east wall was established, so that “facing Jerusalem” is now more
symbolic than actual.
The sacred language: Hebrew and the vernacular tongues
The transformation of Hebrew into a sacred language is
closely tied to the political fate of the people. In the period following the
return from the Babylonian Exile, Aramaic, a cognate of Hebrew, functioned as
the international or imperial language in official life and gained a foothold
as a vernacular. It did not, despite claims made by some scholars, displace the
everyday Hebrew of the people. The language of the Mishna, far from being a
scholar’s dialect, seems to reflect popular speech, as did the Koine (common)
Greek of the New Testament. Displacement of Hebrew—both in its literary form in
Scriptures and in its popular usage—occurred in the Diaspora, however, as
illustrated by the translation of Scriptures into Greek in some communities and
into Aramaic in others. There seems also to have been an inclination on the
part of some authorities to permit even the recitation of the Shema complex in
the vernacular during the worship service. Struggles over these issues
continued for a number of centuries in various places, but the development of
formal literary Hebrew—a sacred tongue, to be used side by side with the Hebrew
Scriptures in worship—brought them to an end. Although the communities of the
Diaspora used the vernaculars of their environment in day-to-day living and
even—as in the case of the communities of the Islamic world—for philosophical,
theological, and other scholarly writings, Hebrew remained the standard in worship
until modern times, when some western European reform movements sought
partially—and a very small fraction even totally—to displace it.
The rabbinate
Legal, judicial, and congregational roles
The rabbinate, with its peculiar nature and functions, is the
result of a series of developments that began after the disastrous second
revolt against Rome (132–135 CE). The term rabbi (“my teacher”) was originally
an honorific title for the graduates of the academy directed by the nasi, or
patriarch, who was the head of the Jewish community in Palestine as well as a
Roman imperial official. The curriculum of the school was Torah, written and
oral, according to the Pharisaic tradition and formulation. The nasi appointed
rabbis to the law court (the bet din) and as legal officers of local
communities; acting with the local elders, they supervised and controlled the
life of the community and its members in all aspects. A similar situation
obtained in Babylon under the Parthian and Sāsānian empires, where the
resh galuta, or exilarch (“head of the exile”), appointed rabbinical officials
to legal and administrative posts. In time the patriarchate and exilarchate
disappeared, but the rabbinate, nourished by independent rabbinical academies,
survived. An authorized scholar, when called to become the judicial officer of
a community, would at the same time become the head of the local academy and,
after adequate preparation and examination, would grant authorization to his
pupils, who were then eligible to be called to rabbinical posts. There was thus
a diffusion of authority, the communities calling, rather than a superior
official appointing, their rabbis. The rabbis were not ecclesiastical
personages but communal officials, responsible for the governance of the entire
range of life of what was understood to be the qehilla qedosha, the “holy
community.”
In modern times, particularly in the Western world, the
change in Jewish communal existence required a transformation of this ancient
structure. The rabbinate became, for the most part, an ecclesiastical rather
than a communal agency, reflecting the requirements of civic life in modern
nation states. The education of rabbis is now carried on in seminaries whose
structure and curriculum have been influenced by European and American academic
institutions. The majority of their graduates serve as congregational rabbis,
in roles similar to those of ministers and priests in Christian denominations
but with some other functions deriving from the particular situation and nature
of the Jewish community.
In the State of Israel certain larger areas, such as that
of family law, are still reserved for the rabbinate. Even here, however, the
rabbinate functions more as a counterpart to other ecclesiastical
organizations, such as Christian and Muslim, than as an overarching and
all-inclusive communal agency.
Chief rabbinates
The existence of the offices of chief rabbi in the State of
Israel derives from the situation in the Ottoman Empire, where the various
religious communities functioned as quasi-political entities in a multiethnic
conglomerate. Israel has two chief rabbis, one for the Ashkenazic (European)
and one for the Sephardic (Eastern) community; they no longer function as the
heads of whole communities but only of ecclesiastical organizations. The same
is true in countries outside Israel that have the office of chief rabbi (e.g.,
Great Britain and France); in these countries the chief rabbi’s relationship
with the government is like that of his ecclesiastical counterparts in the Christian
churches. While the chief rabbis have certain kinds of limited authority
because of their official position, they have jurisdiction only over those
members of the Jewish community who are ready to accept it; others form their
own ecclesiastical units and act without reference to the chief rabbinate. In
some situations—particularly in the United States, where there is no similar
structure—the title chief rabbi or grand rabbi has been assumed occasionally by
individuals as a means of asserting superior dignity or even (fruitlessly)
authority.
General councils or conferences
The nature of the Sanhedrin in the last years of the Jewish
commonwealth is a much disputed matter. The several councils mentioned in
Talmudic literature are equally difficult to define with any precision.
References scattered throughout medieval literature suggest the existence of
councils and synods, but their composition and authority are uncertain. About
the year 1000 a synod was held in the Rhineland in which French and German communities
participated under the guidance of Rabbenu Gershom, the leading rabbinic
authority of the region. In the late Middle Ages, representatives from the
communities of Great Poland, Little Poland, Russian Poland (Volhynia), and
Lithuania came together to form the Waʿad Arbaʿ Aratzot (Council of
the Four Lands). At the beginning of the modern era, Napoleon in 1806 summoned
the Assembly of Notables—representatives of communities under French
dominion—to deal with questions arising from the dissolution of the older
status of the Jews and their naturalization as individuals into the new
nation-states. Decisions of the assembly that involved questions of Jewish law
were subsequently submitted to a Grand Sanhedrin called by Napoleon to provide
Halakhic justification for acts that the French imperial government had
required of the Jewish communities.
During the 19th century the demand for the reform of Jewish
life—principally the liturgy of the synagogue but many other aspects as
well—prompted a series of rabbinical conferences and synods. A similar course
of events took place in the United States. In both instances, after an initial
period in which radicals, moderates, and conservatives argued their respective
cases in the same forum, polarization set in and intellectual differences were
transformed into competing organizations. In the 1970s the several tendencies
within the Jewish communities in North America were institutionalized in
rabbinical conferences and congregational unions—Orthodox, Conservative, and Reform—whose
influence was in large measure limited to their adherents. There is also a
worldwide body of Reform or Liberal Judaism—the World Union for Progressive
Judaism. One result of these developments was the hardening of denominational
differences, particularly in North America, especially between Orthodox and
non-Orthodox (Reform, Reconstructionist, Conservative) Judaisms.
Modern variations
The preceding sketch of basic practices and institutions
has attempted to describe the so-called traditional situation, though it has
been indicated that even here there are variations—actually more than have been
noted. Reference has also been made to changes that represent the abandonment
of traditional practices on the basis of intellectual decisions about the
nature of Judaism, its beliefs, practices, and institutions. Such changes are
far too numerous to describe in detail, but it is important to indicate their
motivation. The Halakhic system, both as a whole and in all of its parts, is
viewed not as divinely revealed but rather as a human process that seeks to
expose in mutable forms the meaning of the divine-human encounter. The
practices and institutions, therefore, are understood as historically
determined, reflecting the multifaceted experience of the people of Israel as
they have sought to live in the presence of God. Historical scholarship has
disclosed the origins, rise, development, and decline of these structures in
the past and thus suggests the propriety of changes in the present and future
that appear to fulfill the needs of the community and its members. However,
this kind of historicism (the explanation of values and forms in terms of their
historical conditions) has been applied in widely different ways since it was
first used in the 19th century. Some have seen it as justifying a disengagement
from much if not all of the traditional pattern and a recognition that only the
spiritual essence is of consequence for Judaism. Others have argued that the
burden of proof is always upon those who would introduce changes. Since the end
of World War II, the question has been whether a reconstituted Halakhic system
might not be a requirement of the day.
The Jewish religious year
The calendar of Judaism includes the cycle of Sabbaths and
holidays that are commonly observed by the Jewish religious community—and
officially in Israel by the Jewish secular community as well. The Sabbath and
festivals are bound to the Jewish calendar, reoccur at fixed intervals, and are
celebrated at home and in the synagogue according to ritual set forth in Jewish
law and hallowed by Jewish custom.
The cycle of the religious year
According to Jewish teaching, the Sabbath and festivals
are, in the first instance, commemorative. The Sabbath, for example,
commemorates the Creation, and Passover commemorates the Exodus from Egypt over
3,000 years ago. The past is not merely recalled; it is also relived through
the Sabbath and festival observances. Creative physical activity ceases on the
Sabbath—as it did, according to Genesis, when Creation was completed; Jews
leave their homes and reside in booths during the Sukkoth festival, as did
their biblical ancestors. Moreover, Sabbath and festival themes are considered
to be perpetually significant, recurring and renewed in every generation. Thus,
the revelation of the Torah (the divine teaching, or law) at Sinai,
commemorated on Shavuot, is considered an ongoing process that recurs whenever
a commitment is made to Torah study.
An important aspect of Sabbath and festival observance is
sanctification. The Sabbath and festivals sanctified the Jews more than the
Jews sanctified the Sabbath and festivals. Mundane meals became sacred meals;
joy and relaxation became sacred obligations (mitzwot). No less significant is
the contribution of the Sabbath and festivals to communal awareness. Thus,
neither Sabbath nor festival can be properly observed in the synagogue, according
to the ancient tradition, if fewer than 10 Jewish males are present. Again, a
Jew prays on Rosh Hashana and mourns on Tisha be-Av not only for his own fate
but for the fate of all Jews. The sense of social cohesiveness fostered by the
Sabbath and festival observances has stood the Jews well throughout their long,
often tortuous history.
The seven-day week, the notion of a weekly day of rest, and
many Christian and Islamic holiday observances owe their origins to the Jewish
calendar, Sabbath, and festivals.
The Jewish calendar
Lunisolar structure
The Jewish calendar is lunisolar—i.e., regulated by the
positions of both the Moon and the Sun. It consists usually of 12 alternating
lunar months of 29 and 30 days each (except for Ḥeshvan and Kislev, which
sometimes have either 29 or 30 days) and totals 353, 354, or 355 days per year.
The average lunar year (354 days) is adjusted to the solar year (3651/4 days)
by the periodic introduction of leap years in order to assure that the major
festivals fall in their proper seasons. The leap year consists of an additional
30-day month called First Adar, which always precedes the month of (Second)
Adar. A leap year consists of either 383, 384, or 385 days and occurs seven
times during every 19-year period (the Metonic cycle). Among the consequences
of the lunisolar structure are these: the number of days in a year may vary
considerably, from 353 to 385 days; and the first day of a month can fall on
any day of the week, that day varying from year to year. Consequently, the days
of the week upon which an annual Jewish festival falls vary from year to year
despite the festival’s fixed position in the Jewish month.
Months and notable days
The months of the Jewish religious year, their approximate
equivalent in the Western Gregorian calendar, and their notable days are as
follows:
Circular diagram of the Jewish religious year showing
Hebrew months around the outer ring and Gregorian months inside, with major
holidays and fasts such as Rosh Hashanah, Yom Kippur, Sukkot, Hanukkah,
Passover, and Purim labeled with their dates.
The cycle of the Jewish religious year. The months and
holidays of the Jewish religious year.
Tishri (September–October)
1–2 Rosh Hashanah (New Year)
3 Fast of Gedaliah
10 Yom Kippur (Day of Atonement)
15–21 Sukkot (Tabernacles)
22 Shemini Atzeret (Eighth Day of the Solemn Assembly)
23 Simchat Torah (Rejoicing of the Law)
Ḥeshvan, or Marḥeshvan (October–November)
Kislev (November–December)
25 Hanukkah (Feast of Dedication) begins
Ṭevet (December–January)
2–3 Hanukkah ends
10 ʿAsara be-Ṭevet (Fast of Ṭevet 10)
Shevaṭ (January–February)
15 Tu biShvtṭ (15th of Shevaṭ: New Year for
Trees)
Adar (February–March)
13 Taʿanit Esther (Fast of Esther)
14, 15 Purim (Feast of Lots)
Nisan (March–April)
15–22 Pesach (Passover)
Iyyar (April–May)
18 Lag BaOmer (33rd Day of the ʿOmer Counting)
Sivan (May–June)
6, 7 Shavuot (Feast of Weeks, or Pentecost)
Tammuz (June–July)
17 Shivaʿ ʿAsar be-Tammuz (Fast of Tammuz 17)
Av (July–August)
9 Tisha b’Av (Fast of Av 9)
Elul (August–September)
During leap year the Adar holidays are postponed to Second
Adar. Since 1948 many Jewish calendars list Iyyar 5—Israel Independence
Day—among the Jewish holidays.
Origin and development
The origin of the Jewish calendar can no longer be accurately
traced. Some scholars suggest that a solar year prevailed in ancient Israel,
but no convincing proofs have been offered, and it is more likely that a
lunisolar calendar similar to that of ancient Babylonia was used. In late
Second Temple times (i.e., 1st century BCE to 70 CE), calendrical matters were
regulated by the Sanhedrin, or council of elders, at Jerusalem. The testimony
of two witnesses who had observed the new moon was ordinarily required to
proclaim a new month. Leap years were proclaimed by a council of three or more
rabbis with the approval of the nasi, or patriarch, of the Sanhedrin. With the
decline of the Sanhedrin, calendrical matters were decided by the Palestinian
patriarchate (the official heads of the Jewish community under Roman rule).
Jewish persecution under the Roman emperor Constantius II (reigned 337–361) and
advances in astronomical science led to the gradual replacement of observation
by calculation. According to Hai ben Sherira (died 1038), the head of a leading
Talmudic academy in Babylonia, the Palestinian patriarch Hillel II introduced a
fixed and continuous calendar in 359 CE. A summary of the regulations governing
the present calendar is provided by Maimonides, the great medieval philosopher
and legist, in his Code: Sanctification of the New Moon, chapters 6–10.
Fragments of writings discovered in a genizah (a depository
for sacred writings withdrawn from circulation) have brought to light a
calendrical dispute between Aaron ben Meir, a 10th-century Palestinian
descendant of the patriarchal (Hillel) family, and the Babylonian Jewish
authorities, including Saʿadia ben Joseph, an eminent 9th–10th-century
philosopher and gaon (head of a Talmudic academy). Ben Meir’s calculations
provided that Passover in 922 be celebrated two days earlier than the date
fixed by the normative calendar. After a bitter exchange of letters, the
controversy subsided in favor of the Babylonian authorities, whose hegemony in
calendrical matters was never again challenged.
Calendars of various sectarian Jewish communities deviated
considerably from the normative calendar described above. The Dead Sea, or
Qumrān, community (made famous by the discovery of the Dead Sea Scrolls)
adopted the calendrical system of the noncanonical books of Jubilees and Enoch,
which was essentially a solar calendar. Elements of the same calendar reappear
among the Mishawites, a sect founded in the 9th century.
The Karaites, a sect founded in the 8th century, refused,
with some exceptions, to recognize the normative fixed calendar and
reintroduced observation of the new moon. Leap years were determined by
observing the maturation of the barley crop in Palestine. Consequently,
Karaites often celebrated the festivals on dates different from those fixed by
the rabbis. Later, in medieval times, the Karaites adopted some of the
normative calendrical practices while rejecting others.
The Sabbath
The Jewish Sabbath (from Hebrew shavat, “to rest”) is
observed throughout the year on the seventh day of the week—Saturday. According
to biblical tradition, it commemorates the original seventh day on which God
rested after completing the creation.
Scholars have not succeeded in tracing the origin of the
seven-day week, nor can they account for the origin of the Sabbath. A seven-day
week does not accord well with either a solar or a lunar calendar. Some
scholars, pointing to the Akkadian term shapattu, suggest a Babylonian origin
for the seven-day week and the Sabbath. But shapattu, which refers to the day
of the full moon and is nowhere described as a day of rest, has little in common
with the Jewish Sabbath. It appears that the notion of the Sabbath as a holy
day of rest, linking God to his people and recurring every seventh day, was
unique to ancient Israel.
Importance
The central significance of the Sabbath for Judaism is
reflected in the traditional commentative and interpretative literature called
Talmud and Midrash (e.g., “if you wish to destroy the Jewish people, abolish
their Sabbath first”) and in numerous legends and adages from more-recent
literature (e.g., “more than Israel kept the Sabbath, the Sabbath kept
Israel”). Some of the basic teachings of Judaism affirmed by the Sabbath are
God’s acts of creation, God’s role in history, and God’s covenant with Israel.
Moreover, the Sabbath is the only Jewish holiday the observance of which is
enjoined by the Ten Commandments. Jews are obligated to sanctify the Sabbath at
home and in the synagogue by observing the Sabbath laws and engaging in worship
and study. The leisure hours afforded by the ban against work on the Sabbath
were put to good use by the rabbis, who used them to promote intellectual
activity and spiritual regeneration among Jews. Other days of rest, such as the
Christian Sunday and the Islamic Friday, owe their origins to the Jewish
Sabbath.
Observances
The biblical ban against work on the Sabbath, while never
clearly defined, includes activities such as baking and cooking, travelling,
kindling fire, gathering wood, buying and selling, and bearing burdens from one
domain into another. The Talmudic rabbis listed 39 major categories of
prohibited work, including agricultural activity (e.g., plowing and reaping),
work entailed in the manufacture of cloth (e.g., spinning and weaving), work
entailed in preparing documents (e.g., writing), and other forms of
constructive work.
Havdalah
At home the Sabbath begins Friday evening some 20 minutes
before sunset, with the lighting of the Sabbath candles by the wife or, in her
absence, by the husband. In the synagogue the Sabbath is ushered in at sunset
with the recital of selected psalms and the Lekha Dodi, a 16th-century
Kabbalistic (mystical) poem. The refrain of the latter is “Come, my beloved, to
meet the bride,” the “bride” being the Sabbath. After the evening service, each
Jewish household begins the first of three festive Sabbath meals by reciting
the Kiddush (“sanctification” of the Sabbath) over a cup of wine. This is
followed by a ritual washing of the hands and the breaking of bread, two loaves
of bread (commemorating the double portions of manna described in Exodus) being
placed before the breaker of bread at each Sabbath meal. After the festive meal
the remainder of the evening is devoted to study or relaxation. The distinctive
features of the Sabbath morning synagogue service include the public reading of
the Torah, or Five Books of Moses (the portion read varies from week to week),
and, generally, the sermon, both of which serve to educate the listeners.
Following the service, the second Sabbath meal begins, again preceded by
Kiddush (of lesser significance), conforming for the most part to the first
Sabbath meal. The afternoon synagogue service is followed by the third festive
meal (without Kiddush). After the evening service the Sabbath comes to a close
with the havdalah, or havdala (“distinction”), ceremony, which consists of a
benediction noting the distinction between Sabbath and weekday, usually recited
over a cup of wine accompanied by a spice box and candle.
The Jewish holidays
The major Jewish holidays are the Pilgrim Festivals—Pesaḥ
(Passover), Shavuot (Feast of Weeks, or Pentecost), and Sukkoth
(Tabernacles)—and the High Holidays—Rosh Hashana (New Year) and Yom Kippur (Day
of Atonement). The observance of all the major holidays is required by the
Torah and work is prohibited for the duration of the holiday (except on the
intermediary days of the Pesaḥ and Sukkoth festivals, when work is
permitted to avoid financial loss). Purim (Feast of Lots) and Hanukkah (Feast
of Dedication), while not mentioned in the Torah (and therefore of lesser solemnity),
were instituted by Jewish authorities in the Persian and Greco-Roman periods.
They are sometimes regarded as minor festivals because they lack the work
restrictions of the major festivals. In addition, there are the five
fasts—ʿAsara be-Ṭevet (Fast of Ṭevet 10), Shivaʿ
ʿAsar be-Tammuz (Fast of Tammuz 17), Tisha be-Av (Fast of Av 9), Tzom
Gedaliahu (Fast of Gedaliah), and Taʿanit Esther (Fast of Esther)—and the
lesser holidays (i.e., holidays the observances of which are few and not always
clearly defined)—such as Rosh Ḥodesh (First Day of the Month), Ṭu
bi-Shevaṭ (15th of Shevaṭ: New Year for Trees), and Lag
ba-ʿOmer (33rd Day of the ʿOmer Counting). The fasts and the lesser
holidays, like the minor festivals, lack the work restrictions characteristic
of the major festivals. Although some of the fasts and Rosh Ḥodesh are
mentioned in Scripture, most of the details concerning their proper observance,
as well as those concerning the other lesser holidays, were provided by the
Talmudic and medieval rabbis.
Pilgrim Festivals
In Temple times, all males were required to appear at the
Temple three times annually and actively participate in the festal offerings
and celebrations. These were the joyous Pilgrim Festivals of Pesaḥ,
Shavuot, and Sukkoth. They originally marked the major agricultural seasons in
ancient Israel and commemorated Israel’s early history; but, after the
destruction of the Second Temple in 70 CE, emphasis was placed almost
exclusively on the commemorative aspect.
In modern Israel, Pesaḥ, Shavuot, and Sukkoth are
celebrated for seven days, one day, and eight days, respectively (with Shemini
Atzeret added to Sukkoth), as prescribed by Scripture. Due to calendrical
uncertainties that arose in Second Temple times (6th century BCE to 1st century
CE), each festival is celebrated for an additional day in the Diaspora.
Pesaḥ commemorates the Exodus from Egypt and the
servitude that preceded it. As such, it is the most significant of the
commemorative holidays, for it celebrates the very inception of the Jewish
people—i.e., the event which provided the basis for the covenant between God
and Israel. The term pesaḥ refers originally to the paschal (Passover)
lamb sacrificed on the eve of the Exodus, the blood of which marked the Jewish
homes to be spared from God’s plague; its etymological significance, however,
remains uncertain. The Hebrew root is usually rendered “passed over”—i.e., God
passed over the homes of the Israelites when inflicting the last plague on the
Egyptians—hence the term Passover. The festival is also called Ḥag or
Matzot (“Festival of Unleavened Bread”), for unleavened bread is the only kind
of bread consumed during Passover.
Leaven (seʾor) and foods containing leaven (ḥametz)
are neither to be owned nor consumed during Pesaḥ. Aside from meats,
fresh fruits, and vegetables, it is customary to consume only food prepared
under rabbinic supervision and labelled “kosher for Passover,” warranting that
they are completely free of contact with leaven. In many homes, special sets of
crockery, cutlery, and cooking utensils are acquired for Passover use. On the
evening preceding the 14th day of Nisan, the home is thoroughly searched for
any trace of leaven (bediqat ḥametz). The following morning the remaining
particles of leaven are destroyed by fire (biʿur ḥametz). From then
until after Pesaḥ, no leaven is consumed. Many Jews sell their more
valuable leaven products to non-Jews before Passover (mekhirat ḥametz),
repurchasing the foodstuffs immediately after the holiday.
MatzosAn unleavened bread, matzo is made with only flour
and water.
The unleavened bread (matzo) consists entirely of flour and
water, and great care is taken to prevent any fermentation before baking. Hand-baked
matzo is flat, rounded, and perforated. Since the 19th century, many Jews have
preferred the square-shaped, machine-made matzo.
Seder plate
Passover eve is ushered in at the synagogue service on the
evening before Passover, after which each family partakes of the seder (“order
of service”), an elaborate festival meal in which every ritual is regulated by
the rabbis. (In the Diaspora the seder is also celebrated on the second evening
of Passover.) The table is bedecked with an assortment of foods symbolizing the
passage from slavery (e.g., bitter herbs) into freedom (e.g., wine). The
Haggada (“Storytelling”), a printed manual comprising appropriate passages
culled from Scripture and Talmud and Midrash accompanied by medieval hymns,
serves as a guide for the ensuing ceremonies and is recited as the evening
proceeds. The seder opens with the cup of sanctification (Kiddush), the first
of four cups of wine drunk by the celebrants. An invitation is extended to the
needy to join the seder ceremonies, after which the youngest son asks four
prescribed questions expressing his surprise at the many departures from usual
mealtime procedure. (“How different this night is from all other nights!”) The
father then explains that the Jews were once slaves in Egypt, were then
liberated by God, and now commemorate the servitude and freedom by means of the
seder ceremonies. Special blessings are recited over the unleavened bread and
the bitter herbs (maror), after which the main courses are served. The meal
closes with a serving of matzo recalling the paschal lamb, consumption of which
concluded the meal in Temple times. The seder concludes with the joyous recital
of hymns praising God’s glorious acts in history and anticipating a messianic
redemption to come.
The Passover liturgy is considerably expanded and includes
the daily recitation of Psalms 113–118 (Hallel, “Praise”), public readings from
the Torah, and an additional service (musaf). On the first day of Pesaḥ,
a prayer for dew in the Holy Land is recited; on the last day, the memorial
service for the departed (yizkor) is added.
Originally an agricultural festival marking the wheat
harvest, Shavuot commemorates the revelation of the Torah on Mount Sinai.
Shavuot (“Weeks”) takes its name from the seven weeks of grain harvest
separating Passover and Shavuot. The festival is also called Ḥag ha-Qazir
(Harvest Festival) and Yom ha-Bikkurim (Day of First Fruits). Greek-speaking
Jews called it pentēkostē, meaning “the fiftieth” day after the sheaf
offering. In rabbinic literature, Shavuot is called atzeret (“cessation” or
“conclusion”), perhaps because the cessation of work is one of its distinctive
features, or possibly because it was viewed as concluding the Passover season.
In liturgical texts it is described as the “season of the giving of our Torah.”
The association of Shavuot with the revelation at Sinai, while not attested in
Scripture, is alluded to in the Pseudepigrapha (a collection of noncanonical
writings); in rabbinic literature it first appears in 2nd-century materials.
The association, probably an ancient one, was derived in part from the book of
Exodus, which dates the revelation at Sinai to the third month (counting from
Nisan)—i.e., Sivan.
Scripture does not provide an absolute date for Shavuot.
Instead, 50 days (or seven weeks) are reckoned from the day the sheaf offering
(ʿOmer) of the harvest was brought to the Temple, the 50th day being
Shavuot. According to the Talmudic rabbis, the sheaf offering was brought on
the 16th of Nisan; hence Shavuot always fell on or about the 6th of Sivan. Some
Jewish sectarians, such as the Sadducees, rejected the rabbinic tradition
concerning the date of the sheaf ceremony, preferring a later date, and
celebrated Shavuot accordingly.
In Temple times, aside from the daily offerings, festival
offerings, and first-fruit gifts, a special cereal consisting of two breads
prepared from the new wheat crop was offered at the Temple. Since the
destruction of the Second Temple, Shavuot observances have been dominated by
its commemorative aspect. Many Jews spend the entire Shavuot night studying
Torah, a custom first mentioned in the Zohar (“Book of Splendour”), a
Kabbalistic work edited and published in the 13th–14th centuries. Some prefer
to recite the tiqqun lel Shavuʿot (“Shavuot night service”), an anthology
of passages from Scripture and the Mishna (the authoritative compilation of the
Oral Law). An expanded liturgy includes Hallel, public readings from the Torah,
yizkor (in many congregations), and musaf. The Book of Ruth is read at the
synagogue service, possibly because of its harvest-season setting.
Sukkah for Sukkot
Sukkah for SukkotPalm fronds adorning the entry to a sukkah
(outdoor hut) for Sukkot, Herzliya, Israel, 2007.
Sukkoth (“Booths”), an ancient harvest festival that
commemorates the booths the Israelites resided in after the Exodus, was the
most prominent of the three Pilgrim Festivals in ancient Israel. Also called Ḥag
ha-Asif (Festival of Ingathering), it has retained its joyous, festive
character through the ages. It begins on Tishri 15 and is celebrated for seven
days. The concluding eighth day (plus a ninth day in the Diaspora), Shemini
Atzeret, is a separate holiday. In Temple times, each day of Sukkoth had its
own prescribed number of sacrificial offerings. Other observances, recorded in
the Mishna tractate Sukka, include the daily recitation of Hallel, daily
circumambulation of the Temple altar, a daily water libation ceremony, and the
nightly bet ha-shoʾeva or bet ha-sheʾuvah (“place of water drawing”)
festivities starting on the evening preceding the second day. The
last-mentioned observance features torch dancing, flute playing, and other
forms of musical and choral entertainment.
Ideally, Jews are to reside in booths—walled structures
covered with thatched roofs—for the duration of the festival; in practice, most
observant Jews take their meals in the sukka (“booth”) but reside at home. A
palm-tree branch (lulav) bound up together with myrtle (hadas) and willow
(ʿarava) branches is held together with a citron (etrog) and waved.
Medieval exegetes provided ample (if not always persuasive) justification for
the Bible’s choice of these particular branches and fruit as symbols of
rejoicing. The numerous regulations governing the sukka, lulav, and etrog
constitute the major portion of the treatment of Sukkoth in the codes of Jewish
law. The daily Sukkoth liturgy includes the recitation of Hallel (Psalms,
113–118), public readings from the Torah, the musaf service, and the
circumambulation of the synagogue dais. On the last day of Sukkoth, called
Hoshana Rabba (Great Hoshana) after the first words of a prayer (hoshana, “save
us”) recited then, seven such circumambulations take place. Kabbalistic
(mystical) teaching has virtually transformed Hoshana Rabba into a solemn day
of judgment.
Hoshana Rabba is followed by Shemini Atzeret (Eighth Day of
Solemn Assembly), which is celebrated on Tishri 22 (in the Diaspora also Tishri
23). None of the more distinctive Sukkoth observances apply to Shemini Atzeret;
but Hallel, public reading from the Torah, yizkor (in many congregations),
musaf, and a prayer for rain in the Holy Land are included in its liturgy. Simḥat
Torah (Rejoicing of the Law) marks the annual completion of the cycle of public
readings from the Torah. The festival originated shortly before the gaonic
period (c. 600–1050 CE) in Babylon, where it was customary to conclude the
public readings annually. In Palestine, where the public readings were
concluded approximately every three years, Simḥat Torah was not
celebrated annually until after the gaonic period. Israeli Jews celebrate Simḥat
Torah and Shemini Atzeret on the same day; in the Diaspora, Simḥat Torah
is celebrated on the second day of Shemini Atzeret. Its joyous celebrations
bring the Sukkoth season to an appropriate close.
Ten Days of Penitence
The Ten Days of Penitence begin on Rosh Hashana and close
with Yom Kippur. Already in Talmudic times they were viewed as forming an
especially appropriate period of introspection and repentance. Penitential
prayers (seliḥot) are recited prior to the daily morning service, and, in
general, scrupulous observance of the Law is expected during the period.
According to Mishnaic teaching, the New Year festival
ushers in the Days of Judgment for all of humankind. Despite its solemnity, the
festive character of Rosh Hashana is in no way diminished. In Scripture it is
called “a day when the horn is sounded” and in the liturgy “a day of
remembrance.” In the land of Israel and in the Diaspora, Rosh Hashana is
celebrated on the first two days of Tishri. Originally celebrated by all Jews
on Tishri 1, calendrical uncertainty led to its being celebrated for an
additional day in the Diaspora and, depending upon the circumstances, one or
two days in Palestine. After the calendar was fixed in 359, it was regularly
celebrated in Palestine on Tishri 1 until the 12th century, when Provençal
scholars introduced the two-day observance.
Ram's horn shofar
The most distinctive Rosh Hashana observance is the
sounding of the ram’s horn (shofar) at the synagogue service. Medieval
commentators suggest that the blasts acclaim God as ruler of the universe,
recall the divine revelation at Sinai, and call for spiritual reawakening and
repentance. An expanded New Year liturgy stresses God’s sovereignty, his
concern for humankind, and his readiness to forgive those who repent. On the
first day of Rosh Hashana (except when it falls on the Sabbath) it is customary
for Jews to recite penitential prayers at a river, symbolically casting their
sins into it; this ceremony is called tashlikh (“thou wilt cast”). Other symbolic
ceremonies, such as eating bread and apples dipped in honey, accompanied with
prayers for a “sweet” and propitious year, are performed at the festive meals.
The most solemn of the Jewish festivals, Yom Kippur is a
day when sins are confessed and expiated and human beings and God are believed
to be reconciled. It is also the last of the Days of Judgment and the holiest
day of the Jewish year. Celebrated on Tishri 10, it is marked by fasting,
penitence, and prayer. Work, eating, drinking, washing, anointing one’s body,
sexual intercourse, and wearing leather shoes are all forbidden.
In Temple times, Yom Kippur provided the only occasion for
the entry of the high priest into the Holy of Holies (the innermost and most
sacred area of the Temple); details of the expiatory rites performed by the
high priest and others are recorded in the Mishna and recounted in the liturgy.
Present-day observances begin with a festive meal shortly before Yom Kippur
eve. The Kol Nidre prayer (recited before the evening service) is a legal
formula that absolves Jews from fulfilling solemn vows, thus safeguarding them
from accidentally violating a vow’s stipulations. The formula first appears in
gaonic sources (derived from the Babylonian Talmudic academies, 6th–11th
centuries) but may be older; the haunting melody that accompanies it is of
medieval origin. Virtually the entire day is spent in prayer at the synagogue;
the closing service (neʿila) concludes with the sounding of the ram’s
horn.
Minor festivals: Hanukkah and Purim
Hanukkah and Purim are joyous festivals. Unlike the major
festivals, work restrictions are not enforced during these holidays.
Hanukkah commemorates the Maccabean (Hasmonean) victories
over the forces of the Seleucid king Antiochus IV Epiphanes (reigned 175–164
BCE) and the rededication of the Temple on Kislev 25, 164 BCE. Led by
Mattathias and his son Judas Maccabeus (died c. 161 BCE), the Maccabees were
the first Jews who fought to defend their religious beliefs rather than their
lives. Hanukkah is celebrated for eight days beginning on Kislev 25. The
Hanukkah lamp, or candelabra (menorah), which recalls the Temple lampstand, is
kindled each evening. One candle is lit on the first evening, and an additional
candle is lit on each subsequent evening until eight candles are burning on the
last evening. According to the Talmud (Shabbat 21b), the ritually pure oil
available at the rededication of the Temple was sufficient for only one day’s
light but miraculously lasted for eight days; hence the eight-day celebration.
Evidence from the Apocrypha (writings excluded from the Jewish canon but
included in the Roman Catholic and Eastern Orthodox canons) and from rabbinic
literature shows an association between Hanukkah and Sukkoth, possibly
accounting for the former’s eight-day duration. The celebration of Hanukkah
includes festive meals, songs, games, and gifts to children. The liturgy
includes Hallel, public readings from the Torah, and the ʿal ha-nissim
(“for the miracles”) prayer. The Scroll of Antiochus, an early medieval account
of Hanukkah, is read in some synagogues and homes.
Esther scroll
As recorded in the biblical Book of Esther, Purim
commemorates the delivery of the Persian Jewish community from the plottings of
Haman, prime minister to King Ahasuerus (Xerxes I, king of Persia, 486–465
BCE). Mordecai and his cousin Esther, the king’s Jewish wife, interceded on
behalf of the Jewish community, rescinded the royal edict authorizing a
massacre of the Jews, and instituted the Purim festival. The historicity of the
biblical account is questioned by many modern scholars. It is now generally
conceded that the Book of Esther was written in the Persian period (it contains
Persian but not Greek words) and reflects Persian custom. Except for the Book
of Esther, the earliest mention of the Purim festival is from the 2nd–1st
centuries BCE. The name of the festival was derived from the Akkadian pûru,
meaning “lot.”
In most Jewish communities, Purim is celebrated on Adar 14
(some also celebrate it on the 15th, others only on the 15th). On the evening
preceding Purim, men, women, and children gather in the synagogue to hear the
Book of Esther read from a scroll (megilla). The reading is repeated on Purim
morning. A festive meal during the day is accompanied by much song, wine, and
merriment. Masquerades, Purim plays, and other forms of parody are common.
Friends exchange gifts of foodstuffs and also present gifts to the poor. Aside
from the Esther readings, the liturgy includes public reading from the Torah
and recital of the Purim version of the ʿal ha-nissim prayer.
The five fasts
Each of the fasts of the Jewish religious year recognizes
an important event in the history of the Jewish people and Judaism. ʿAsara
be-Ṭevet (Fast of Ṭevet 10) commemorates the beginning of the siege
of Jerusalem by Nebuchadrezzar II, king of Babylonia, in 588 BCE. Shivaʿ
ʿAsar be-Tammuz (Fast of Tammuz 17) commemorates the first breach in the
wall of Jerusalem by the Romans in 70 CE. It initiates three weeks of
semi-mourning that culminate with Tisha be-Av. Tisha be-Av (Fast of Av 9)
commemorates the destruction of the First and Second Temples in 586 BCE and 70
CE. The most solemn of the five fasts, its self-denials are more rigorous than
those prescribed for the others, and, like Yom Kippur, the fast begins at
sunset. The book of Lamentations is read at the evening service, followed by
poetic laments that are also recited on Tisha be-Av morning. Tzom Gedaliahu
(Fast of Gedaliah) commemorates the slaying of Gedaliah, governor of Judah
after the destruction of the First Temple. Taʿanit Esther (Fast of
Esther), which commemorates Esther’s fast (compare Esther 4:16), is first
mentioned in gaonic literature. The commemorative aspects of the fasts are
closely associated with their penitential aspects, all of which find expression
in the liturgy. Thus, Jews not only relive the tragic history of their people
with each fast but are also afforded an opportunity to search within themselves
and focus on their own (and their people’s) present and future. Penitential
prayers (seliḥot) are recited on all fasts, and the Torah is read at the
morning and afternoon services.
The lesser holidays
A major festival in the biblical period, Rosh Ḥodesh
(First Day of the Month) gradually lost most of its festive character. Since
Talmudic times, it has been customary to recite Hallel on Rosh Ḥodesh. In
the medieval period, aside from the liturgical practices carried over from the
Talmudic period, it was celebrated with a festive meal. Always more diligently
observed in Palestine than in the Diaspora, attempts to revive its full festive
character have been made in modern Israel.
First mentioned in the Mishna, where it marks the New Year
for tithing purposes, Ṭu bi-Shevaṭ (15th of Shevaṭ: New Year
for Trees) assumed a festive character in the gaonic period. In the medieval
period it became customary to eat assorted fruits on the holiday. In modern
times it has been associated with the planting of trees in Israel.
Lag ba-ʿOmer (33rd Day of the ʿOmer Counting) is
a joyous interlude in the otherwise-somber period of the ʿOmer Counting
(i.e., of the 49 days to Shavuot), which is traditionally observed as a time of
semi-mourning. Usually celebrated as a school holiday with outings, it is first
mentioned in medieval sources, which attribute its origin to the cessation of a
plague that was decimating the students of Akiba, an influential rabbinic sage
of the 2nd century, and to the anniversary of the death of another great rabbi,
Simeon ben Yoḥai (died c. 170 CE).
The situation today
Modern attitudes toward the Sabbath and festivals vary
considerably. Western secular Jews often are ignorant of, or choose to neglect,
traditional observances. Attitudes of committed Jews in the Western world
mostly reflect accepted Orthodox, Conservative, and Reform practice; for
example, driving to synagogue services on the Sabbath is unthinkable in
Orthodox circles, a matter of dispute among Conservative rabbis, and common practice
for Reform Jews. Among Orthodox Jews, who best preserve the traditional
observances, contemporary discussion centers mostly on technological advances
and their effect on Halakhic practice. Whether or not hearing aids may be worn
on the Sabbath and how crossing the international dateline affects the
observance of Sabbaths and festivals typify the sort of problem addressed in
Orthodox responsa (“replies” to questions on law and observance). Discussion in
modern Conservative literature has raised the possibility of abolishing the
obligatory character of the additional festival days in the Diaspora (except
for the second day of Rosh Hashana), thus unifying Jewish practice throughout
the world. Reform Jews, the most innovative of the three groups, observe neither
the additional festival days (including the second day of Rosh Hashana) nor the
fasts and have modified the liturgy and the observances of the holidays.
More-radical Reform congregations have experimented freely with sound and light
effects and other novel forms of synagogue service.
In Israel the Sabbath is the national day of rest, and
Jewish holidays are vacation periods. Municipal ordinances govern public
observance of the Sabbath and festivals; their enactment and enforcement vary
with the political influence of the local Orthodox Jewish community. Attempts
to interpret festivals along nationalistic lines are common; some kibbutzim
(communal farms) stress the agricultural significance of the festivals.
Independence Day is a national holiday; the preceding day, Remembrance Day, commemorates
Israel’s war dead. Yom Hashoah (Holocaust Remembrance and Heroism Day)—marking
the systematic destruction of European Jewry between 1933 and 1945 and
recalling the short-lived ghetto uprisings—is observed officially on Nisan 27,
but many religious Israelis prefer to observe it on Ṭebet 10 (a fast
day), now called Yom HaKaddish Haklali (the day on which the mourner’s prayer
is recited). Since the Six-Day War of June 1967, Iyyar 28—Liberation of
Jerusalem Day—is celebrated unofficially by many Israelis (see Arab-Israeli
wars). Appropriate services are conducted on all the aforementioned holidays by
most segments of Israel’s religious community.
In Israel and the Diaspora, Jewish theologians often stress
the timelessness and contemporaneity of holiday observances. Nevertheless,
“revised” Passover Haggadot (plural of Haggada), in which contemporary issues
are accorded a central position, appear regularly.
Art and iconography
The anti-iconic principle and its modifications
Although the Second Commandment (Exodus 20:4; Deuteronomy
5:8), “You shall not make yourself a graven image, or any likeness of anything
that is in heaven above, or that is in the earth beneath, or that is in the
water under the earth,” has been understood as absolutely prohibiting any and
all artistic representation, this is not the only possible interpretation of
these words. What is intended is a prohibition against the construction of
idols, which were objects of worship in the cultural area in which the
Israelites dwelt. Even in the Bible there are reports of artistic activity in
the construction of the tent sanctuary and its ritual vessels (Exodus 25–31)
and of the Temple in Jerusalem (1 Kings 6–7). The literalness with which the
commandment was interpreted depended on the larger situation of the community,
so that when there was external pressure toward religious conformity, such as
during the reign of Antiochus IV Epiphanes in Antioch (175–164 BCE), the
anti-iconic attitude sharpened. During the Roman occupation of Israel, the presence
of battle standards containing animal representations was looked upon as an
affront, while extreme pietists would not even handle Roman coinage because of
the images stamped on it. On the other hand, the walls of a 3rd-century-CE
synagogue in Dura-Europus in Syria are covered from floor to ceiling with
biblical scenes including human representations, and a number of synagogues in
Palestine had elaborate mosaic floors decorated with the signs of the zodiac,
representations of the seasons, and the like. Further, illuminated manuscripts
from medieval Europe were frequently decorated with biblical figures, some
quite clearly copied from Christian prototypes. There is also a fascinating
image in a Haggada in which the human figures have bird heads. Synagogues from
a later—though pre-emancipation—period (before the 18th century) were often
decorated with animal representations. In the modern period the use of human
representations has not been completely avoided, though nothing like the
decorations of Dura-Europus has appeared.
Ceremonial objects and symbols
Given this general anti-iconic attitude, much of Jewish
artistic endeavor has been directed toward the creation of ceremonial objects:
Kiddush goblets, candlesticks and candelabra, spice boxes for the havdala
ceremony at the end of the Sabbath, ornamented containers for the mezuzah (a
parchment on which is written the passages from Deuteronomy 6:4–9 and 11:13–21,
fastened to the doorpost on the right side as one enters), the silver crowns
placed on the Torah scrolls, together with the mantles and breastplates for the
same, and many other objects designed to embellish the performance of the large
number of ritual acts of the individual and the community. All these vary in
artistic quality, from the work of simple artisans to exquisitely produced
works of master craftsmen.
Architecture
The building of synagogues too is an expression of artistic
interest and concern, as well as of religious and social function. Nothing is
known of these edifices, if indeed there were any, until the Greco-Roman
period. Then the Roman basilica often provided the appropriate model, because
the basilican design incorporated what the synagogue required, including a
spacious hall and galleries (for women). Whenever possible, synagogues were
built on hilltops. At the front of the synagogue was a walled entrance court
with a fountain for ablutions. Before it was destroyed, the Temple may have
been oriented with its doors facing eastward, but after it was rebuilt they
faced Jerusalem; still later, when the holy ark containing the Torah scrolls
was placed in a fixed position, the orientation was reversed so that the
central gate would not be blocked. Ultimately, however, the ark was placed in
or against the east wall, without reference to the actual direction of
Jerusalem. As the Diaspora grew larger, the new communities adapted the
architectural forms of the surrounding culture. Many of the surviving buildings
of the Muslim period in Spain have horseshoe arches and are decorated with the
exquisite stucco arabesques that mark the era. The medieval period in Christian
Europe saw a revival of a very strict anti-iconic attitude and a gradual
rejection of the church edifice in favor of secular buildings as a model for
the synagogue.
The increasingly limited role of the Jew in western
European society and the enlargement of restrictions by church and state made
it necessary to modify the structure of the synagogue. The doors no longer were
in the wall facing the ark, the courtyard grew smaller, galleries were
discontinued and side rooms served as the women’s section, and a double- rather
than a triple-aisled construction was largely favored. Similar developments
took place in eastern Europe with the building of fortress-synagogues and the
remarkable wooden synagogues of Poland. In the late 18th and the early 19th
century, Baroque style had its day, followed by styles imitating Greek temples;
Romanesque, Gothic, and Byzantine churches; and Moorish mosques. The various
schools of functionalism and their commercial descendants have also influenced
synagogue design. The best of these have brought together fine architectural
design and beautifully conceived and executed decoration. The interior
arrangement, even in some traditional synagogues, has been influenced by the
Protestant sermon-centered form of worship, so that some of the unique forms
that marked older structures are absent. The holy ark is, however, still a
center of attention and has often been treated in interesting and striking
ways.
Paintings and illustrations
The use of paintings in the decoration of synagogues goes
back to at least the 3rd century CE and is found in the late pre-emancipation
and modern synagogues as well. Manuscripts too were illuminated with
miniatures, and during the Renaissance the Scrolls of Esther and the
beautifully decorated ketubbot (marriage contracts) appeared. Nonetheless, the
appearance of Jewish artists in painting and sculpture is a modern phenomenon.
Beginning in the 19th century, interest grew apace, and more and more Jews were
to be found in these fields, often in the avant-garde. Some, such as Marc
Chagall (1887–1985) and Jacques Lipchitz (1891–1973), created specifically
religious art.
Music
During the synagogue service, the ḥazzan, or cantor,
reads the service and declaims the scriptural lessons to certain set musical
modes that vary with the season and occasion. Many of these call for melodic
responses on the part of the congregation. The origins of these chants are
ancient, often obscure, and equally complicated. Whatever the basic materials
may have been, they were enlarged, varied, and reworked through the centuries
in the various environments in which the Jews lived. In modern times,
musicologists began to examine the history of synagogal music, analyzing its
basic structures and its relationship to the music of Christian liturgical
traditions. In the 19th century in western Europe, much of the traditional
synagogal music was either discarded or reworked under the influence of Western
forms and styles. The introduction of the pipe organ in some more-liberal
synagogues provoked a fierce controversy because of the prohibition against
instrumental music in services, the general opposition to music in the liturgy
as a memorial to the destruction of the Temple, and the organ’s association
with Christian liturgical music.
Literature
Literature has been the home of Jewish artistic activity throughout
the ages. The Hebrew Bible is a work of monumental artistry, exhibiting
grandeur of form and language in historical narrative, poetry, rhetoric, law,
and aphorism. The extra-scriptural writings of the period disclose literary
genius of a high order in translation, though in many cases the original works
have vanished. Although the documents of the rabbinic tradition are not often
regarded as having great literary worth, much of the material, particularly the
Haggadic portions of the Midrashim, reveals a noteworthy sensitivity to
language. In the medieval period, much attention was given to the production of
piyyuṭim, liturgical poetry with which to embellish the siddur (prayer
book), itself a collection containing much imaginative as well as pedestrian
writing. In the Islamic world, under the influence of Arabic poetry, Hebrew
poetry rose to great heights in both liturgical and secular forms. Important
works of history written in the medieval Rhineland chronicled and commented on
Jewish suffering during the Crusades. The beginnings of the Jewish form of
Middle High German also appeared in this period; through the centuries it
developed into an autonomous Jewish language, Yiddish, which became a literary
vehicle of very high order in the 19th century. The re-creation of Hebrew as a
literary language also began in the 19th century; it became the basis of the
spoken vernacular of the State of Israel and of a flourishing literature. After
the emancipation at the end of the 18th century, Jews in western Europe and
later in the United States turned to literature in the vernaculars of their
countries and produced writers of note who dealt with both Jewish and general
themes.
Lou Hackett Silberman
Jewish philosophy
The term Jewish philosophy refers to various kinds of
reflection engaged in by persons identified as Jews. At times, as in the Middle
Ages, this meant any methodical and disciplined thought pursued by Jews,
whether on general philosophical subjects or on specifically Judaic themes. In
other eras, as in modern times, concentration on the latter has been considered
a decisive criterion, so that philosophers who are Jewish but unconcerned with
Judaism or the Jewish heritage and destiny in their thought are not ordinarily
classified as Jewish philosophers.
Pre-Hellenistic and Hellenistic thought
Bible and Apocrypha
Philosophy arose in Judaism under Greek influence; however,
a kind of philosophical approach may be discerned in early Jewish religious
works apparently subject to little or no Greek influence. The books of Job and
Ecclesiastes (Hebrew: Qohelet) were favorite works of medieval philosophers,
who took them as philosophical discussions not dependent on historical
revelation. The book of Proverbs introduces, in an apparently theological
context, the concept of Wisdom (Ḥokhma), which was to have a primordial
significance for Jewish thought, and presents it as the first and favorite of
God’s creations. It is also praised, in the book of the Wisdom of Jesus the Son
of Sirach (Ecclesiasticus), as instilled by God into all his works and granted
in abundance to those he loves. It is sometimes equated with fearing God and
keeping the Law. In other passages, however, piety seems to be regarded as
superior to Wisdom. The Wisdom of Solomon, probably originally written in
Greek, praises Wisdom, which is held to be an image of God’s goodness and a
reflection of the eternal light. God is said to have given the author knowledge
of the composition of the world, the powers, the elements, the nature of
animals, the divisions of time, and the positions of the stars. In its
vocabulary and perhaps in some of its doctrines, the work shows the influence
of Greek philosophy. It also has had considerable influence on Christian
theology.
The first systematic attempt to apply Greek philosophical
concepts to Jewish doctrines was made by Philo Judaeus (Philo of Alexandria) in
the 1st century CE. Philo was influenced by Platonic and Stoic writings and
probably also by certain postbiblical Jewish beliefs and speculations. He
apparently had some knowledge of the Oral Law, which was developing in his
time, and he also knew of the Essenes, whom he praised highly.
Philo provided Jewish religious doctrines with intellectual
and cultural respectability by stating them in Greek philosophical terms. He
also showed that much of Greek philosophy was consonant with Judaism as he
conceived it and with the allegorical sense of biblical texts as he read them.
The fact that he stressed the primacy of Jewish religious tradition over Greek
philosophy may have been more than mere lip service. It may be argued that—in
central points of his thought, such as his conception of Logos (the Divine
Reason or Word)—Philo used philosophical notions as expressions of religious
beliefs. For him, Logos is primarily an intermediary between a transcendent,
unknowable God and the world. On basic philosophical and theological problems,
such as the creation of the world or the existence of free will (see also
determinism), Philo’s writings provide vague or contradictory answers. He
placed mystic ecstasy, of which he may have had personal experience, above
philosophical and theological speculations.
Philo’s approach, his method of interpretation, his way of
thinking, as well as some of his ideas—especially that of Logos—exerted
considerable influence on early Christian thought but not, to any comparable
extent, on Jewish thought in the same period. In the Middle Ages, knowledge of
Philo among Jews was either very slight or nonexistent. Not until modern times
was his importance in the history of Jewish religious thought recognized.
Other ancient sources
Some traces of ancient philosophy, mainly Stoic, may be
found in the Mishna and in the subsequent Talmudic literature compiled in
Palestine and Babylonia. Jewish theological and cosmological speculations occur
in the Midrashim (plural of Midrash), which propound allegories, legends, and
myths under the guise of interpreting biblical verses, and in the Sefer yetzira
(“Book of Creation”), a combination of cosmogony and grammar that was once
attributed to Abraham. There is no clear evidence of the period in which the
Sefer yetzira was written; both the 3rd century and the 6th or 7th century have
been suggested. The book became a key work in later Jewish mysticism.
Medieval philosophy
In the 9th and 10th centuries, after a long hiatus,
systematic philosophy and ideology reappeared among the Jews, a phenomenon
indicative of their contacts with Islamic civilization. The evolution of Islam
in the 9th and 10th centuries showed that Greek scientific and philosophical
lore could be separated, at least to some extent, from its pagan associations
and could be adapted to another language and another culture. It also showed
that a monotheistic, prophetic religion that in all relevant essentials,
including adherence to a basic religious law, was closely akin to Judaism could
be the basis of a culture in which science, philosophy, and theology were an
indispensable part. The question of whether philosophy is compatible with
religious law (the answer sometimes being negative) constituted the main theme
of the foremost medieval Jewish thinkers. From approximately the 9th to the
13th century, Jewish thought participated in the evolution of Islamic
philosophy and theology and manifested only in a limited sense a specifically
Jewish character. Jewish philosophers showed no particular preference for
philosophical texts written by Jewish authors over those composed by Muslims,
and in many cases the significant works of Jewish thinkers constituted a reply
or a reaction to the ideas of Islamic philosophical and scientific writings.
Jewish kalām
Although several Jewish intellectuals in 9th- and
10th-century Babylonia were steeped in Greek philosophy, the most productive
and influential Jewish thinkers of this period represented a very different
tendency, that of the Muʿtazilite kalām. Kalām (literally
“speech”) is an Arabic term used in both Islamic and Jewish vocabulary to
designate several theological schools that were ostensibly opposed to Greek,
and particularly Aristotelian, philosophy. Islamic and Jewish Aristotelians
regarded kalām theologians (called the mutakallimūn) with a certain
contempt, holding them to be mere apologists and indifferent to the
philosophical question of truth. Herein they did not do justice to their
adversaries, for many representatives of kalām displayed a genuine
speculative impulse. The school’s theology, forged in disputes with
Zoroastrians, Manichaeans, and Christians, claimed to be based on reason.
Saʿadia ben Joseph
The belief in reason, as well as some of the tenets of
Muʿtazilite theology, were taken over by Saʿadia ben Joseph
(882–942), who was also influenced (either directly or through the intermediary
of an Arabic philosopher) by John Philoponus (6th century), a Christian
philosopher who argued against certain Aristotelian and Neoplatonic positions.
Saʿadia’s main theological work, Kitāb al-amānāt wa
al-iʿtiqādāt (Beliefs and Opinions), is modeled on similar
Muʿtazilite treatises and on the Muʿtazilite classification of
theological subject matter known as the Five Principles.
Like many Muʿtazilite authors, Saʿadia set forth
in his introduction a list and theory of the various sources of knowledge. He
distinguished four sources: (1) the five senses, (2) the intellect, or reason,
(3) necessary inferences, and (4) reliable information given by trustworthy
persons. In Saʿadia’s sense of the word, intellect, or reason (al-ʿaql),
is an immediate, a priori cognition, independent of sense experience. In
Beliefs and Opinions the intellect is characterized as having immediate ethical
cognitions—that is, as discerning what is good and what is evil—in opposition
to the medieval Aristotelians, who did not regard even the most general ethical
rules as knowable a priori. The third source of knowledge comprises inferences
of the type “if there is smoke, there is fire,” which are based on data
furnished by the first two sources of knowledge. The fourth source of knowledge
is meant to validate the teachings of Scripture and of the religious tradition,
which must be regarded as true because of the trustworthiness of the men who
propounded them. One of the work’s main purposes was to show that the knowledge
deriving from the fourth source concords with that discovered by means of the
other three—i.e., that religion and human reason agree.
Saʿadia opposed Aristotle’s view that the natural
order was eternal. He held, with other partisans of the Muʿtazilite
kalām, that the demonstration of the temporal creation of the world must
precede and pave the way for the proof of the existence of God the Creator.
Given the demonstrated truth that the world has a beginning in time, it can be
proved that it could have been produced only through the action of a creator.
It can further be proved that there must have been only one creator.
The theology of Saʿadia, like that of the
Muʿtazilites, hinges on two principles: the unity of God and the principle
of justice. The latter takes issue with the view (widespread in Islam and
present also in Judaism) that the definition of what is just and what is good
depends solely on God’s will, to which none of the moral criteria found among
human beings are applicable. According to this view, a revelation from God can
convert an action generally recognized as evil into a good action. Against this
way of thinking, Saʿadia and the Muʿtazilites believed that being
good and just or being evil and unjust are intrinsic characteristics of human
actions and cannot be changed by divine decree. The notions of justice and of
good, as conceived by humans, are binding even on God himself. Indeed, the
ethical cognitions of humans are the same as those of the Deity.
Saʿadia also addressed the issue of the function of
religious law. Of central importance in traditional Judaism and Islam, the law
was thought to have been established to compel humans to perform good actions
and avoid bad ones. Because Saʿadia believed that humans have a priori
knowledge of good and evil and that this knowledge coincides with the
principles underlying the most important portions of the revealed law, he was
forced to ask whether this law is not superfluous. He could, however, point out
that, whereas the human intellect recognizes that certain actions—for instance,
murder or theft—are evil, it cannot by itself discover the best definition of
what constitutes a particular transgression; nor can it, on its own, determine
an appropriate punishment. On both points, Saʿadia asserted, the
commandments of religious law give the best possible answers.
Saʿadia called the commandments that accord with the
behests of the human intellect the intellectual, or rational, commandments.
According to him, they include the duty of manifesting gratitude to the Creator
for the benefits he has bestowed upon humans. Saʿadia recognized that a
considerable number of commandments—for instance, those dealing with the
prohibition of work on the Sabbath—do not belong to this category. He held,
however, that the obligation to obey them can be derived from the rational commandment
that humans must be grateful to God, for such gratitude entails obedience to
his orders.
The Karaites
Saʿadia’s adoption of the rational Muʿtazilite
theology was a part of his overall effort to consolidate rabbinical Judaism
(based on the Mishna and Talmud), which was being attacked by the Karaites.
This Jewish sect, founded by Anan ben David in the 8th century, rejected the
authority of the Oral Law and the commentaries on it—that is, of the Mishna and
the Talmud. In the 10th century and afterward, the Karaites accepted as their
guides the Hebrew Bible and human reason, in the Muʿtazilite sense of the
word. Their repudiation of postbiblical Jewish religious tradition facilitated
a rational approach to theological doctrine. This approach led Karaite authors
to criticize the adherents of rabbinical Judaism for holding anthropomorphic
beliefs based in part on texts of the Talmudic period. Karaite authors
propounded, in conceptual terms, a theology of Jewish history in exile (galut).
Life in exile is a diminished existence; nevertheless, the good or bad actions
of the Jewish people (rather than their material strength or weakness) affect
the course of history. Redemption may come when all Jews are converted to
Karaism.
The Karaites adopted Muʿtazilite kalām wholesale,
including its atomism. The Muʿtazilite atomists held that everything that
exists consists of minute, discrete parts. This applies not only to bodies but
also to space, time, motion, and the “accidents”—that is, qualities, such as
colour—which the Islamic and Jewish atomists regarded as being joined to the
corporeal atoms but not determined by them, as had been believed by the Greek
atomists. An instant of time or a unit of motion does not continue the
preceding instant or unit. All apparent processes are discontinuous, and there
are causal connections between their successive units of change. The fact that
cotton put into fire generally burns does not mean that fire is a cause of
burning; rather, it may be explained as a “habit” that has no character of
necessity. God’s free will is the only agent of everything that occurs, with
the exception of one category—human actions. These are causes that produce
effects; for instance, one who throws a stone at someone else, who is then
killed, directly brings about the latter’s death. This inconsistency on the
part of the theologians was required by the principle of justice, for it would
be unjust to punish someone for a murder that was a result not of this person’s
action but of God’s. This grudging admission that causality exists in certain
strictly defined and circumscribed cases was occasioned by moral, not physical,
considerations.
Jewish Neoplatonism
Isaac Israeli
Outside Babylonia, philosophical studies were pursued by
Jews in the 9th and 10th centuries in Egypt and in the Maghrib (northwest
Africa), most notably by Isaac ben Solomon Israeli (832/855–932/955), an
Egyptian-born North African who has been called “the first Jewish
Neoplatonist.” In his philosophical works, such as the Kitab al-ustuqusat (“Book
of Elements”) and the Kitab al-hudud (“Book of Definitions”), Israeli drew
largely upon a 9th-century Muslim popularizer of Greek philosophy, Abū
ğūsuf Yaʿqūb al-Kindī, and also, in all probability,
upon a lost pseudo-Aristotelian text. The peculiar form of Neoplatonic doctrine
that seems to have been set forth in this text had, directly and indirectly, a
considerable influence on medieval Jewish philosophy.
According to Israeli, God creates through his will and
power. The two things that were created first were form, identified with
wisdom, and matter, which is designated as the genus of genera (the classes of
things) and which is the substratum of everything, not only of bodies but also
of incorporeal substances. This conception of matter apparently was derived
from the Greek Neoplatonists Plotinus (205–270) and Proclus (c. 410–485),
particularly from the latter. In Proclus’s opinion, generality was one of the
main criteria for determining the ontological priority of an entity (its place
in the hierarchy of being). Matter, because of its indeterminacy, obviously has
a high degree of generality; consequently, it figures among the entities having
ontological priority. According to the Neoplatonic view, which Israeli seems to
have adopted, the conjunction of matter and form gives rise to the intellect. A
light sent forth from the intellect produces the rational soul, which in turn
gives rise to the vegetative soul.
Israeli was perhaps the first Jewish philosopher to
attribute prophecy to the influence of the intellect on the faculty of
imagination. According to Israeli, this faculty receives from the intellect
spiritual forms that are intermediate between corporeality and spirituality.
This explanation implies that these forms, “with which the prophets armed
themselves,” are inferior to purely intellectual cognitions.
In its essentials, the schema of creation and emanation
propounded by Isaac Israeli and his Neoplatonic source (or sources) was taken
over by Solomon ibn Gabirol, a celebrated 11th-century Hebrew liturgical poet
who was also the earliest Jewish philosopher of Spain. His chief philosophical
work, written in Arabic but preserved in full only in a 12th-century Latin
translation titled Fons vitae (“Fountain of Life”), makes no reference to
Judaism or to specifically Jewish doctrines and is a dialogue between a
disciple and a master who teaches him true philosophical knowledge. Despite its
prolixity and many contradictions, it is an impressive work. Few medieval texts
so effectively communicate the Neoplatonic conception of the existence of a
number of planes of being that differ according to their ontological priority,
the derivative and inferior ones constituting a reflection in a grosser mode of
existence of those that are prior and superior.
One of Ibn Gabirol’s central concerns was the divine will,
which appears to be both part of and separate from the divine essence. Infinite
according to its essence, the will is finite in its action. It is described as
pervading everything that exists and as being the intermediary between the
divine essence and matter and form. Will was one of the traditional terms used
by medieval theologians to identify the entity intermediate between the
transcendent Deity and the world or the aspect of the Deity involved in
creation. According to a statement in Fons vitae, matter derives from the
divine essence, whereas form derives from the divine will. This suggests that
the difference between matter and form has some counterpart in the Godhead and also
that universal matter is superior to universal form. Some of Ibn Gabirol’s
statements seem to support the superiority of universal matter; other passages,
however, appear to imply the superiority of universal form.
Form and matter, whether universal or particular, exist
only in conjunction. All things, with the sole exception of God, are
constituted through the union of the two, the intellect no less than corporeal
substance. In fact, the intellect is the first being in which universal matter
and form are conjoined. The intellect contains and encompasses all things. It
is through the grasp of the various planes of being, through ascending in
knowledge to the world of the intellect and apprehending what is above it—the
divine will and the world of the Deity—that humans may “escape death” and reach
“the source of life.”
Judah ha-Levi
Judah ben Samuel ha-Levi (c. 1075–1141), another celebrated
Hebrew poet from Spain, was the first medieval Jewish thinker to base his
thought consciously and consistently on arguments drawn from Jewish history.
His views are set forth in an Arabic dialogue, al-Hazari (Hebrew Sefer
ha-Kuzari), the full title of which is translated as “The Book of Proof and
Argument in Defense of the Despised Faith.” This work is usually called Kuzari—i.e.,
“the Khazar.”
Basing his narrative on the historical conversion to
Judaism of the Khazars (c. 740), a Turkic-speaking people in central Eurasia,
ha-Levi relates that their king, a pious man who did not belong to any of the
great monotheistic religions, dreamed of an angel who said to him, “Your
intentions are pleasing to the Creator, but your works are not.” To find the
correct way to please God, the king sought guidance from a philosopher, from a
Christian, from a Muslim, and finally—after hesitating to invite a
representative of a people degraded by historical misfortune—from a Jewish
scholar, who then converted him to Judaism. The angel’s words in the king’s
dream may be regarded as a kind of revelation. Ha-Levi used this element of the
story to suggest that it is not the spontaneous activity of reason that impels
human beings to undertake the quest for the true religion but the gift of
prophecy—or at least a touch of the prophetic faculty (or a knowledge of the
revelations of the past).
The argument of the philosopher whose advice is sought by
the king confirms this point. This disquisition is a brilliant piece of writing
that lays bare the essential differences between the Aristotelian God, who is
wholly indifferent to human individuals, and the God of the Jewish religion.
The God of the philosophers, who is pure intellect, is not concerned with the
works of human beings; moreover, the cultural activities to which the angel
clearly refers—activities that involve both mind and body—cannot, from a
philosophical point of view, either help or hinder humans in the pursuit of the
philosophers’ supreme goal, the attainment of union with the active intellect,
a “light” of the divine nature. This union was supposed to confer knowledge of
all intelligible things on the individual; the supreme goal, therefore, was
purely intellectual in nature.
In opposition to the philosopher’s faith, the religion of
the Jewish scholar in the Kuzari is based on the fact that God may have a
close, direct relationship with humans, who are not conceived primarily as
beings endowed with intellect. The postulate that God can have intercourse with
a creature made of the disgusting materials that compose the human body is
scandalous to the king and prevents his acceptance of the doctrine concerning
prophecy, expounded by the Muslim sage (just as the extraordinary nature of the
Christological dogmas deters him from adopting Christianity).
The Jewish scholar argues that it is contemplation not of
the cosmos but of Jewish history that procures knowledge of God. Ha-Levi was
aware of the odium attached to the doctrine of the superiority of one
particular nation; he held, however, that this teaching alone explains God’s
dealings with humanity, which, like many other things, reason is unable to
grasp. The controversies of the philosophers serve as proof of the failure of
human intelligence to find valid solutions to the most important problems.
Ha-Levi’s dialogue was also directed against the Karaites.
He shows the necessity and celebrates the efficacy of a blind, unquestioning
adhesion to tradition, which the Karaites rejected. Yet he expounds a theology
of Jewish exile that seems to have been influenced by Karaite doctrine.
According to ha-Levi, even in exile the course of Jewish history is not
determined like that of other nations by natural causes, such as material
strength or weakness; the decisive factor is whether the Jews are religiously
observant or disobedient. The advent of Christianity and Islam, in his view,
prepares other nations for conversion to Judaism, an event that will occur in
the eschatological period at the end of history.
Other Jewish thinkers, c. 1050–c. 1150
Many other Jewish thinkers appeared in Spain during the
period from the second half of the 11th century to the first half of the 12th.
Bahya ben Joseph ibn Pakuda wrote one of the most popular books of Jewish
spiritual literature, Kitāb al-hidāyah ilā farā’iḍ
alqulūb (“Guidance to the Duties of the Heart”), which combines a theology
influenced by Saʿadia with a moderate mysticism inspired by the teachings
of the Sufis. The commandments of the heart—that is, those relating to thoughts
and sentiments—are contrasted with the commandments of the limbs—that is, the
Mosaic commandments enjoining or prohibiting certain actions. Bahya maintained
that both sets of commandments should be observed (thus rejecting the
antinomian position) but made clear that he was chiefly interested in the
commandments of the heart.
Abraham bar Hiyya Savasorda, a mathematician, astrologer,
and philosopher, outlined in Megillat ha-megalle (“Scroll of the Revealer”) a
view of Jewish history that is reminiscent of ha-Levi but does not emphasize
its uniqueness to the same degree; it is also set forth in much less impressive
fashion. Living in Barcelona under Christian rule, Bar Hiyya wrote scientific
and philosophical treatises not in Arabic but in Hebrew. Hebrew was also used
by Abraham ibn Ezra (died 1167), a native of Spain who travelled extensively in
Christian Europe. His commentaries on the Bible contributed to the diffusion
among the Jews of Greek philosophical thought, to which Ibn Ezra made many
disjointed references. His astrological doctrine had a great influence on some
philosophers.
The last outstanding Jewish philosopher of the Islamic
East, Abū al-Barakāt al-Baghdādī (who died as a very old
man sometime after 1164), also belongs to this period. An inhabitant of Iraq,
he was converted to Islam in his old age (for reasons of expediency, according
to his biographers). His philosophy appears to have had a strong impact on
Islamic thought, though its influence on Jewish philosophy and theology is very
hard to pin down and may be practically nonexistent. His chief philosophical
work, Kitāb al-muʿtabar (“The Book of That Which Has Been Established
by Personal Reflection”), contains very few references to Jewish texts or
topics. Abū al-Barakāt rejected Aristotelian physics completely.
According to him, time is the measure of being and not, as Aristotle taught,
the measure of motion; he also replaced Aristotle’s two-dimensional concept of
place with the three-dimensional notion of space, the existence of which is
independent of the existence of bodies.
Jewish Aristotelianism
Jewish thinkers in Muslim Spain and the Maghrib adopted
Aristotelianism (as well as systems that stemmed from but also profoundly
modified pure Aristotelian doctrine) considerably later than did their
counterparts in the Islamic East.
Abraham ibn Daud
Abraham ibn Daud (12th century), who is regarded as the
first Jewish Aristotelian of Spain, was primarily a disciple of Avicenna, the
great 11th-century Islamic philosopher. He may have translated or helped to
translate some of Avicenna’s works into Latin, according to one plausible
hypothesis, for he lived under Christian rule in Toledo, a town that in the
12th century was a center for translators. His historical treatises, written in
Hebrew, manifest his desire to familiarize his fellow Jews with the historical
tradition of the Latin world, which at that time was alien to most of them. But
his philosophical work, Sefer ha-emuna ha-rama (“Book of Sublime Faith”), written
in 1161 in Arabic, shows few if any signs of Christian influence.
The doctrine of emanation set forth in this work describes
in the manner of Avicenna the procession of the 10 incorporeal intellects, the
first of which derives from God. This intellect produces the second intellect,
and so on. Ibn Daud questioned in a fairly explicit manner Avicenna’s views on
the way the second intellect is produced; his discipleship did not mean total
adherence. Ibn Daud’s psychology was also, and more distinctively, derived from
Avicenna. The argumentation leading to a proof that the rational faculty is not
corporeal attempts to derive the nature of the soul from the fact of immediate
self-awareness. Like Avicenna, Ibn Daud founded psychology on a theory of
consciousness.
Ibn Daud often referred to the accord that, in his view,
existed between philosophy and religious tradition. As he remarked, the Sefer
ha-emuna ha-rama was not for readers who, in their simplicity, are satisfied
with what they know of religious tradition or for those who have a thorough
knowledge of philosophy. It was intended for readers of one type only: those
who, being acquainted with the religious tradition on the one hand and having
some rudiments of philosophy on the other, are “perplexed.” It was for the same
audience that Maimonides wrote his The Guide for the Perplexed.
Maimonides
MaimonidesJewish philosopher, jurist, and physician Moses
Maimonides.
Moses Maimonides (Moses ben Maimon; 1135–1204), a native of
Spain, is incontestably the greatest name in Jewish medieval philosophy, but
his reputation is not derived from any outstanding originality in philosophical
thought. Rather, the distinction of Maimonides, who is also the most eminent
codifier of Jewish religious law, is to be found in the vast scope of his
attempt, in the Dalālat al-hā’irin (The Guide for the Perplexed), to
safeguard both religious law and philosophy (the public communication of which
would be destructive of the law) without suppressing the issues between them
and without trying to impose, on a theoretical plane, a final, universally
binding solution to the conflict.
As Maimonides states in his introduction to the Guide, he
regarded his self-imposed task as perilous, and he therefore had recourse to a
whole system of precautions designed to conceal his true meaning from people
who, lacking the necessary qualifications, might misread the book and abandon
observance of the law. Maimonides himself notes that these precautions include
deliberately contradictory statements meant to mislead the undiscerning reader.
The apparent or real contradictions encountered in the Guide are perhaps most
flagrant in Maimonides’ doctrine concerning God. There seems to be no plausible
hypothesis capable of explaining away the inconsistencies between the following
three views:
1. God has an eternal will that is not bound by natural
laws. Through an act of his will, he created the world in time and imposed on
it the order of nature. This creation is the greatest of miracles; only if it
is admitted can other miracles, which interfere with the causally determined
concatenations of events, be regarded as possible. The philosophers’ God, who
is not free to cut the wings of a fly, is to be rejected. This conception is in
keeping with the traditional religious view of God and is avowedly adopted by
Maimonides because failure to do so would undermine religion.
2. Humans are incapable of having any positive knowledge
concerning God. No positive attributes—e.g., wisdom or life—can be ascribed to
God. Contrary to the attributes predicated of created beings, the divine
attributes are strictly negative; they state what God is not. For instance, he
is not not-wise, and such a statement is not a positive assertion. Hence, only
a negative theology is possible—saying what God is not. The way God acts can,
however, be known. This knowledge is to be found in natural science.
3. God is an intellect. The formula used by medieval
philosophers—which maintains that in God the knowing subject, the object known,
and the act of intellectual knowledge are identical—derives from Aristotle’s
thesis that God knows only himself. In adopting the formula, however,
Maimonides interpreted it in the light of human psychology and epistemology,
pointing out that, according to Aristotle, the act of human (as well as divine)
cognition brings about an identity of the cognizing subject and the cognized
object. The parallel drawn by Maimonides between the human and the divine
intellect quite evidently implies a certain similarity between the two; in
other words, it is incompatible with the negative theology of other passages of
the Guide. Nor can it be reconciled with his theological doctrine that the
structure of the world—created in time—came into being through the action of
God’s will.
There would be no enigma in the Guide if Maimonides had
believed that truth can be discovered in a suprarational way, through
revelations vouchsafed to the Prophets. This, however, is not the case.
Maimonides held that the Prophets (with the exception of Moses) combine great
intellectual ability, which qualifies them to be philosophers, with a powerful
imagination. The intellectual faculty of the philosophers and the prophets
receives an overflow from the active intellect. In the case of the Prophets,
this overflow not only brings about intellectual activity but also passes over
into the imaginative faculty, giving rise to visions and dreams. The fact that
prophets have a strong imagination gives them no superiority in knowledge over
philosophers, who do not have it. Moses, who belonged to a higher category than
did the other Prophets, did not have recourse to imagination.
The laws and religion as instituted by Moses are intended
not only to ensure the bodily welfare and safety of the members of the
community but also to facilitate the attainment of intellectual truths by
individuals gifted enough to uncover the various hints embodied in religious
laws and practices. This does not mean that all the beliefs inculcated by
Judaism are true. Some indeed express philosophical truths—though in an
inaccurate way, in a language suited to the intellectual capacity of the common
people, who in general cannot grasp the import of the dogmas they are required
to profess. Other beliefs, however, are false but necessary for the
preservation of public order and justice—e.g., the belief that God is angry
with wrongdoers.
There are two noteworthy aspects of Maimonides’ position on
the Law—i.e., the religious commandments. First, he maintained that it is
unique in its excellence and valid for all time. This profession of faith, at
least with regard to its assumptions about the future, lacked philosophical
justification; however, it could be regarded as necessary for the survival of
Judaism. Second, he asserted that certain precepts of the Mosaic Law were
related to specific historical situations and to the need to avoid too sharp a
break with popular customs and practices—for instance, the commandments
concerning sacrifice.
For at least four or five centuries, The Guide for the
Perplexed exercised a very strong influence in the European centers of Jewish
thought; in the 13th century, when the Guide was twice translated into Hebrew,
these centers were Spain, the south of France, and Italy. Rather paradoxically,
in view of the unsystematic character of Maimonides’ exposition, it was used as
a standard textbook of philosophy and condemned as such when the teaching of
philosophy came under attack. The Guide could be used in this way because from
the 13th century onward the history of Jewish philosophy in European countries
acquired a continuity it had never had before. This development seems to have
resulted from the substitution of Hebrew for Arabic as the language of
philosophical exposition. Because of the existence of a common and relatively
homogeneous philosophical background—Hebrew texts were much less numerous and
less diverse than Arabic philosophical works—and the fact that Jewish
philosophers reading and writing in Hebrew read the works of their
contemporaries and immediate predecessors, something like a dialogue can be
discerned. In striking contrast to the immediately preceding period, European
Jewish philosophers in the 13th century and later frequently devoted a very
considerable part of their treatises to discussions of the opinions of other
Jewish philosophers. That many of the Jewish philosophers in question wrote
commentaries on the Guide undoubtedly furthered this tendency.
The influence of Maimonides’ great Islamic contemporary
Averroës, many of whose commentaries and treatises were translated into Hebrew,
was second only to that of Maimonides on Jewish intellectual development.
Indeed, it may be argued that for philosophers (as distinct from the general
reading public) it often came first. In certain cases, commentators on the
Guide quote Averroës’ opinions in order to clarify those of Maimonides, despite
the frequent divergences between the two.
The apparently significant influence of Christian
Scholastic thought on Jewish philosophy was often not openly acknowledged by
Jewish thinkers in the period beginning with the 13th century. Samuel ibn
Tibbon (c. 1150–c. 1230), one of the translators of the Guide into Hebrew and a
philosopher in his own right, remarked that the philosophical sciences were
more widely known among Christians than among Muslims. Somewhat later, at the
end of the 13th century and after, Jewish scholars in Italy translated into
Hebrew various texts of St. Thomas Aquinas and other Christian representatives
of Scholasticism; not infrequently, some of them acknowledged the debt they
owed their Christian masters. In Spain and in the south of France, a different
convention seems to have prevailed up to the second half of the 15th century.
Whereas Jewish philosophers of these countries felt no reluctance about
referring to Greek, Arabic, and other Jewish philosophers, they refrained from
citing Christian thinkers whose views had, in all probability, influenced them.
In the case of certain Jewish thinkers, this absence of reference to the
Christian Scholastics served to disguise the fact that in many essentials they
were representative of the philosophical trends, such as Latin Averroism, that
were current among the Christian Scholastics of their time.
There is a striking resemblance between certain views of
the Latin Averroists and the parallel opinions of Isaac Albalag, a Jewish
philosopher who lived in the second half of the 13th century, probably in Catalonia,
Spain, and who wrote a commentary in Hebrew on the Tahāfut
al-falāsifah (“The Inconsistencies of the Philosophers”), an exposition of
Avicenna’s doctrine written by the Muslim philosopher al-Ghazālī
(1058–1111). Albalag’s assertion that both the teachings of the Bible and the
truths demonstrated by reason must be believed even if they are contradictory
raises the possibility that some historical connections exist between this view
and the Latin Averroist doctrine that there are two sets of truths—the
religious and the philosophical—which are not necessarily in accord. On most
other points Albalag was a follower of the system of Averroës himself. This
position is exemplified by Albalag’s rejection of the view that the world was
created in time. Although he professed to believe in what he called “absolute
creation in time,” this expression merely signifies that at any given moment
the continued existence of the world depends on God’s existence, an opinion
that is essentially in harmony with Averroës.
Joseph Caspi (1297–1340), a prolific philosopher and
exegetical commentator, maintained a somewhat unsystematic philosophical
position that seems to have been influenced by Averroës. He expressed the
opinion that knowledge of the future, including that possessed by God himself,
is probabilistic in nature. The prescience of the Prophets is the same. Caspi’s
interest in this problem may well have had some connection with the debate
about future contingencies in which Christian Scholastics were engaged at that time.
Moses of Narbonne, or Moses Narboni, like many other Jewish
scholars of the 14th century, wrote mainly commentaries, including those on
biblical books, on treatises of Averroës, and on Maimonides’ Guide. In his
commentary on the Guide, Narboni often interprets the earlier philosopher’s
opinions by recourse to Averroës’ views. Narboni also expounded and gave
radical interpretations to certain conceptions that he understood as implied in
the Guide. According to Narboni, God participates in all things, because he is
the measure of all substances. God’s existence appears to be bound up with that
of the world, to which he has a relation analogous to that between a soul and
its body (a comparison already made in the Guide).
Gersonides
Gersonides, also known as Levi ben Gershom (1288–1344),
wrote the systematic philosophical work Sefer milḥamot Adonai (“The Book
of the Wars of the Lord”), as well as many philosophical commentaries.
Gersonides cited Greek, Arabic, and Jewish thinkers, and in many ways his
system appears to have stemmed from the doctrines of Maimonides or Averroës,
regardless of whether he agreed with them. For example, he explicitly rejected
Maimonides’ doctrine of negative theology. Although he never explicitly
mentioned Christian Scholastic philosophers, a comparison of his opinions and
of the particular problems that engaged his attention with the Scholastic
writings of his period suggests that he was influenced by the Latins on certain
points.
Gersonides disagreed both with the Aristotelian
philosophers who maintained the eternity of the world and with the religious
partisans who believed in the creation of the world in time out of nothing. He
argued instead that God created the world in time out of a preexistent body that
lacked all form. As Gersonides conceived it, this body seems to be similar to
primal matter.
The problem of human freedom of action and a particular
version of the problem of God’s knowledge of future contingencies form an
important part of Gersonides’ doctrine. Unlike the great Jewish and Muslim
Aristotelians, Gersonides believed in astrology and held that all happenings in
the world except human actions are governed by a strict determinism. God’s
knowledge does not extend to individual human acts but embraces the general
order of things; it grasps the laws of universal determinism but is incapable
of apprehending events resulting from human freedom. Thus, the object of God’s
knowledge is a totally determined world order, which differs from the real world
insofar as the latter is in some measure formed according to human freedom.
Gersonides does not appear to have assigned to the prophets
any political function; according to him, their role consists of predicting
future events. The providence exercised by the heavenly bodies ensures the
existence in a given political society of people with an aptitude for the
handicrafts and professions necessary for the survival of the community. He
remarked that in this way the various human activities are distributed in a
manner superior to that outlined in the Republic of Plato. Thus, he explicitly
rejected Plato’s political philosophy, which, because it was suitable to a
society ruled through laws promulgated by a prophet (Muhammad), had been an
important element of Jewish philosophy in the Arabic period.
Ḥasdai Crescas
The Spanish Jewish thinker Ḥasdai ben Abraham Crescas
(1340–1410), like Gersonides, had thorough knowledge of Jewish philosophy and
partial knowledge of Islamic philosophy; in both areas he seems to have been
influenced by Christian Scholastic thought. Moreover, in certain important
respects Crescas was influenced by Gersonides himself. One of Crescas’s main
works, Or Adonai (“The Light of the Lord”), was quite contrary to Gersonides in
its attempt to expose the weaknesses of Aristotelian philosophy. This attitude
may be placed in the wider context of the return to religion itself, as opposed
to the Aristotelian rationalization of religion, and the vogue of Kabbala
(esoteric Jewish mysticism), both of which were characteristic features of
Spanish Jewry in Crescas’s time. This change in attitude may have been a
reaction to the increasing precariousness of the position of the Jewish
community in Spain.
The criticism of the extreme rationalism of some medieval
Aristotelians coincided historically with a certain disintegration of and
disaffection toward classical Aristotelian Scholasticism. This trend was
associated with the so-called voluntarism of John Duns Scotus (c. 1266–1308),
the nominalism of William of Ockham (c. 1285–1347/49) and other
13th–14th-century Christian Scholastics, and the development of
anti-Aristotelian physics at the University of Paris and elsewhere beginning in
the 14th century. Significantly, there is a pronounced resemblance between
Crescas’s views and two of these trends, Scotism (the teachings of Duns Scotus
and his followers) and the “new” physics.
Crescas accepted Gersonides’ view that divine attributes
cannot be negative, but unlike his predecessor his explanation of the difference
between the attributes of God and those of created beings centered on the
contrast between an infinite being and finite beings. It is through infinitude
that God’s essential attributes—wisdom, for instance—differ from the
corresponding and otherwise similar attributes found in created beings. In
Crescas’s doctrine, as in that of Spinoza, God’s attributes are infinite in
number. The central place assigned to the doctrine of God’s infinity in
Crescas’s system suggests the influence of Duns Scotus’s theology, which is
similarly founded upon the concept of divine infinity.
The problem of the infinite was approached from an
altogether different perspective in Crescas’s critique of Maimonides’ 25
propositions, which Maimonides had set forth in the Guide as the basis of his
proof of the existence of God. Crescas’s purpose in criticizing and rejecting
several of these propositions was to show that the traditional Aristotelian
proofs (founded in the first place on physical doctrines) were not valid. In
his critique, Crescas attempted to disprove the Aristotelian thesis that the
existence of an actual infinite is impossible. He held that space is not a
limit but a three-dimensional extension, that it is infinite, and that,
contrary to Aristotle, the existence of a vacuum and of more worlds than one is
possible. He also argued that the thesis of the Aristotelian philosophers that
there exists an infinite number of causes and effects, which have order and
gradation, was impossible. This thesis refers not to a temporal succession of
causes and effects that have a similar ontological status but to a vertical
series, descending from God to the lowest rung in creation. His attacks were
likewise directed against the Aristotelians’ conceptions of time and matter.
Crescas’s fundamental opposition to Aristotelianism is
perhaps most evident in his rejection of the conception of intellectual
activity as the supreme state of being for humans and for God. Crescas’s God is
not first and foremost an intellect, and humanity’s supreme goal is not to
think but to love God with a love corresponding, as far as possible, to his
infinite greatness and to rejoice in the observance of his commandments. God
too loves human beings, and his love, in spite of the lowliness of its object,
is proportionate to his infinity.
Crescas attacked the Aristotelian teaching of the
separation of the intellect from the soul and attempted, perhaps in part under
the influence of Judah ha-Levi, to refute the Aristotelian doctrine that the
actualized intellect, as distinct from the soul, survives the death of the
body. According to Crescas, the soul is a substance in its own right; it can be
separated from the body and subsists after the body’s death.
Joseph Albo
Whereas Crescas regarded the Aristotelian philosophers as
adversaries, Joseph Albo (c. 1380–c. 1444), who considered Crescas his teacher,
expressed a much more ambivalent attitude toward them. Albo did not eschew
self-contradiction, apparently considering it a legitimate precaution on the
part of a philosophical or theological author; indeed, he indulged in it in a
much more obvious way than did Maimonides. But, whereas the latter’s
fundamental philosophical position is fairly clear, it is much less apparent
who Albo’s true masters were—Crescas and the Jewish religious tradition, or
Maimonides and Averroës. Because of this perhaps deliberate failure to explain
to the reader where he really stood, Albo has often been dismissed as an
eclectic. Indeed, along with the authors just mentioned, Albo was strongly
influenced by Saʿadia and seems to have had considerable knowledge of
Christian theology, even adopting for his own purposes certain Scholastic
doctrines. He differs from Crescas and to some extent resembles Maimonides in
having a marked interest in political theory.
The theme of Albo’s magnum opus, Sefer ha-ʿiqqarim
(“Book of Principles”), is the investigation of the theory of Jewish religious
dogmas. Maimonides, in a nonphilosophical work, set the number of dogmas at 13,
whereas Albo, following a doctrine that seems to go back to Averroës, limited
the number to three: the existence of God, divine providence in reward and
punishment, and the Torah as divine revelation. One section, usually including
the philosophical and the traditional religious interpretations side by side,
is devoted to each of these dogmas. Albo’s principal and relatively novel
contribution to the evolution of Jewish doctrine is the classification, in his
introduction, of natural, conventional, and divine law.
Natural law (the universal moral law inherent in human
nature) is necessary because human beings, who are political by nature, must
belong to a community, which may be restricted in size to one town or may
extend over the whole earth. Natural law preserves society by promoting right
and repressing injustice; thus, it restrains humans from stealing, robbing, and
murdering. The positive laws instituted by the wise take into account the
particular nature of the people for whose benefit they are instituted, as well
as other circumstances. This means that they differ from the natural law in not
being universally applicable. Neither natural law nor the more elaborate
conventional laws, however, lead humans toward true spiritual happiness; this
is the function of divine laws instituted by a prophet, which teach humans true
theoretical opinions. Whereas Maimonides maintained that Judaism was the only
divine law promulgated by a true prophet, Albo considered that the commandments
given to Noah for all humankind—the Noahide Laws that Noah received after the
Flood—also constitute divine law, which ensures, though to a lesser degree than
does Judaism, the happiness of its adherents. This position justifies a certain
universalism; in accordance with a Talmudic saying, Albo believed that the pious
among the non-Jews—that is, those who observe Noah’s laws—have a share in the
world to come. But he rejected the pretensions of Christianity and Islam to
encompass divine laws comparable—or even superior—to Judaism.
Modern philosophy
The Iberian-Dutch philosophers
The expulsion of the Jews from Spain and Portugal in 1492
and 1497, respectively, produced a new center of Jewish thought: Holland, where
many exiled Jews found a new and safer domicile; the tolerance of the regime
seemed to provide guarantees against external persecution. This did not
prevent, and indeed may have furthered, the establishment of an oppressive
internal orthodoxy that was prepared to chastise rebellious members of the
community. This was evident in the cases of Uriel Acosta (Gabriel da Costa) and
Benedict de Spinoza, two 17th-century philosophers who rebelled against Jewish
orthodoxy and were excommunicated for their views (Acosta twice).
Uriel Acosta
Belonging to a family of Marranos in Portugal, Acosta
arrived in Amsterdam after having been brought up in the Catholic faith. His
philosophical position was to a great extent determined by his antagonism to
the dogmatism of the traditional Judaism that he encountered in Amsterdam. His
growing estrangement from generally accepted Jewish doctrine is attested by his
Portuguese treatise Sobre a mortalidade da alma (“On the Mortality of the
Soul”). He held that the belief in the immortality of the soul has many evil
effects and that it impels people to choose an ascetic way of life and even to
seek death. According to him, nothing has tormented human beings more than the
belief in an inner, spiritual good and evil. At this stage, Acosta affirmed the
authority of the Bible, from which, according to him, the mortality of the soul
can be proved.
In his autobiography, Exemplar Humanae Vitae (“Example of a
Human Life”), Acosta took a more radical position. He proclaimed the supreme
excellence of the natural moral law; when arguing before Jews, he seemed to
identify this law with the Noahide Laws (the commandments given to Noah), thus
suggesting a correspondence with the view of Albo. Accordingly, Acosta denied
the validity of the argument that natural law is inferior to Judaism and
Christianity, because he believed that both these religions teach the love of
one’s enemies, a precept that is not a part of natural law and is a manifest
impossibility.
Benedict de Spinoza
Philosopher Benedict de Spinoza
Born in Amsterdam but of Portuguese Marrano descent,
Spinoza is unique in the history of modern Jewish thought. Although his work
does not deal with specifically Judaic themes, he is traditionally included in
this history for several reasons. First, it was through the study of Jewish
philosophical texts that Spinoza was first initiated into philosophy. Second,
Spinoza’s system is in part a radicalization of, or perhaps a logical corollary
to, medieval Jewish doctrines, and the impact of Maimonides and of Crescas is
evident. Third, a considerable portion of Spinoza’s Tractatus
Theologico-Politicus deals with problems related to Judaism. He drew from
Jewish religion and history, even using the Israelite commonwealth in the
Tractatus as the template for his ideal state, though he was not centrally
concerned with matters of Jewish theology and ritual.
The first chapters of the Tractatus show that the doctrine
of prophecy is of central importance to Spinoza’s explanation of Judaism and
that, in dealing with this subject, he used Maimonides’ categories, though he
applied them to different people or groups of people. Maimonides held that the
prophets combined intellectual perfection, which made them philosophers, with
perfection of the imaginative faculty. He also referred to a category of
persons, including lawyers and statesmen, endowed with a strong imagination but
possessing no extraordinary intellectual gifts. Spinoza applied this category
to the prophets, whom he described as possessing vivid imaginations but as not
necessarily having outstanding intellectual capacities. He denied that the
biblical Prophets were philosophers and used a philosophical and historical
approach to the Scriptures to show that the contrary assertion is not borne out
by the texts.
Spinoza also denied Maimonides’ assertion that the prophecy
of Moses was essentially different from that of the other Prophets and that
this was because Moses, in prophesying, had no recourse to the imaginative
faculty. According to Spinoza, Moses’ prophecy was unique because he heard the
voice of God in a prophetic vision—that is, in a state in which his imagination
was active. In this assertion, Spinoza employed one of Maimonides’ categories
of prophecy. Maimonides thought it improbable, however, that the voice of God
was ever heard in prophetic vision, and he held that this category is purely
hypothetical. In his classification of Moses, Spinoza was not concerned with
what really happened in history; rather, he was attempting to fashion the
biblical evidence according to Maimonides’ theoretical framework so that it
would further his own theological and political purpose: to show that there
could be a religion superior to Judaism.
This purpose made it imperative to propound in the
Tractatus Theologico-Politicus a theory concerning Jesus, whom Spinoza
designates as Christus. The category and the status assigned to Jesus are
similar to those that Maimonides attributed to Moses. Jesus is referred to in
the Tractatus as a religious teacher who makes recourse not to the imaginative
faculty but to the intellect. His authority may be used to institute and
strengthen the religion Spinoza called religio catholica (“universal
religion”), which has little or nothing in common with any of the major
manifestations of historic Christianity.
The difference between Judaism and Spinoza’s religio
catholica corresponds to the difference between Moses and Jesus. After leaving
Egypt, the Jews found themselves, in Spinoza’s view, in the position of people
who had no allegiance to any positive law. They had, as it were, reverted to a
state of nature and were faced with the need to enter into a social pact. They
were also an ignorant people and very prone to superstition. Moses, a man of
outstanding ability, made use of the situation and the characteristics of the
people in order to make them accept a social pact and a state founded upon it
that, contrary to Spinoza’s scheme for his ideal communities, were not based
first and foremost upon utilitarian—that is, reasonable—consideration of the
advantages of life in society over the state of nature.
According to Spinoza, the social pact concluded by the
children of Israel in the desert was based upon a superstitious view of God as
“King” and “Judge,” to whom the children of Israel owed their political and
military successes. The children of Israel transferred political sovereignty to
God rather than to the representatives of the popular will. In due course,
political sovereignty was vested in Moses, God’s representative, and in his
successors. In spite of Spinoza’s insistence on the superstitious foundations
of the ancient Israelite state, however, his account of its regime was not
wholly unsympathetic, especially regarding its ability to curb human tyranny by
its doctrine of divine sovereignty. Spinoza believed that the state contained
the seeds of its own destruction and that, with its extinction, the social pact
devised by Moses had lapsed and all the political and religious obligations incumbent
upon the Jews had become null and void.
It could be argued that, because the state conceived by
Spinoza is based not on superstitious faith but on a social contract
originating in rational, utilitarian considerations, it does not need to have
its authority safeguarded and stabilized by means of religion. Nevertheless,
Spinoza apparently believed that religion is necessary. To fulfill this need
and to obviate the danger of harmful religions, he devised the religio
catholica, the universal religion, which is characterized by two distinctive
traits. First, its main purpose, a practical one (which is furthered by
recourse to the authority of Jesus), is to impel people to act in accordance
with justice and charity. Such conduct is tantamount to obedience to the laws
of the state and to the orders of the magistrates, in whom sovereignty is
vested. Disobedience, however, even if it springs from compassionate motives,
weakens the social pact, which safeguards the welfare of all the members of the
community; in consequence, its evil effects outweigh whatever good it may
produce. Second, although religion, according to Spinoza, is not concerned with
theoretical truth, in order to be effective the religio catholica requires
dogmas, which he set forth in the Tractatus. These dogmas are formulated in
terms that can be interpreted in accordance both with the philosophical
conception of God that Spinoza regarded as true and with widespread
superstitious ideas. It follows that if they are accepted as constituting the only
creed that everybody is obliged to profess, people cannot be persecuted on
account of their beliefs. Spinoza held that such persecution may lead to civil
war and may thus destroy the state. Philosophers are free to engage in the
pursuit of truth and to attain, if they can, the supreme goal of
humanity—freedom grounded in knowledge. There can be little doubt that the
furtherance of the cause of tolerance for philosophical opinions was one of
Spinoza’s main objects in writing the Tractatus.
As compared with the Tractatus Theologico-Philosophicus,
the Ethics, Spinoza’s major philosophical work, bears a much more ambiguous
relation to Jewish medieval philosophy. In a way, Spinoza’s metaphysical
system, contained in the Ethics, can be regarded as drawing aspects of medieval
Aristotelianism to their logical conclusions, a step that most Jewish (and
Christian and Muslim) thinkers were unwilling to take, owing to their
theological conservatism.
German philosophers
Moses Mendelssohn
The era opened by Moses Mendelssohn (1729–86)—i.e., c. 1750
to c. 1830—is sometimes called the German period of Jewish philosophy because
of the large number of works on Jewish philosophy that were written in German.
The German period is also marked by the emancipation of the Jews—that is, by
the abrogation of discriminatory laws directed against them—and by their
partial or complete assimilation. In this time in particular, the term Jewish
philosophy applied especially to works that were primarily concerned with
defining Judaism and offering a justification of its existence. The second of
these tasks was often conceived of as involving a confrontation with
Christianity rather than with philosophy. This change from what would have been
the practice in the Middle Ages seems to have resulted from the demarcation of
the sphere of religion in such a way that, at least in the opinion of the
philosophers, possible points of collision with philosophy no longer existed.
This development was stimulated by the doctrine of Spinoza, from whom
Mendelssohn and others took certain fundamental ideas concerning Judaism.
Like Spinoza, Mendelssohn held that it is not the task of
Judaism to teach rational truths, though such truths may be referred to in the
Bible. Contrary to what he called Athanasian Christianity—that is, the doctrine
set forth in the Athanasian Creed—Judaism has no binding dogmas; it is centered
on inculcating belief in certain historical events and on the observance of
religious law, which includes the ceremonial commandments. Such observance is
supposed to lead to happiness in this world and in the afterlife. Mendelssohn
did not reject this view out of hand, as Spinoza would have done. Indeed, he
seems to have been prepared to accept it, God’s mysteries being inscrutable,
and the radicalism and what may be called the consistency of Spinoza being the
complete antithesis of Mendelssohn’s apologetics. Non-Jews were supposed by
Mendelssohn to owe allegiance to the natural moral law.
Solomon Formstecher
Whereas Mendelssohn continued the medieval tradition (at
least to some extent) or adapted Spinoza’s doctrine for his own purposes, the
Jewish philosophers of the first half of the 19th century generally followed
the teachings of the non-Jewish philosophers of their own time. In Die Religion
des Geistes (“The Religion of the Spirit”), Solomon Formstecher (1808–89) may
have been influenced by F.W.J. von Schelling (1775–1854) in his conception of
nature and spirit as manifestations of the divine. In Formstecher’s view, there
are two types of religions that correspond to these manifestations: the
religion of nature, in which God is conceived as the principle of nature or as
the world soul, and the religion of the spirit, in which God is understood as
an ethical being. According to the religion of the spirit, God has produced the
world as his manifestation in full freedom and not, as the religion of nature
tends to profess, because the world was necessary for his existence.
The religion of the spirit, which corresponds to absolute
religious truth, was first manifested in the Jewish people. The religious
history of the world may be understood as a process of universalization of the
Jewish religion, according to Formstecher. Thus, Christianity propagated Jewish
conceptions among the nations; however, it combined them with pagan ideas. The
pagan element is gradually being eliminated—Protestantism, in this respect,
marks considerable progress. When at long last the Jewish element in
Christianity is victorious, the Jews will be right to give up their isolation.
The progress that will bring about this final religious union is already under
way.
Samuel Hirsch
The main philosophical work of Samuel Hirsch (1815–89),
titled Die Religionsphilosophie der Juden (“The Philosophy of Religion of the
Jews”), was decisively influenced by G.W.F. Hegel (1770–1831). Hegel’s impact
is most evident in Hirsch’s method and in the task that he assigned to the
philosophy of religion—the transformation of religious consciousness into
conceptual truth. Contrary to Hegel, however, he did not consider religious
truth to be inadequate compared with philosophical truth.
In Hirsch’s view, God revealed himself in the first stages
of Jewish history by means of miracles and prophecy. At present, he manifests
himself in the miracle of the existence of the Jewish people. Hirsch further
maintained that Christianity and Judaism were identical at the time of Jesus
and that a decisive break between them was caused by Paul the Apostle. When the
Pauline elements are eliminated from Christianity, it will be essentially in
agreement with Judaism, though Judaism will preserve its separate existence.
Nachman Krochmal
Nachman Krochmal (1785–1840), a native of Galicia (at that
time part of Austria), wrote the highly influential Hebrew treatise More
nevukhe ha-zman (“Guide for the Perplexed for Our Time”), on the philosophy of
history and on Jewish history. Krochmal’s philosophical thought was based on
the notion of spirit. He was mainly concerned with the “national spirit” that is
proper to each people and that accounts for the characteristics differentiating
one people from another in every domain of human activity. The national spirits
of all peoples except the Jewish are, according to Krochmal, essentially
particular. Hence, when the nation becomes extinct, the national spirit either
disappears or, if it is powerful, is assimilated by some other nation. The
perpetuity of the Jewish people, according to Krochmal, is the result of their
special relation to the Universal Spirit, who is the God of Israel.
Solomon Steinheim
Solomon Ludwig Steinheim (1789–1866), the author of Die
Offenbarung nach dem Lehrbegriff der Synagoge (“The Revelation According to the
Doctrine of the Synagogue”), was apparently influenced by the antirationalism
of the German philosopher Friedrich Heinrich Jacobi (1743–1819). His criticism
of science is based on Jacobi’s work, though he did not agree with Jacobi in
opposing discursive reason to the intuitive knowledge of God; Steinheim
contrasted human reason with divine revelation. The main point of opposition
between revelation, vouchsafed to the prophets of Israel, and reason is that
the God posited by reason is subject to necessity—he can act only in accordance
with laws. Moreover, reason affirms that nothing can come from nothing.
Accordingly, God is free to create not a good world but only the best possible
world. Revealed religion, on the other hand, affirms the freedom of God and the
creation of the world out of nothing.
Hermann Cohen
There seems to be little connection between the Jewish
philosophers of the first half or two-thirds of the 19th century and Hermann
Cohen (1842–1918), the head of the Neo-Kantian school centered at the
University of Marburg. Cohen may be regarded as a rather unusual case among the
Jewish philosophers of his and the preceding generations because of the dual
nature of his philosophical thought—the general and the Jewish—and the uneasy
equilibrium between them. Judaism was by no means the only important theme of
his philosophical system; indeed, it was not even his point of departure. For
most of his life, Cohen was wholly committed to his brand of Kantianism, and he
displayed considerable originality in its elaboration. It has been maintained
with some justification that his doctrine manifests a certain (unintentional)
kinship with Hegel’s, though Cohen’s idea of God is based on an analysis and
development of certain conceptions of Immanuel Kant. In Cohen’s view, reason
requires that nature be conceived of as conforming to a single rational plan
and that there be harmony between the domains of natural and moral teleology
(ultimate purposes or ends). These two requirements in turn require the
adoption of the idea of God—the word idea being used in the Kantian sense,
which means that no assertion is made about the metaphysical reality of God.
Cohen’s later works increasingly emphasized generally
religious and specifically Judaic elements. Some scholars, most notably his
student Franz Rosenzweig, interpreted this as a major turn in Cohen’s thought.
In the late 20th century, however, most scholars held that the more-pronounced
Judaism in Cohen’s later works was the culmination of his overall philosophical
system, not a radical departure from it.
Franz Rosenzweig
Franz Rosenzweig (1886–1929) published his main
philosophical work, Der Stern der Erlösung (The Star of Redemption), in 1921.
It begins by rejecting the traditional philosophical denial of the fear of
death, maintaining instead that this fear is the beginning of the cognition of
the All. Humans should fear death, despite the indifference of philosophy and
its predilection for accepting death. Traditional philosophy is interested
exclusively in the universal, and it is monistic—its aim is to discover one
principle from which everything can be derived. This tendency of philosophy,
however, denatures human experience, which knows not one but three separate
domains (which Kant had referred to in a different context), namely, God, the
world, and humanity.
According to Rosenzweig, God (like the world and like
humankind) is known through experience (the experience of revelation). In Greek
religion, the most perfect manifestation of paganism, every one of these
domains subsists by itself: the gods, the cosmos, and the human as the tragic,
solitary, silent hero. Biblical religion is concerned with the relation between
the three: the relation between God and the world, which is creation; the
relation between God and human beings, which is revelation; and the relation
between humans and the world, which leads to salvation. Under the influence of
Schelling, whose term and concept he adopted, Rosenzweig pursued a “narrative
philosophy” that renounces the ambition to find one principle for everything
that exists and that follows biblical religion in focusing on the connections
between the three domains and between the words and acts that bring about and
develop these connections.
Biblical faith brought forth two valid
religions—Christianity and Judaism. The first is described by Rosenzweig as the
eternal way; the Christian peoples seek in the vicissitudes of time and history
the way to salvation. In contrast to them, the existence of the stateless
Jewish people is not concerned with time and history; it is—notwithstanding the
hope for final salvation—already an eternal life, renewed again and again
according to the rhythm of the Jewish liturgical year.
Martin Buber
Martin Buber German-Jewish religious philosopher, biblical
translator and interpreter Martin Buber.
Among the leading thinkers of the 20th century was Martin
Buber (1878–1965), whose impact was felt by both Jews and non-Jews. In his
early period, Buber was led, partly through empathy with Jewish and non-Jewish
mysticism, to stress unitive experience and knowledge, in which the difference
between one person and another and between the individual and God tend to
disappear. But in his final period he taught—following, as he claimed, a
suggestion of Ludwig Feuerbach (1804–72)—that a human being can realize himself
only in a relation with another, who may be another person or God. This
conception of the “I and Thou” relationship led to the formulation of Buber’s
view of the dialogical life—the mutual, responsive relation between one person
and another—and accounts for the importance that he attached to the category of
“encounter.”
Shlomo Pines
Emmanuel Lévinas
During the late 20th century the thought of the French
Jewish philosopher Emmanuel Lévinas (1905–95) exercised worldwide influence. In
his main work, Totality and Infinity (1961), Lévinas emphasized ethics, as
opposed to epistemology, as the primary means for achieving one’s relation to
the “Other.” This relationship is based on the existential and material need of
the other person rather than on one’s abstract knowledge of him. In this
philosophical program, Lévinas drew upon rabbinic tradition as well as the
philosophical anthropology of Cohen, Rosenzweig, and Buber.
Jewish mysticism
This section deals with the special nature and
characteristics of Jewish mysticism, the main lines of its development, and its
role in present-day religion and culture.
Nature and characteristics
The term mysticism applies to the attempt to establish
direct contact, independently of sense perception and intellectual apprehension,
with the divine—a reality beyond rational understanding and believed to be the
ultimate ground of being. Since mysticism springs from an aspiration to join
and grasp that which falls outside ordinary experience, it is not easily
defined. There is no clear boundary line between mysticism and metaphysics,
cosmology, theosophy (a system of thought claiming special insights or
revelation into the divine nature), occultism, theurgy (the art of compelling
or persuading divine powers), or even magic.
The Judaic context
As the search for direct contact with the divine, however,
mysticism seems to be in conflict with classical Judaism. Normative Judaism
consists of a faith in a sole God who created the universe and who chose to
reveal himself to a select group by means of a rule of life he imposed on
it—Torah. According to traditional Judaic beliefs, the earthly destiny of the
chosen nation, as well as the eternal salvation of the individual, depends on
the observance of this rule of life, through which any relationship to God must
take place. The fact is, however, that in the religious history of Judaism the
quest for God goes beyond the relationship mediated by Torah without ever
dispensing with it (since that would take the seeker outside Judaism), without
pretending to reach the depths of the mystery of the divine, and without ending
in an ontological identification with God (i.e., in the belief that God and
human beings are the same in nature and being).
It must also be noted that the quest for God implies the
search for solutions to problems that go beyond those of religion in the narrow
sense and that arise even when there is no interest in the relationship between
humankind and supernatural powers. Humans ponder the problems of their origins,
their destiny, their happiness, their suffering; the presence or absence of
religious institutions or dogmas is of little importance when it comes to these
questions. They were all formulated within nonmystical Judaism and served as
the basis and framework for the setting and solution of problems in the various
forms of Jewish mysticism. This mysticism brought about profound
transformations in the concepts of the world, God, and “last things”
(resurrection, last judgment, messianic kingdom, etc.) set forth in biblical
and rabbinical Judaism. Nevertheless, Jewish mysticism’s own set of
problems—about the origins of the universe, humankind, evil, and sin; about the
meaning of history; and about the afterlife and the end of time—is rooted in
the very ground of Judaism and cannot be conceived outside an exegesis of
revealed Scripture and rabbinical tradition.
Three types of Jewish mysticism
There are three types of mysticism in the history of
Judaism: the ecstatic, the contemplative, and the esoteric. Although they are
distinct, they frequently overlap in practice.
The first type is characterized by the quest for God—or,
more precisely, for access to a supernatural realm, which is itself infinitely
remote from the inaccessible Deity—by means of ecstatic experiences. The second
type is rooted in metaphysical meditation, which always bears the imprint of
the cultural surroundings of the respective thinkers, who are exposed to
influences from outside Judaism. Philo Judaeus of Alexandria and a few of the
Jewish thinkers of the Middle Ages, who drew their inspiration from
Greco-Arabic Neoplatonism and sometimes also from Muslim mysticism, are
examples of those who felt external influences.
The third type of mysticism claims an esoteric knowledge
(hereafter called esoterism) that explores the divine life itself and its
relationship to the extra-divine level of being (i.e., the natural, finite
realm), a relationship that is subject to the “law of correspondences.” From
this perspective, the extra-divine is a symbol of the divine; it is a reality
that reveals a reality superior to itself. This form of mysticism, akin to
gnosis (the secret knowledge claimed by gnosticism, a Hellenistic religious and
philosophical movement) but purged—or almost purged—of the dualism that
characterizes the latter, is what is commonly known as Kabbala (Hebrew:
“Tradition”). By extension, this term is also used to designate technical
methods, used for highly diverse ends, ranging from the conditioning of the
aspirant to ecstatic experiences to magical manipulations of a superstitious
character.
Main lines of development
From the beginning of Jewish mysticism in the 1st century
CE to the middle of the 12th century, only the ecstatic and contemplative types
existed. It was not until the second half of the 12th century that esoterism
became clearly discernible; from then on, Jewish mysticism developed in various
forms up to very recent times.
Early stages to the 6th century CE
The centuries following the return from the Babylonian
Exile were marked by increasingly widespread and intense reflection on various
themes: the intermediary beings between humans and God; the divine appearances,
whose special place of occurrence had formerly been the most sacred part of the
Jerusalem Temple; the creation of human beings; and the creation and
organization of the universe. None of these themes was absent from the Bible,
which was held to be divinely revealed, but each had become the object of
constant theological readjustment that also involved the adoption of concepts
from outside and reactions against them. The speculative taste of Jewish
thinkers between the 2nd century BCE and the 1st century CE took them in many
different directions: angelology (doctrine about angels) and demonology
(doctrine about devils); mythical geography and uranography (description of the
heavens); contemplation of the divine manifestations, whose background was the
Jerusalem Temple worship and the visions of the moving “throne” (merkava,
“chariot”) in the prophecy of Ezekiel; reflection on the double origin of human
beings, who are formed of the earth but are also the “image of God”; and
speculation on the end of time (eschatology), on resurrection (a concept that
appeared only toward the end of the biblical period), and on rewards and
punishments in the afterlife.
This ferment was crystallized in writings such as the First
Book of Enoch. Almost none of it was retained in Pharisaic (rabbinical)
Judaism, which became the normative Jewish tradition after the Roman conquest
of Jerusalem and the destruction of the Second Temple. The Talmud and the
Midrash (rabbinical legal and interpretative literature) touched these themes
only with great reserve, often unwillingly, and more often in a spirit of
negative polemic.
As early as the 1st century CE and probably even before the
destruction of the Second Temple, there were sages or teachers recognized by
the religious community for whom meditation on the Scriptures—especially the
creation narrative, the public revelation of the Torah on Mount Sinai, the
Merkava vision of Ezekiel, and the Song of Solomon—and reflection on the end of
time, resurrection, and the afterlife were not only a matter of the exegesis of
texts recognized to be of divine origin but also a matter of inner experience.
However, speculation on the invisible world and the search for the means to
penetrate it were probably carried on in other circles. It is undeniable that
there was a certain continuity between the apocalyptic visions (i.e., of the
cataclysmic advent of God’s kingdom) and documents of certain sects (Dead Sea
Scrolls) and the writings, preserved in Hebrew, of the “explorers of the
supernatural world” (yorde merkava). The latter comprise ecstatic hymns,
descriptions of the “dwellings” (hekhalot) located between the visible world
and the ever-inaccessible Divinity, whose transcendence is paradoxically
expressed by anthropomorphic descriptions consisting of inordinate hyperboles
(Shiʿur qoma, “Divine Dimensions”). A few documents have been preserved
that attest to the initiation of carefully chosen persons who were made to
undergo tests and ordeals in accordance with psychosomatic criteria borrowed
from physiognomy (the art of determining character from physical, especially
facial, traits). Some theurgic efficacy was attributed to these practices, and
there was some contamination from Egyptian, Hellenistic, or Mesopotamian magic.
(A curious document in this respect, rich in pagan material, is the Sefer
ha-razim, the “Treatise on Mysteries,” which was discovered in 1963.)
The similarities between concepts reflected in
unquestionably Jewish texts and those expressed in documents of contemporary
non-Jewish esoterism are so numerous that it becomes difficult, sometimes
impossible, to distinguish the giver from the receiver. Two facts are certain,
however. On the one hand, gnosticism never ceases to exploit biblical themes
that have passed through Judaism (such as the tale of creation and the speculation
on angels and demons), whatever their original source may have been; on the
other hand, though Jewish esoterism may borrow this or that motif from ancient
gnosis or syncretism and may even raise a supernatural entity such as the angel
Metatron—also known as “little Adonai” (i.e., little Lord or God)—to a very
high rank in the hierarchy of being, it still remains inflexibly monotheistic
and rejects the gnostic concept of a bad or simply inferior demiurge who is
responsible for the creation and governing of the visible world. Finally,
during the centuries that separate the Talmudic period (2nd–5th centuries CE)
from the full resurgence of Jewish esoterism in the middle of the 12th century,
the texts that were preserved progressively lose their density and affective
authenticity and become reduced to the level of literary exercises that are
more grandiloquent than substantial.
Sefer yetzira
In the ancient esoteric literature of Judaism, a special
place must be given to the Sefer yetzira (“Book of Creation”), which deals with
cosmogony and cosmology. Creation, it affirms with a clearly anti-gnostic
insistence, is the work of the God of Israel and took place on the ideal,
immaterial level and on the concrete level. This was done according to a
complex process that brings in the 10 numbers (sefirot, singular sefira) of
decimal notation and the 22 letters of the Hebrew alphabet. The 10 numbers are
not understood merely as arithmetical symbols: they are cosmological
factors—the first of which, signified by the multiply ambiguous term ruaḥ,
is the spirit of God, while the nine others seem to be the archetypes of the
three elements (air, water, fire) and the spatial dimensions (up, down, and the
four cardinal points). After having been manipulated either in their graphic
representation or in combination, the letters of the alphabet, which are
considered transcriptions of the sounds of the language, are in turn
instruments of creation. The basic idea of all this speculation is that speech
(that is, language composed of words, which are in turn composed of letters or
sounds) is not only a means of communication but an operational agent destined
to produce being; it has an ontological value. This value, however, does not
extend to every language; it belongs to the Hebrew language alone.
The Sefer yetzira does not proceed entirely from biblical
data and rabbinical reflection upon them; Greek influences are discernible,
even in the vocabulary. What is important, however, is its influence on later
Jewish thought, down to the present time: philosophers and esoterists have vied
with one another over its meaning, pulling it in their own direction and
adjusting it to their respective ideologies. Even more important is the fact
that Kabbala borrowed a great deal of its terminology from the Sefer yetzira
(e.g., sefira), making semantic adaptations as required.
The speculation traced above developed during the first six
centuries of the Common Era, both in Palestine and in Babylonia. Babylonian
Judaism had its own social and ideological characteristics, which put it in
opposition to Palestinian Judaism with regard to esoterism and other
manifestations of the life of the spirit. The joint doctrinal influence of the
two centers spread from the mid-8th to the 11th century among the Jews of North
Africa and Europe; mystical doctrines also filtered in, but very little is
known about the circumstances and means of their penetration.
The Arabic-Islamic influence (7th–13th century)
Arabic Islamic culture was another important influence on
Jewish mystical development. A considerable part of Jewry, which had fallen
under Muslim domination in the 7th and 8th centuries, participated in the new
Arabic-Islamic civilization; the Jews of Asia, Africa, and Spain soon adopted
Arabic, the language of culture and communication. Arabic-language culture
introduced elements of Greek philosophy and Islamic mysticism into Judaism and
contributed to the deepening of certain theological concepts that were of
Jewish origin but had become the common property of the three religions of the
Book (Judaism, Christianity, and Islam): affirming the divine unity, purging
anthropomorphism from the idea of God, and following a spiritual path to the
divine that leads through an ascetic discipline (both physical and intellectual)
to a detachment from this world and a freeing of the soul from all that
distracts it from God. Greek philosophy and Islamic mysticism moreover raised
serious questions that threatened traditional beliefs about the creation of the
world, the providential action of God, miracles, and eschatology. Even in the
Christian West, where cultural contacts between the majority society and the
Jewish minority were far from reaching the breadth and intensity of Judeo-Arab
relations, Jewish intellectuals were unable to remain impervious to the
incursions of the surrounding civilization. (Jewish biblical scholars were at
times sought out by Christian theologians for help in understanding the Hebrew
Scriptures.) Moreover, at the beginning of the 12th century if not earlier,
European Judaism received part of the intellectual Arabic and Judeo-Arab
heritage through translations or adaptations into Hebrew, its only cultural
language.
The making of Kabbala (c. 1150–1250)
Under these circumstances, starting around 1150, manifestations
of markedly theosophic ideologies appeared in southern France (in the regions
of Provence and Languedoc). The two types that can be distinguished at the
outset are very different in appearance, form, and content.
Sefer ha-bahir
The first type is represented in fragmentary, poorly
written, and badly assembled texts that began to circulate in Provence and
Languedoc during the third quarter of the 12th century. Their inspiration,
however, leaves no doubt as to the community of their origin. They were in the
form of a Midrash—that is, an interpretation of Scripture with the help of a
particular interpretative method, full of sayings attributed to ancient
rabbinical authorities. This body of texts, probably imported from the Middle
East (Syria, Palestine, Iraq), is known as the “Midrash of Rabbi Nehunya ben
Haqana” (from the name of a 1st-century rabbi) or Sefer ha-bahir (“Book of
Brightness,” from a characteristic word of the first verse of Scripture to be
elucidated in the work). The authorities cited are all inauthentic (as was
often the case in late works). The content of this Midrash may be characterized
as a form of gnosticism that successfully tries to escape any ontological
dualism.
The object of the Sefer ha-bahir is to present the origin
of things and the course of history centered on the chosen people, with
vicissitudes caused in turn by obedience to God and by sin, as conditioned by
the manifestation of divine powers. These “powers” are not “attributes” derived
and defined by philosophical abstraction, though that is one of the terms used
to designate them: they are hypostases (essences or substances). They are
inseparable from God, but each one is clothed in its own personality, each
operates in its own manner, leaning toward severity or mercy, in dynamic
correspondence with the behavior of human beings, especially of Jews, in the
visible world. They are ranked in a hierarchy, which is not as fixed as it
would become starting with the second generation of Kabbalists in Languedoc and
Catalonia. The rich nomenclature used to designate the “powers” exploits the
resources of both the Bible and the rabbinical tradition, of the Sefer yetzira,
of some ritual observances, and also of the letters of the Hebrew alphabet and
the signs that can be added to them to indicate the vowels.
Thus, according to the Sefer ha-bahir, the universe is the
manifestation of hierarchically organized divine powers, and the power that is
at the bottom of the hierarchy has special charge of the visible world. This
entity is highly complex. Undoubtedly there are survivals of gnostic
speculation on Sophia (“Wisdom”), who is involved, sometimes to her misfortune,
in the material world. This power is also the divine “Presence” (Shekhina) of
rabbinical theology, though it is profoundly transformed: it has become a
hypostasis. By a bold innovation, it is characterized as a feminine being and
thus finds itself, while remaining an aspect of the Divinity, in the position of
a daughter or a wife, who owns nothing herself and receives all from the father
or the husband. It is also identified with the “Community of Israel,” another
radical innovation that was facilitated by ancient speculation based on the
allegorical interpretation of the Song of Solomon, which represents the
relationship of God to the chosen nation in terms of the marriage bond. Thus, a
theosophical equality is established between the whole of the people chosen by
God, constituted into a kind of mystical body, and an aspect of the
Divinity—whence the solidarity and linked destiny of the two. A comparable
relationship between the “Presence” and Israel was not totally foreign to
ancient rabbinical theology. In this light, the obedience or disobedience of
Israel to its particular vocation is a determining factor of cosmic harmony or
disruption and extends to the inner life of the Divinity. This is the essential
and definitive contribution of the Sefer ha-bahir to Jewish theosophy. The same
document evinces the resurgence of a notion that older theologians had
attempted to combat—that of metensōmatōsis, the reincarnation into
several successive bodies of a soul that has not attained the required
perfection in a previous existence.
School of Isaac the Blind
Another theosophic tendency in Languedoc developed
concurrently with—but independently of—the Sefer ha-bahir. The two movements
would take only about 30 years to converge, constituting what may conveniently
(though not quite precisely) be called classical Kabbala. The second school
flourished in Languedoc during the last quarter of the 12th century and crossed
the Pyrenees into Spain in the first years of the 13th century.
The most eminent spokesman of this school was Isaac ben
Abraham, known as Isaac the Blind, whose extant works include a very obscure
commentary on the Sefer yetzira. In the view of the eminent Kabbala scholar
Gershom G. Scholem (1897–1982), Isaac’s general vision of the universe proceeds
from the link he discovers between the hierarchical orders of the created world
and the roots of all beings implanted in the world of the sefirot. A
Neoplatonic influence is evident in the reflections of Isaac—e.g., the
procession of things from the one and the corresponding return to the heart of
the primordial undifferentiatedness, which is the fullness of being and at the
same time every conceivable being. This return is not merely eschatological and
cosmic but is realized in the life of prayer of the contemplative mystic—though
it is not, indeed, a transforming union by which the human personality blends
completely into the Deity or becomes one with it.
The synthesis of the themes of the Bahir and the cosmology
of the Sefer yetzira, accomplished by Isaac or by others in the doctrinal
environment inspired by his teachings, was and remains the foundation of
Kabbala, whatever adjustments, changes of orientation, or radical modifications
the composite may subsequently have undergone.
The 10 sefirot
It is also in this environment that the nomenclature of the
10 sefirot became more or less fixed, though variant terminologies and even
divergent conceptions of the nature of these entities may exist elsewhere—e.g.,
as internal powers of the divine organism (gnostic), as hierarchically ordered
intermediaries between the infinite and the finite (Neoplatonic), or simply as
instruments of the divine activity, neither partaking of the divine substance
nor being outside it. The classical list of the sefirot is
keter ʿelyon, the supreme crown (its identity or
nonidentity with the Infinite, Ein Sof, the unknowable Deity, remains
problematic)
ḥokhma, wisdom, the location of primordial ideas in
God
bina, intelligence, the organizing principle of the
universe
ḥesed, love, the attribute of goodness
gevura, might, the attribute of severity
tif’eret, beauty, the mediating principle between the
preceding two
netzaḥ, eternity
hod, majesty
yesod, foundation of all the powers active in God
malkhut, kingship, identified with the Shekhina
(“Presence”)
School of Gerona (Catalonia)
The gnosticizing theosophy of the Sefer ha-bahir and the
contemplative mysticism of the masters of Languedoc became one in the hands of
the Kabbalists in Catalonia, where the Jewish community of Gerona was a
veritable seat of esoterism during the first half of the 13th century. To the
school of Gerona belong, among others, masters such as Ezra ben Solomon, Azriel
of Gerona, Jacob ben Sheshet, and Moses ben Naḥman (or Naḥmanides),
the famous Talmudist, biblical commentator, and theologian. Their influence on
the subsequent course of Jewish mysticism is of fundamental importance, though
none of them left a complete synthesis of his theosophy. They expressed
themselves, with more or less reserve, by means of commentaries, sermons,
polemic or apologetic treatises, and brief summaries (at most) for the
noninitiated. It is not impossible, however, to discover through these texts
their vision of the world and to compare it with the views of the Jewish
thinkers who attempted to harmonize the biblical-rabbinical tradition with Greco-Arab
philosophy, whether of Neoplatonic or Aristotelian inspiration.
At the base of the Kabbalistic view of the world there is
an option of faith: it is by a voluntary decision that the unknowable Deity—who
is “nothing” or “nothingness” (nonfinite) because he is a fullness of being
totally inaccessible to any human cognition—sets into motion the process that
leads to the visible world. This concept radically separates Kabbala from the
determinism from which the philosophy of the period could not, without
contradiction, free the principle of being. In addition, it offers a solution
consistent with faith to the problem of creation ex nihilo (out of nothing).
The paradoxical reinterpretation of the concept of the “nothing” eliminates the
original matter coeternal with God and solves the opposition between divine
transcendence (remoteness from the world) and immanence (presence in the
world); issuing from the unfathomable depth of the Deity and called to return
to it, the world, visible as well as invisible, is radically separated from
God, who is at the same time constantly present. The correspondence between the
sefirot and all the degrees of being gives meaning to the structure of the
world and to the history of humanity centered on the revelation given to the
chosen people, a revelation that is a rule of life for this people and the
criterion of merit and sin, or good and evil. Thus, from the top to the bottom
of the ladder, there are corresponding realities that control one another.
Contrary to the opinion of the philosophers, evil is also a reality since it is
the rupture of the universal harmony. It is also the consequence of this
rupture, in the form of punishment. From this perspective, scrupulous
observance of the Torah, both in the written text and the oral tradition, is
the essential factor for the maintenance of the universe. The “rational”
motivation of the commandments, which raises insurmountable difficulties for
the theologians of philosophical orientation, is in the eyes of the Kabbalists
a false problem; the real problem is the fundamental nature of the Torah.
Kabbala brings more than one solution to it, whereas philosophy has trouble
providing a single coherent and comprehensive solution.
It follows from this general concept that the Jewish faith,
with its implications—the conviction of holding the undiluted truth, the
faithful preservation of ritual practices, and the eschatological
expectation—is safeguarded from all the doubts that either philosophical
speculation or the rival religious doctrines of Christianity and Islam could
evoke in the minds of Jewish believers. Kabbala, already at the stage it had
reached at Gerona, may be said to be a significant factor in the survival of
Judaism, which was exposed everywhere in medieval society to a wide range of
perils.
Besides the Gerona school and the doctrinal descendants of
Isaac the Blind in Languedoc, there was another school of Jewish esoterism in
southern Europe during the first half of the 13th century. Members of this
school preferred to remain anonymous and therefore published their writings,
such as the Sefer ha-ʿiyyun (“Book of Speculation”), either without an
author’s name or with an attribution to a fictitious authority. Their speculation
was directed to the highest levels of the divine world, where it discerned
aspects beyond the 10 sefirot and attempted to give an idea of them by
resorting to the symbolism of light, as well as to the primordial causes and
the archetypes contained in the Deity or directly issuing from it. The
sometimes-striking similarity between these speculations and those of the
Christian theologian John Scotus Erigena (810–c. 877), whose work was revived
in the 12th and 13th centuries, suggests not only a kinship of themes between
this Kabbalistic current and Latin-language Christian Neoplatonism but also a
concrete influence of the latter upon the former. The same may be true of Isaac
the Blind and the school of Gerona, but certain knowledge is lacking.
Sefer ha-temuna
The anonymous writer of the Sefer ha-temuna (“Book of the
Image”) provided literary expression for another manifestation of Jewish
mysticism in this period. This very obscure document claims to explain the
figures of the letters of the Hebrew alphabet. The speculation of this treatise
bears on two themes that were not foreign to the school of Gerona, but it
develops them in a personal manner that decisively influenced the future of
Jewish theosophy. On the one hand, it deals with a theory of the different
cycles through which the world must travel from the time of its emergence to
its reabsorption into the primordial unity. On the other hand, it addresses
various readings that correspond to these cycles in the divine manifestation
that is constituted by the Scriptures. In other words, the interpretation and
consequently the message of the Torah vary according to the cycles of
existence; the passage to a cycle other than that under whose governance
humanity is presently living could thus entail the modification, even the
abrogation, of the rule of life to which the chosen people are presently
subject, an explosive notion that threatened to overthrow the Jewish tradition.
Medieval German (Ashkenazic) Hasidism
The period during which Kabbala was established in the
south of France and in Spain is no less important for the shaping of Jewish
mysticism in the other branch of European Judaism, which was situated in
northern France (and England) and in the Rhine and Danube regions of Germany.
Unlike medieval Kabbala, which experienced a broad and varied development
starting in the second half of the 13th century, the movement designated as
German, or Ashkenazic (from a biblical place-name conventionally used to
designate Germany), Hasidism hardly survived as a living and independent
current beyond the second quarter of the 13th century (it has no connection
with modern Hasidism). Franco-German Judaism experienced a certain continuity
of mystical tradition, based on the Sefer yetzira and the hekhalot (see above Sefer
yetzira); certain elements of theurgy and magic of Babylonian origin may also
have reached it through Italy; and apparently the gnosticizing current that was
crystallized in the Sefer ha-bahir did not pass without leaving traces in
Germany. The intellectual atmosphere of Franco-German Judaism, however,
differed greatly from that reigning in Spain or even Provence and Languedoc. It
was characterized by an almost exclusively Talmudic culture, less intellectual
contact with the non-Jewish environment than in the countries of Muslim
civilization, and a very limited knowledge of Jewish theology in Arabic from
the Middle East, North Africa, and Spain. This situation did not change until
the last third of the 12th century; until then, the “philosophical” equipment
of the Franco-German Jewish scholar consisted essentially of a Hebrew
paraphrase, dating perhaps from the 11th century, of the treatise Beliefs and
Opinions by Saʿadia ben Joseph (the great 9th–10th-century Babylonian
Jewish scholar and philosopher) and the commentary on the Sefer yetzira written
in Hebrew in 946 by the Italian physician Shabbetai Donnolo (born 913). Even
when the cultural influence of Spanish Judaism came to be felt more strongly in
France, England, and Germany, speculative Kabbala hardly penetrated there.
Franco-German Jewish thinkers who inclined toward theological speculation had
their own problems—notably the persecutions that began during the First
Crusade—which resulted in a mysticism strongly imbued with asceticism.
The main speculative problem for medieval Hasidic thinkers
was that of the relationship between God and his manifestations in creation,
including his revelation and communication with inspired men and women.
Reflection on this problem led to the elaboration of various supernatural
hierarchies between the inaccessible God and the created universe or the
recipient of divine communication. Data on angels taken from the Bible and
rabbinical and mystical traditions, as well as speculation on the Shekhina,
were used as material for these hierarchies and also gave a peculiar coloration
to liturgical practice. The latter was marked, moreover, by a concern for
spiritual concentration by means of fixing attention on the words and even the
letters of the synagogue prayers. These speculations, however, had no great
repercussions on the subsequent course of Jewish esoterism; the only exception
is the mysticism of prayer and demonology, which was sometimes influenced by
the beliefs of the Christian environment and was fully developed in Hasidic
circles. On the other hand, the ascetic morality of the movement, which was
expressed in the literary works of Eleazar ben Judah of Worms (c. 1160–1238)
and in the two recensions of the “Book of the Pious” (Sefer ḥasidim), was
to mark Jewish spirituality, esoteric or not, from then on.
The making of the Zohar (c. 1260–1492)
Once the marginal episode of German Hasidism was finished,
almost all creative activity in Jewish mysticism occurred in Spain, up to the
expulsion of the Jews in 1492.
After the flowering of the schools described above came to
an end about the year 1260, two other currents appeared. The first assumed a
gnostic bent through its emphasis on the problem of evil. The texts that
illustrate this tendency do not place evil in a state of dependence on the
“attribute of judgment” within the structure of the sefirot set up by the
previous Kabbalists but locate it outside the Divinity, constructing a parallel
system of “left-hand sefirot” and a corresponding exuberant demonology. The second
movement, whose main representative was the visionary and adventurer Abraham
ben Samuel Abulafia (born 1240), justified itself by appeal to inner
“prophetic” experiences encouraged by training methods akin to those of Yoga,
Byzantine Hesychasm (mystical, quietist monasticism), and Sufism. Moreover, an
important place was given to speculations on the letters and vocalic signs of
the Hebrew script. Unlike the protagonists of other mystical schools of Spain,
Abulafia actively promoted his ideas, worrying Jewish leaders and prompting
even non-Jewish authorities to pursue him. His numerous writings later
stimulated a few minds among the Kabbalists.
The work of Moses de León (1250–1305) marked one of the
most important turning points in the development of Jewish mysticism. He was
the author of several esoteric works, which he signed with his own name. In
order to better spread his ideas and to more effectively combat philosophy,
which he considered a mortal danger to the Jewish faith, he composed
pseudepigrapha (writings ascribed to other authors, usually in past ages) in
the form of Midrashim on the Pentateuch, the Song of Solomon, the Book of Ruth,
and Lamentations; only the names of the Talmudic authorities were even
partially authentic, a procedure already used by the Sefer ha-bahir. In its
most finished version (for there were several of them), the plot of the tales
centered around Rabbi Simeon ben Yoḥai, a sage of the 2nd century, about
whom the Talmud already related some curious anecdotes, most of them semilegendary.
Moses de León thus produced over a period of about 30 years the Midrash
ha-neʿelam (“The Mystical Midrash”), an allegorical work written mainly in
Hebrew, and then the Sefer ha-zohar (“Book of Splendour”)—or, more briefly, the
Zohar—a larger work written in artificial Aramaic, whose content is theosophic.
The Zohar culminates in a long speech in which Simeon ben Yoḥai, on the
day of his death, supposedly exposes the quintessence of his mystical doctrine.
The book inspired nearly contemporary imitations that were incorporated into it
or appended to it but were sometimes of a markedly different theological
orientation: the Raʿya mehemana (“Faithful Shepherd”—i.e., Moses the
prophet), the particular subject of which is the interpretation and theosophic
justification of the precepts of the Torah; and the Tiqqune zohar, consisting
of elaborations in the same vein bearing upon the first word of the book of
Genesis (bereshit, “in the beginning”).
The works of Moses de León were not immediately accepted as
authentic by all the esoterists and still less by scholars outside the
theosophic movement. It took half a century or more for the Zohar and
imitations of it to be recognized as authoritative ancient works, and even then
it was not without some reluctance. Although critics were never fully silenced
and the authenticity of the Zohar was already questioned in the 15th century,
the myth created by Moses de León and his imitators became a spiritual reality
for the majority of believing Jews, and it still retains this character among
many “traditional” Jews. The Zohar, believed to be based on supernatural
revelations and reinterpreted in diverse ways, served as a support and
reference for all Jewish theosophies in later centuries.
In matters of doctrine, the Zohar and its appendices
develop, amplify, and exaggerate speculation and tendencies that already
existed rather than offer any radical innovation. The main lines of the
Zohar—the springing forth of being from the depth of the divine “nothing,” the
solidarity between the visible world and the world of the sefirot (complicated
by the introduction of four ontological levels, at each of which the schema of
the 10 sefirot is reproduced), the indispensable contribution to universal
harmony by the people (i.e., the Jews) who observe the biblical and rabbinical
precepts in their slightest details—were ideas that had been accepted for a
long time in Jewish theosophy. But all of these themes were largely organized
and enhanced by the use—or rather the unscrupulous appropriation—of materials
taken from rabbinical tradition and ancient esoterism as well as from more
recent currents of theological and philosophical thought (the speculations of
the Sefer ha-temuna on the cosmic cycles and the “Prophetic Kabbala” of Abulafia
were tacitly set aside).
Despite the lack of esteem that the writers of the Zoharic
corpus felt—and sought to make others feel—toward works created by Gentiles,
the method of symbolic representation used in the Zoharic writings was
supported by a system of interpretation based on the originally Christian
concept of the fourfold meaning of Scripture: literal, moral, allegorical
(philosophical), and mystical. The symbolism that was thus established boldly
made use of an exuberant anthropomorphic and even erotic imagery whose function
was to convey the manifestation of the levels of the sefirot to each other and
to the extra-divine world. The myth of the primordial man (Adam Qadmon), a
virtually divine being, reappeared here under a new form, and it remained in
the subsequent development of Kabbala.
The Zohar thus claims to provide a complete explanation of
the world, humankind, history, and the situation of the Jews; on a higher
level, it purports to justify the biblical revelation and rabbinical tradition
down to the slightest detail, including the messianic expectation, and thereby
to neutralize philosophy. But, while portraying itself as the defender of the
traditional religion regulated by the Talmud and its commentaries, the Zohar
places itself above tradition by boisterously proclaiming the incomparable
value of the theosophic teaching of Rabbi Simeon ben Yoḥai and the
superiority of the esoteric doctrine over Talmudic studies. There was in this
attitude—which was more accentuated in the Raʿya mehemana than in the
Zohar proper—a revolutionary potential and a threat to the primacy of Torah
practice and study. The future would show that this danger was not completely
unreal.
The Lurianic Kabbala
After the establishment of the Zoharic corpus, no major
changes took place in Jewish esoterism until the middle of the 16th century,
when a religious center of extreme importance for Judaism, mainly inspired by
teachers coming from families expelled from Spain, was established in Safed (in
Upper Galilee, Palestine; present-day Ẕefat, Israel). Kabbalistic
literary output had been abundant in Spain until the expulsion in 1492 and in
Italy and the Middle East during the following two generations, but it was primarily
a matter of systematizing or even popularizing the Zohar or of extending the
speculation already developed in the 13th century. There were also some
attempts at reconciling philosophy and Kabbala.
The expulsion from Spain and the forced conversions to
Christianity in both Spain and Portugal were profound tragedies. These events
accentuated the existing pessimism caused by the dispersal of the Jews among
the nations and intensified messianic expectation. This expectation most likely
contributed to the beginnings of the printed transmission of Kabbala; the first
two printed editions of the Zohar date from 1558. All these factors, joined
with certain internal developments of speculative Kabbala in the 15th century,
prepared the ground for the new theosophy inaugurated by the teaching of Isaac
ben Solomon Luria (1534–72), who was born in Jerusalem, educated in Egypt, and
died in Safed. Although his teaching is traditionally associated with Safed, he
spent only the last three years of his life there. Luria wrote very little; his
doctrine was transmitted, amplified, and probably somewhat distorted through
the works of his disciples, especially Ḥayyim Vital (1543–1620), who
wrote ʿEtz ḥayyim (“Tree of Life”), the standard presentation of
Lurianic Kabbala.
The theosophy of Luria, whose novelty was proclaimed by its
creator, was perfectly realized by the esoterists who held to the Zoharistic
Kabbala, which was organized and codified precisely in Safed during the
lifetime of Luria by Moses ben Jacob Cordovero (1522–70). Although its details
are extremely complex, it is basically an attempt to reconcile divine
transcendence with immanence and to solve the problem of evil, which the
believer in the divine unity can recognize neither as a power existing
independently of God nor as an integral part of him.
The vision of Luria is expressed in a vast mythical
construct, which is typologically akin to certain gnostic and Manichaean
(3rd-century dualistic) systems but which strives at all costs to avoid
dualism. The essential elements of this myth include the withdrawal (tzimtzum)
of the divine light, which originally filled all things, in order to make room
for the extra-divine; the sinking, as a result of a catastrophic event that
occurred during this process, of luminous particles into matter (qelippot,
“shells,” a term already used in Kabbala to designate the evil powers); and the
consequent need to save these particles and return them to their origin, by
means of “repair” or “restoration” (tiqqun). This must be the work of the Jews
who not only live in complete conformity to the religious duties imposed on
them by tradition but who dedicate themselves, in the framework of a strict
asceticism, to a contemplative life founded on mystical prayer and directed
meditation (kawwana) on the liturgy, which is supposed to further the harmony
(yiḥud, “unification”) of the innumerable attributes within the divine
life. The successive reincarnations of the soul, a constant theme of Kabbala
that Lurianism developed, are also invested with an important function in the
work of “repair.” In short, Lurianism proclaims the absolute requirement of an
intense mystical life with an unceasing struggle against the powers of evil.
Thus, it presents a myth that symbolizes the world’s origin, fall, and
redemption. It also gives meaning to the existence and hopes of the Jews, not
merely exhorting them to a patient surrender to God but moving them to a
redeeming activism, which is the measure of their sanctity. Such requirements
make the ideal of Lurianism possible only for a small elite; ultimately, it is
realizable only through the exceptional personage of the “just”—the ideal holy
Jew.
Shabbetaianism
For 60 years after the death of Luria, his version of the
Kabbala, together with accretions from the other mysticisms of Safed, spread
through the Jewish Diaspora and deeply permeated its spiritual life, liturgy,
and devotional practices. It emphasized the need for “repair” of a world in
which Jewish uneasiness continued to grow; despite certain favorable
factors—the relative tolerance of the Ottoman Empire and the peaceful
establishment of an important Marrano (Iberian Jewish, or Sephardic) community
in Amsterdam—there was no overall solution to the problem of the conversos who
had remained in the Iberian Peninsula. The Ashkenazim also experienced a
serious crisis: its most prosperous and dynamic section, the Jewish population
of Poland, was sorely tried, almost totally ruined, and in large part forced to
move back toward the west because of the massacres and the destruction that
took place during the Cossack uprising of 1648.
False messiah: Shabbetai Tzevi
False messiah: Shabbetai TzeviShabbetai Tzevi blessing a
Jewish congregation at Smyrna, Ottoman Empire (now İzmir, Turkey), c.
1665.
These ideological and historical data may provide the
necessary context for understanding the astonishing though short-lived success
of Rabbi Shabbetai Tzevi of Smyrna (1626–76), who proclaimed himself messiah in
1665. Although the “messiah” was forcibly converted to Islam in 1666 and ended
his life in exile 10 years later, he continued to have faithful followers. A
sect was thus born and survived, largely thanks to the activity of Nathan of
Gaza (c. 1644–90), an unwearying propagandist who justified the actions of Shabbetai
Tzevi, including his final apostasy, with theories based on the Lurian doctrine
of “repair.” Tzevi’s actions, according to Nathan, should be understood as the
descent of the just into the abyss of the “shells” in order to liberate the
captive particles of divine light.
The Shabbetaian crisis lasted nearly a century, and some of
its aftereffects lasted even longer. It led to the formation of sects whose
members were externally converted to Islam—e.g., the Dönme (Turkish:
“Apostates”) of Salonika, whose descendants still live in Turkey—or to Roman
Catholicism—e.g., the Polish supporters of Jacob Frank (1726–91), the
self-proclaimed messiah and Catholic convert (in Bohemia-Moravia, however, the
Frankists outwardly remained Jews). This crisis did not discredit Kabbala, but
it did lead Jewish spiritual authorities to monitor and severely curtail its
spread and to use censorship and other acts of repression against anyone—even a
person of tested piety and recognized knowledge—who was suspected of Shabbetaian
sympathies or messianic pretensions.
Modern Hasidism
Although the messianic movement centered around Shabbetai
Tzevi produced only disillusionment and could have led to the destruction of
Judaism, it answered both the theosophic aspirations of a small number of
visionary scholars and the affective need of the Jewish masses that was left
unsatisfied by the dry intellectualism of the Talmudists and the economic and
social oppression of the ruling classes (both Jewish and non-Jewish). This was
the case especially in Poland, which before the partition of the Polish kingdom
(1772–95) included Lithuanian, Belarusian, and Ukrainian territories. It was
there that the Hasidic movement originated around the middle of the 18th
century (it was in no way connected with medieval German Hasidism). While
maintaining the Lurian Kabbala as a theoretical basis of speculation, the
movement also made adjustments and transformations that continue to the present
day.
Modern Hasidism may be regarded as a mass movement having a
minimum of organization and relying on itinerant teachers and preachers.
According to legend, it was founded by Israel ben Eliezer (c. 1700–60), known
as Baʿal Shem Ṭov (“Master of the Good Name”; that is, a
possessor—he was not the only one of his kind—of the secret of the ineffable
name of God, which bestows an infallible power to heal and perform other
miracles). Although relatively untrained according to the norms of the
rabbinical Judaism of his time, he was a spiritual person of exceptional
quality and was able to win to his ideas not only the common people but also
many representatives of the intellectual elite. The mist of legend that surrounds
him makes it impossible to reconstruct his entire doctrine, which he probably
never systematized. Inspired by the methods of the itinerant preachers whose
activity was becoming more intense among eastern European Jews in the 18th
century, his teaching took the form of homiletic interpretations of sacred
texts based on fables and parables borrowed from daily life and from folklore.
Although this method remained constant in Hasidism, it is a mistake to
conclude, as did Martin Buber, that the tale and the anecdote are the most
authentic expression of the doctrine and spirituality of Hasidism. Indeed, the
thought of the Hasidic “rabbis” is best expressed in doctrinal works, most of
which took the form of sermons on the weekly sections of the Pentateuch and other
liturgical lessons. It is a very diversified thought, for there are as many
bodies of doctrine in Hasidism as there were creative spirits during the first
three generations of the movement. It is possible nevertheless to point to a
few traits that are fundamental and common to Hasidism as a whole.
In theory, Hasidism remains rooted in the Lurianic Kabbala,
and nothing essential separates it at this point from the traditional Judaism
of eastern Europe. It is unique, however, because it made devequt, “being-with-God,”
an object of aspiration and even a constant duty for all Jews and in all
circumstances of life, even those seemingly most profane. In other words, it
demands a total spiritualization of Jewish existence. This requirement entails
a reevaluation, less new in its principle than in its concrete application, of
the speculative concepts of Kabbala. Emphasis is placed on the inner life of
the believer, and it is on this level that the supercosmic drama (whose stage
is in the universe of the sefirot, according to bookish theosophy) is played
out. According to several teachers, the same emphasis on inwardness holds for
messianic redemption. Hasidism also transforms into social reality a
requirement that was part of the Lurian doctrine of “repair,” though it was
unfortunately distorted by Shabbetaianism: it puts the inspired leader—an
indispensable guide and unquestioned authority endowed with supernatural
powers, the “just” (tzaddiq), the “miracle-working rabbi” (Wunder-rebbe)—at the
center of the group’s organization and religious life. Hasidism thus produced,
wherever it triumphed, an undeniable spiritual renewal. On the other hand, it
was plagued by the cult of personality, by competition between “dynasties” of
“rabbis,” and by the social and economic consequences of its obstinate
insistence on isolating the Hasidic community from the surrounding society.
From its very beginnings, Hasidism encountered strong
resistance from official Judaism, which had been sensitized to the anarchism of
the Shabbetaians and which at the same time was solicitous toward the
prerogatives of the community leaders and rabbis. The behavior of the followers
of Hasidism, though irreproachable in its rigorous observance of ritual rules,
displayed several traits that were distasteful to its adversaries (besides the
unconditional submission to the tzaddiq, who often doubled as the rabbi of the
official congregation): desertion of the general communal synagogues, meetings
in small conventicles, modifications of the liturgy, excessively formal dress
during prayer, and preference given to mystical meditation rather than to the
dialectical study of the Talmud, which required serious intellectual
concentration. Nevertheless, the conflict between the Hasidim and the
“Opponents” (Mitnaggedim) did not finally degenerate into schism; after three
generations, a tacit compromise was established between the two
tendencies—Hasidic and Mitnaggedic—though awareness of their differences was
never erased. The compromise was somewhat to the advantage of Hasidism, but not
without a few concessions on its part, notably on the question of education.
The strong organization of the Hasidic groups allowed them
to survive the dislocation of eastern European Judaism as a result of the
events of World War II, but its vital centers are today in the United States
rather than in Palestine, partly for economic reasons and partly because of the
more or less reserved, and sometimes hostile, attitude of the Hasidic “rabbis”
toward political Zionism and the State of Israel. The best-known of the
U.S.-based groups is the very active Lubavitchers (named after Lyubavichi,
Russia, seat of a famous school of Hasidism), whose headquarters are in the
Crown Heights district of Brooklyn, New York.
Modern Jewish mysticism
The role played by Kabbala and Hasidism in the thought and
spirituality of contemporary Judaism is far from insignificant, though its
importance is not as great as in former times. Although there is hardly any
living Kabbalistic and Hasidic literature, the personal thought of religious
writers such as Abraham Isaac Kook (c. 1865–1935)—spiritual leader, mystic, and
chief rabbi of Palestine—remains influential. Furthermore, religious thought in
Westernized Jewish circles between the two World Wars received a powerful
stimulus from the philosopher Martin Buber, whose work is in part devoted to
the propagation of Hasidic ideology as he understood it. “Neo-Orthodoxy,” the
theological system founded in Germany by Samson Raphael Hirsch (1808–88), was
indifferent to mysticism at the outset, but it too came to be influenced by it,
especially after the rediscovery of living Judaism in Poland during World War I
by Western Jewish thinkers. Also significant is the work of Abraham Joshua
Heschel (1907–72), a Polish Jewish theologian of distinguished Hasidic
background and dual culture—traditional and Western.
Jewish mysticism has exerted influence outside the Jewish
community. Kabbala, distorted and deflected from its own intentions, has helped
to nourish and stimulate certain currents of thought in Christian society since
the Renaissance. “Christian Kabbala,” born in the 15th century under the
impetus of Jewish converts from Spain and Italy, claimed to find in the
Kabbalistic documents—touched up or even forged if necessary—arguments for the
truths of the Christian faith. A certain number of Christian humanist scholars
became interested in Jewish mysticism, and several of them acquired a fairly
extensive knowledge of it on the basis of authentic texts. Among them were
Giovanni Pico della Mirandola (1463–94) and Gilles of Viterbo (Egidio da
Viterbo; c. 1465–1532) in Italy; Johannes Reuchlin (1455–1522) in Germany, who
wrote one of the principal expositions of Kabbala in a language accessible to
the learned non-Jewish public (De arte Cabbalistica, 1517); and the visionary
Guillaume Postel (1510–81) in France. The occult philosophy of the 16th
century, the “natural philosophy” of the 17th and 18th centuries, and the
occult and theosophic theories that are cultivated even today and that have
coloured the ideology of Freemasonry—all of these continue to borrow from
Kabbala, though they rarely grasp its spirit and meaning. The same is true of
most of the books on Kabbala put out by publishers of occult and theosophic
literature today.
The scholarly study of Jewish mysticism is a very recent
phenomenon. The state of mind and the tendencies of the founders of the
“science of Judaism” (the scholarly study of Jewish religion, literature, and
history) in Germany during the first half of the 19th century were too
permeated with rationalism to be favorable to scholarly investigation of a
movement judged to be obscurantist and retrograde. Although there were some
valuable early studies, research on a large scale and application of the proved
methods of philology and history of religions began only with the work of
Gershom G. Scholem (1897–1982) and his disciples. This research addressed all
the many areas of Jewish mysticism, but in every area the gaps in knowledge
remain serious. Critical editions of mystical texts are few in number;
unpublished documents are cataloged incompletely; and only a few monographs on
writers and particular themes exist, though these are indispensable
preliminaries to a detailed and thorough synthesis. It is to be hoped that the
synthesis outlined by Scholem in his Major Trends in Jewish Mysticism (1941),
though exceptionally valuable in its time, will be taken up again and
completed.
Georges Vajda
Jewish myth and legend
Jewish myth and legend comprises a vast body of stories
transmitted over the past 3,000 years in Hebrew and in the vernacular dialects
spoken by Jews, such as Yiddish (Judeo-German) and Ladino (Judeo-Spanish).
These stories have played an important role in the history of Jewish religion
and culture.Virtually all the standard types of folktales are represented.
Conspicuously absent, however, are pure fairy tales, because fairies, elves,
and the like are foreign to the Jewish imagination, which prefers to populate
the otherworld with angels and demons subservient to God.
Significance and characteristics
Apart from their intrinsic appeal, Jewish myths and legends
claim attention for three special reasons: (1) Those incorporated in the Hebrew
Bible are now part and parcel of the cultural heritage of the Western world and
have exerted a profound influence on its literature and art. (2) During the
Middle Ages, Jews were among the principal transmitters of Middle Eastern and
North African tales to the West, so that many familiar Eastern stories can be
traced to Jewish compilations. (3) Since these stories have been accumulated
through centuries of constant migration, they provide an unrivalled body of
“clinical” material for studying the processes by which popular tales in fact
travel and are transformed.
Not all of the stories are of Jewish origin; many have
parallels elsewhere and are derived from tales the Jews picked up from their
non-Jewish neighbors in the lands of their dispersion. Even what is borrowed,
however, is usually impressed with a distinctive Jewish stamp. The tales were
often adapted to point up some precept of the Jewish religion, to illustrate
some facet of Jewish life, or to exemplify some trait of Jewish character and
temperament. The dominant feature of the stories is their religious and moral
tone; most of them are told specifically as part of the homiletic exposition of
Scripture. Such stories are taught to Jews from early childhood as a regular
part of their religious education. To the tradition-minded Jew, therefore, they
are more than mere literary fancies. Biblical characters and events are
presented more in the lineaments of later legend than in their original
biblical form, and popular notions about heaven and hell, reward and
punishment, the coming of the messiah, and the resurrection of the dead derive
mainly from these sources rather than from Scripture itself.
A distinction must be made between myth and legend. In
common parlance, a myth is a story about gods or otherworldly beings. In this
sense, therefore, there can be no original Jewish myths, because Judaism is a
rigorously monotheistic religion. Nevertheless, from the earliest times, Jews
have not disdained to borrow the myths of their pagan neighbors and adapt them
to their own religious outlook. If, however, the term is interpreted in a
larger sense to mean the portrayal of perennial concerns in the context of
particular historical events, myth is indeed one of the essential vehicles by
which Judaism conveys its message. It is only when historical happenings are
translated into this wider dimension that they cease to be mere antiquarian
data and acquire continuing relevance. In Judaism, for example, the Exodus from
Egypt is projected mythically from something that happened at a particular time
into something that is continually happening, and it comes to exemplify the
situation and experience of all humans everywhere—their emergence from the
bondage of obscurantism, their individual revelations at their individual
Sinais, their trek through a figurative wilderness, even their death in it so
that their children or children’s children may eventually reach the figurative
“Promised Land.” By the same token, the historical destruction of the Temple of
Jerusalem is transformed by myth into a paradigm of the continuing mutual
estrangement of God and humans, their exile from one another. Legend, on the
other hand, implies no more than a fanciful embroidering of purportedly
historical fact. Unlike myth, it does not transcend the historical and the
local.
Sources and development
Myth and legend in the Bible
The vast repertoire of Jewish myths and legends begins with
the Hebrew Bible. Their overall purpose in Scripture is to illustrate the ways
of God with humans, as exemplified both in historical events and in personal
experience. The stories themselves are often derived from current popular lore
and possess abundant parallels in other cultures, both ancient and modern. In
each case, however, they are given a peculiar and distinctive twist.
Myths
Biblical myths are found mainly in the first 11 chapters of
Genesis, the first book of the Bible. They are concerned with the creation of
the world and the first man and woman, the origin of the current human
condition, the primeval Deluge, the distribution of peoples, and the variation
of languages.
The basic stories are derived from the popular lore of the
ancient Middle East; parallels can be found in the extant literature of the
peoples of the area. The Mesopotamians, for instance, also knew of an earthly
paradise such as Eden, and the figure of the cherubim—properly griffins rather
than angels—was known to the Canaanites. In the Bible, however, this mythical garden
of the gods becomes the scene of man’s fall and the background of a story
designed to account for the natural limitations of human life. Similarly, the
Babylonians told of the formation of humankind from clay. But, whereas in the
pagan tale the first man’s function is to serve as an earthly menial of the
gods, in the scriptural version his role is to rule over all other creatures.
The story of the Deluge, including the elements of the ark and the dispatch of
the raven and dove, appears already in the Babylonian myths of Gilgamesh and
Atrahasis. There, however, the hero is eventually made immortal, whereas in the
Bible this detail is omitted because, to the Israelite mind, no child of woman
could achieve that status. Lastly, while the story of the Tower of Babel was
told originally to account for the stepped temples (ziggurats) of Babylonia, to
the Hebrew writer its purpose is simply to inculcate the moral lesson that
humans should not aspire beyond their assigned station.
Scattered through the Prophets and Holy Writings (the two
latter portions of the Hebrew Bible) are allusions to other ancient myths—e.g.,
to that of a primordial combat between YHWH and a monster variously named
Leviathan (Wriggly), Rahab (Braggart), or simply Sir Sea or Dragon. The Babylonians
told likewise of a fight between their god Marduk and the monster Tiamat; the
Hittites told of a battle between the weather god and the dragon Illuyankas;
while a Canaanite poem from Ras Shamra (ancient Ugarit) in northern Syria
relates the discomfiture of Sir Sea by the deity Baal and the rout of an
opponent named Leviathan. Originally, this myth probably referred to the annual
subjugation of the floods.
Ancient myths are utilized also in the form of passing
allusions or poetic “conceits,” much as modern Westerners may speak of Cupid or
the Muses. In the prophetic books, for example, there are references to a
celestial upstart hurled to earth on account of his brashness and to the
imprisonment of certain rebellious constellations.
The prophets used myths paradigmatically to illustrate the
hand of God in contemporary events or to reinforce their prophecies. Thus, to
Isaiah the primeval dragon was the symbol of the continuing force of chaos and
evil that will again have to be vanquished before the kingdom of God can be
established on earth. Similarly, for Ezekiel the celestial upstart serves as
the prototype of the prince of Tyre, destined for an imminent fall; and
Habakkuk sees in the impending rout of certain invaders a repetition on the
stage of history of YHWH’s mythical sortie against the monster of the sea.
Legends and other tales
Legends in the Hebrew Scriptures often embellish the
accounts of national heroes with standard motifs drawn from popular lore. Thus,
the Genesis story of Joseph and Potiphar’s wife recurs substantially (but with
other characters) in an Egyptian papyrus of the 13th century BCE. The account
of the infant Moses being placed in the bulrushes (in Exodus) has an earlier
counterpart in a Babylonian tale about Sargon, king of Akkad (c. 2334–c. 2279 BCE),
and is paralleled later in legends associated with the Persian Cyrus and with
Tu-Küeh, the fabled founder of the Turkish nation. Jephthah’s rash vow (in
Judges), whereby he is committed to sacrifice his daughter, recalls the
Classical legend of Idomeneus of Crete, who was similarly compelled to slay his
own son. The motif of the letter whereby David engineers the death in battle of
Bathsheba’s husband recurs in Homer’s story of Bellerophon. The celebrated
judgment of Solomon concerning the child claimed by two contending women is
told, albeit with variations of detail, about Buddha, Confucius, and other
sages; the story of how Jonah was swallowed by a “great fish” but was
subsequently disgorged intact finds a parallel in the Indian tale of the hero
Shaktideva, who endured the same experience during his quest for the Golden
City. On the other hand, it should be observed that many of the parallels
commonly cited from the folklore of indigenous peoples may be mere repetitions
of biblical material picked up from Christian missionaries.
Samson killing Philistines
Samson killing PhilistinesStanding dish depicting Samson
crushing the Philistines with the jawbone of an ass, enamel on copper by Pierre
Courteys, c. 1580; in the Taft Museum of Art, Cincinnati, Ohio.
Folktales in the Hebrew Bible sometimes serve to account
for the names of places in Palestine or for the origins of traditional customs
and institutions. Thus, the familiar story of the man who must struggle with
the personified current of a river before he can cross it is localized (in
Genesis) at the ford of Jabbok simply because that name suggests the Hebrew
word abḳ (“struggle”), and Samson’s felling of 1,000 Philistines with the
jawbone of an ass is placed at Ramath-leḥi because leḥi is Hebrew
for “jawbone.” Similarly, a taboo against eating the thigh muscle of an animal
is validated in Genesis by the legend that Jacob was struck in the hip when he
fought with an otherworldly being at Penuel (“Face of God”). The custom of
annually bewailing the vanished spirit of fertility is rationalized in Judges
as a lamentation for the hapless daughter of Jephthah.
Angel, donkey, and Balaam
The Hebrew Bible also contains a few examples of fables
(didactic tales in which animals or plants play human roles). Thus, the serpent
in Eden talks to Eve, and Balaam’s ass not only speaks but also seeks to avoid
an angel, unseen by Balaam, that is blocking the road, while trees compete for
kingship in the celebrated parable of Jotham in Judges. Finally, in the Book of
Job (38:31) there are allusions to star myths concerning the binding of Orion
(called “the Fool”) and the “chaining” of the Pleiades.
Contemporary interpretations
The tendency to interpret biblical tales and legends as
authentic historical records or as allegories or as the relics of solar, lunar,
and astral myths is now a thing of the past. The modern folklorist is
interested in the legends because they push back to remote antiquity several
tales and motifs long known from later literature. For the theologian, however,
they pose the deeper problem of distinguishing clearly between the permanent
message of Scripture and the form in which it is conveyed. The process of
“demythologization” is one of the central concerns of modern religious thought.
It recognizes that the natural language of religious truth is myth; thus, the
continuing relevance of ancient scriptures depends not on the total rejection
of that vehicle but rather on the expansion and remodeling of it—i.e., on
“remythologization” rather than demythologization. In the final analysis, the
traditional portrayal of God himself is simply a mythical representation of
ultimate reality, but that reality transcends the particular images in which it
happens to be expressed. At the same time, it is important to note that,
whereas in the modern world scriptural myths are generally understood as
metaphors, in the ancient world they were accepted as literal statements of
fact. Gods, for example, were not merely “personifications” of natural
phenomena but rather the effective potencies of the phenomena themselves
conceived from the start as personal beings.
Myth and legend in the Persian period
In 539 BCE the Jews came under Persian domination and
consequently absorbed a good deal of Iranian folklore about spirits and demons,
the eventual dissolution of the world in a fiery ordeal, and its subsequent
renewal. This introduced new elements into Jewish popular mythology: hierarchies
of angels; archangels such as Michael, Gabriel, and Uriel (modeled loosely upon
the six Iranian spiritual entities, the amesha spentas); and the demonic
figures of Satan, Belial, and Asmodeus (corresponding to the Iranian Angra
Mainyu [Ahriman], Druj, and Aēshma Daeva). There was also a preoccupation
with apocalyptic visions of heaven and hell and of the Last Days.
Unfortunately, no Jewish texts of this genre from the Persian period are
extant, so these new elements can be recognized only inferentially from their
survival in later times—notably in products of the ensuing Hellenistic Age,
such as the Dead Sea Scrolls.
The principal monument of Jewish story in the Persian
period is the biblical Book of Esther, which is basically a Judaized version of
a Persian novella about the shrewdness of harem queens. The story was adapted
to account for Purim, a popular festival, which itself is probably a
transformation of the Persian New Year. Leading elements of the tale—such as
the parade of Mordecai, dressed in royal robes, through the streets, the fight
between the Jews and their adversaries, and the hanging of Haman and his sons—seem
to reflect customs associated with Purim, such as the ceremonial ride of a
common citizen through the capital, the mock combat between two teams
representing the Old Year and the New Year, and the execution of the Old Year
in effigy.
Myth and legend in the Hellenistic period
Historiated Bibles and legendary histories
Judaism entered a new phase in 330 BCE, when Alexander the
Great completed his conquest of the Middle East. The dominant features of the
Hellenistic Age, which began with Alexander’s death in 323, were an increasing
cosmopolitanism and a fusion of ancient Middle Eastern and Greek cultures.
These found expression in Jewish myth and legend in the composition (in Greek)
of stories designed to link the Bible with general history, to correlate
biblical and Greek legends, and to claim for the Hebrew patriarchs a major role
in the development of the arts and sciences. It was asserted, for instance,
that Abraham had taught astrology to the king of Egypt, that his sons and those
of Keturah had aided Heracles against the giant Antaeus, and that Moses,
blithely identified both with the semi-mythical Greek poet Musaeus and with the
Egyptian Thoth, had been the teacher of Orpheus (the putative founder of one of
the current mystery cults) and the inventor of navigation, architecture, and
the hieroglyphic script. Leading writers in this vein were Artapanus,
Eupolemus, and Cleodemus (all c. 100 BCE), but their works are known to us only
from stray quotations by the early Church Fathers Eusebius and St. Clement of
Alexandria.
The Jews also adapted the current Greek literary fashion of
retelling Homeric and other ancient legends in “modernized,” novelistic
versions, well seasoned with romantic elaborations of their own traditions. A
paraphrase of Genesis found among the Dead Sea Scrolls ornaments the biblical
narrative with several familiar folklore motifs. Thus, when Noah is born, the
house is filled with light, just as it is said elsewhere to have been at the
birth of the Roman king Servius Tullius, of Buddha, and (later) of several
Christian saints. When Abraham’s life is threatened, he dreams of a cedar about
to be felled, an omen that is said to have presaged the deaths of the Roman
emperors Domitian and Severus Alexander. (Although the parallels are of later
date, they illustrate the persistence of age-old traditions.) The same trend
toward fanciful elaboration of scriptural tales is manifested also in the
Testaments of the Twelve Patriarchs (“testaments” meaning last wills), in which
the virtues and weaknesses of the sons of Jacob are illustrated by moralistic
legends. There is also a lengthy paraphrase of early biblical narratives,
mistakenly attributed to Philo Judaeus, the famous Alexandrian Jewish
philosopher of the 1st century CE.
Apocrypha and Pseudepigrapha
The principal monuments of Jewish literature during the
Hellenistic period are the works known collectively as the Apocrypha and
Pseudepigrapha. The former are certain later writings excluded by Jews from the
canon of the Hebrew Bible but found in the Greek Septuagint version. The latter
are other late writings not included in any authorized version of the
Scriptures and spuriously attributed to biblical personalities.
The Apocrypha include several Judaized versions of tales
well represented in other cultures. The book of Tobit, for instance, turns
largely on the widespread motifs of the “grateful dead” and the demon in the
bridal chamber. The former relates how a traveller who gives burial to a
dishonoured corpse is subsequently aided by a chance companion who turns out to
be the spirit of the deceased. The latter tells how a succession of bridegrooms
die on the nuptial night through the presence of a demon beside the bridal bed.
Similarly, in Bel and the Dragon (2nd century BCE) there is the equally
familiar motif of fraud that is detected by the imprint of the culprit’s foot
on strewn ashes; the story reappears later in the French and Celtic romance of
Tristan and Iseult. In the story of Susanna and the Elders (also 2nd century
BCE), a charge of unchastity levelled against a beautiful woman is refuted when
a clever youngster (“Daniel come to judgment”) points out discrepancies in the
testimony of her accusers. This well-worn story has a close parallel in a
Samaritan tale about the daughter of a high priest in the 1st century CE; the
motif of the clever youngster who surpasses seasoned judges recurs later in the
Infancy Gospels and in the tale of ʿAlī Khamājah in The Thousand
and One Nights.
The Pseudepigrapha also contain a number of folktales that
have parallels in other traditions. The Martyrdom of Isaiah (1st century CE?)
tells how the prophet, fleeing from King Manasseh, hid in a tree that opened
miraculously, though he eventually perished when it was sawn asunder. Similar
tales are related in the Talmud and in the later Persian epic
Shāh-nāmeh (c. 1000 CE).
Myth and legend in the Talmud and Midrash
Midrash and Haggada
Toward the end of the 1st century CE, the canon of the
Hebrew Bible was formed when certain Hebrew writings were recognized as the
authoritative corpus of divine revelation. The study of the Bible became an
essential element of the Jewish religion, which meant that the sacred text had
to be subjected to a form of interpretation that would bring out its universal
significance and permanent relevance. The process, known as Midrash
(“interpretation” or “investigation”), involved the spicing of homiletic
discourses with elaborative legends—a pedagogic device called Haggada
(“Storytelling”). Originally transmitted orally, the legends were eventually
committed to writing as part of the Talmud (the authoritative compendium of
Oral Law and commentary on it), as well as in later compilations geared to
particular books or sections of the Hebrew Bible, to scriptural lessons read in
the services of the synagogue, or to specific biblical characters or moral
themes.
The range of Haggada is virtually inexhaustible; a few
representative examples must suffice. With regard to biblical characters, both
Moses and David were born circumcised; Cain had a twin sister; Abraham will sit
at the gate of hell to reproach the damned on Judgment Day; Aaron once locked
the angel of death in the tabernacle; Solomon understood the language of
animals; King Hiram, who supplied materials for the Temple, entered paradise
alive; and the flesh of Leviathan will feed the righteous in the world to come.
In such fanciful elaborations of Scriptures, Haggada does
not disdain to draw on Classical tales from ancient Greece and Rome. The men of
Sodom, it is said, subjected itinerant strangers to the ordeal of Procrustes’
bed; the earth opened to rescue newborn Hebrew males from the pharaoh, as it
did for Amphiaraus, the prophet of Argos, when he fled from Periclymenus after
the attack on Thebes; Moses spoke at birth, as did Apollo; Solomon’s ring, cast
into the river, was retrieved from a fish that had swallowed it, as was that of
Polycrates, the tyrant of Samos, in the story told by Herodotus; the Queen of
Sheba had the feet of an ass, like the child-stealing witch (Onoskelis) of
Greek folklore; and no rain ever fell on the altar at Jerusalem, just as none
was said to have fallen on Mt. Olympus.
There are other familiar motifs. Moses qualifies as a
husband for Zipporah by alone being able to pluck a rod from Jethro’s garden;
David’s harp is played at night by the wind, like that of Aeolus; and Isaiah,
like Achilles and Siegfried, has only one vulnerable spot in his body—in his
case, his mouth.
Legends are developed also from fanciful interpretations of
scriptural verses. Thus, Adam is said to have fallen only a few hours after his
creation, because the Hebrew text of Psalms 49:12 can be literally rendered
“Adam does not last the night in glory.” Lamech slays the wandering Cain—a
fanciful interpretation of his boast in Genesis 4:23–24. Melchizedek is
immortal, in view of Psalms 110:4: “You are a priest for ever after the order
of Melchizedek.” And the first man is a hermaphrodite (this notion has
analogues elsewhere), because Genesis 1:27 says of God’s creation, “Male and
female he created them.”
Fables and animal stories
Midrash also uses fables paralleled in non-Jewish sources.
Aesop’s fable of The Lion and the Crane is quoted by a rabbi of the 1st century
CE, and the tales of The Fox in the Vineyard and of The Camel Who Got Slit Ears
for Wanting Horns likewise make their appearance. Material is also drawn from
medieval bestiaries (manuals on animals, real or imaginary, with symbolic or
moralistic interpretations). Bears, according to the bestiaries, lack mother’s
milk; hares and hyenas can change sex; only one pair of unicorns exists at a
time; and there is a gigantic bird (ziz) that reaches from earth to sky.
Contribution of Haggada to Christian and Islamic legends
Several of the stories related in Haggadic literature were
later adapted by Christian writers. The legend that Adam was created out of
virgin soil was taken to prefigure the virgin birth of the second Adam (i.e.,
Jesus); while the story that the soil in question was taken from the site of
the future Temple was transformed into the claim that Adam had been molded out
of the dust of Calvary. Similarly, the legend that, at the dedication of the
Temple, the doors swung open automatically to admit the Ark of the Covenant was
transferred to the consecration of a church by St. Basil (329–379); and the
Talmudic tale that the bronze Nicanor gates of the Temple had floated to
Jerusalem when cast overboard during their shipment from Alexandria was applied
to the doors of a sacred edifice erected in honour of St. Giles (fl. 7th
century).
Nor was it only the Christians who absorbed Haggadic
legends. The Qurʾān, the sacred book of Islam, likewise incorporates
a good deal of such material in its treatment of biblical characters such as
Joseph, Moses, David, and Solomon.
Myth and legend in the medieval period
Jewish contributions to diffusion of folktales
The Middle Ages was a singularly productive period in the
history of Jewish myth and legend. Medieval Jews played a prominent role in the
transmission of Middle Eastern and Asian tales to the West and enhanced their
own repertoire with a goodly amount of secular material. Especially in Spain
and Italy, Arabic versions of standard collections of folktales were translated
into Hebrew and then into Latin, thus enabling the stories to spread to the
Christian world. The Indian collection of animal tales known as The Fables of
Bidpai (Sanskrit: Panca-tantra), for example, was rendered into Hebrew from the
8th-century Arabic version of ʿAbd Allāh ibn al-Muqaffaʿ; and,
in the 12th century, John of Capua’s Directorium humanae vitae (“Guide for
Human Life”), one of the most celebrated repositories of moralistic tales
(exempla) used by Christian preachers, was developed from this Hebrew
translation. So too the famous Senbād-nāmeh (“Fables of Sinbad”)—one
of the sources, incidentally, of Boccaccio’s Decameron—was rendered from Arabic
into Hebrew and then into Latin. The renowned romance of Barlaam and Josaphat—a
Christian adaptation of tales about the Buddha—found its Jewish counterpart in
a compilation titled The Prince and the Dervish, adapted from an Arabic text by
Abraham ben Samuel ibn Ḥisdai, a leader of Spanish Jewry in the 13th
century.
Hebrew versions of medieval romances
Hebrew translations were also made from Latin and other
European languages. There are several Hebrew adaptations of the Alexander
Romance, based mainly (though not exclusively) on a Latin rendering of the
Greek original by Callisthenes (c. 360–327 BCE). The central theme is the
exploits of Alexander the Great, and the narrative includes fanciful accounts
of his adventures in foreign lands and of the outlandish peoples he encounters.
There is a Hebrew reworking of the Arthurian legend, in the form of a secular
sermon in which Arthurian and biblical scenes are blithely mixed together.
Finally, there is a Hebrew Ysopet (the common title for a medieval version of
Aesop) that shares several of its fables with the famous collection made by
Marie de France in the late 12th century.
Jewish contributions to Christian and Islamic tales
Apart from these Hebrew translations of Arabic and European
works, a good deal of earlier Haggadic material is embodied in the Disciplina
clericalis of Peter Alfonsi (died after 1122), a baptized Jew of Aragon
originally known as Moses Sephardi. This book is the oldest European collection
of novellas; it served as a primary source for the celebrated Gesta Romanorum
(“Deeds of the Romans”) of the same period—itself a major source for European storytellers,
poets, and dramatists for many centuries.
Haggadic material was also absorbed by Arabic writers
during this period. Not only does the Qurʾān incorporate such
material, but the Egyptian recension of The Thousand and One Nights seems to
have drawn extensively on Jewish sources. Its tales of The Sultan and His Three
Sons, The Angel of Death, Alexander and the Pious Man, and the legend of
Baliqiyah most likely come from a Jewish source.
Major medieval Hebrew collections
From the 11th to the 13th century, comprehensive
collections of tales and fables were compiled in Europe, both for entertainment
and edification; standard examples are the Spanish El novellino and the
aforementioned Disciplina clericalis and Gesta Romanorum. Jews, especially in
Morocco and in Islamic Spain, produced similar collections. Two of the most
important were The Book of Comfort by Nissim ben Jacob ben Nissim of
Al-Qayrawān (11th century) and The Book of Delight by Joseph ben Meir ibn
Zabara of Spain (end of the 12th century). The former, composed in
Judeo-Arabic, is a collection of some 60 moralizing tales designed to comfort
the author’s father-in-law on the loss of a son. Belonging to a well-known
genre of Arabic literature and derived mainly from Arabic sources, it is permeated
by a preoccupation with divine justice, which was typical of the
Muʿtazilite school of Islamic theology. It was later translated into
Hebrew. The Book of Delight consists of 15 tales, largely about the wiles of
women, exchanged between two travelling companions—a form of cadre, or
“enclosing tale,” later adopted on a more extensive scale in the 14th century
in the Canterbury Tales by Chaucer (c. 1342–1400). Typical is the tale of The
Silversmith and His Wife, which relates how a craftsman, persuaded by his
greedy wife to make a statue of a princess, gets his hands cut off by the king
for violating the Islamic law against making images, while his wife reaps rich
rewards from the flattered princess. Although most of the stories are taken
from Arabic sources, some have parallels in rabbinic literature—including the
famous tale of the matron of Ephesus, who, while keeping vigil over her
husband’s tomb, makes love with a guard posted nearby to watch over the corpses
of certain crucified robbers. When, during one of their trysts, one of the
corpses is stolen and her lover therefore faces punishment, the shrewd woman
exhumes the body of her husband and substitutes it. This tale is found already
in the Satyricon of Petronius (died 66 CE) and was later used by Voltaire
(1694–1778) in his Zadig and by the 20th-century English playwright Christopher
Fry in his A Phoenix Too Frequent.
Of the same genre but deriving mainly from west European
rather than Arabic sources are the Mishle shuʿalim (“Fox Fables”) of
Berechiah ha-Nakdan (“the Punctuator”), who may have lived in England near the
end of the 12th century. About half of these tales recur in Marie de France’s
Ysopet, and only one of them is of specifically Jewish origin. Berechiah’s work
was translated into Latin and thereafter became a favorite of European
storytellers.
Among anonymous compendiums of this type is The Alphabet of
Ben Sira, extant in two recensions, probably of the 11th century. This is
basically a collection of proverbs attributed to the famous sage of the
apocryphal book Ecclesiasticus (Wisdom of Jesus the Son of Sirach). In one of
the recensions the proverbs are illustrated by appropriate tales. The author is
represented as an infant prodigy who performs much the same feats of sapience
as are attributed to Jesus in some of the Infancy Gospels.
Medieval legendary histories and Haggadic compendiums
Two other developments mark the history of Jewish myth and
legend during the Middle Ages. The first was a revival of the Hellenistic
predilection for large-scale compendiums in which the history of the Jews was
“integrated,” in legendary fashion, with that of the world in general and
especially with Classical traditions. Two major works of this kind, both
composed (apparently) in Italy during the 9th century, are Josippon, by a
certain Ben Gorion, which presents a fanciful record from the Creation onward
and contains numerous references to foreign nations; and the Book of Jashar, a
colourful account from Adam to Joshua, named for the ancient book of heroic
songs and sagas mentioned in the Bible (Joshua 10:13; 2 Samuel 1:18). There is
also the voluminous Chronicles of Jerahmeel, written in the Rhineland in the
14th century, which draws largely on Pseudo-Philo’s earlier compilation and
includes Hebrew and Aramaic versions of certain books of the Apocrypha.
The other development was the gathering of Haggadic legends
and tales into comprehensive, systematic compendiums. Works of this kind are
Yalquṭ Shimʿoni (“The Collection of Simeon”), attributed to Rabbi
Simeon of Frankfurt am Main; Midrash ha-gadol (“The Great Midrash”), composed
after the death in 1204 of Moses Maimonides, whom it quotes; and the Midrash of
David ha-Nagid, named after the grandson of Maimonides. About 100 years later a
similar work on the Prophets and holy writings, Yalquṭ ha-Makiri (“The
Collection of Makhir”), was compiled by Makhir ben Abba Mari in Spain. It has
been suggested that the production of such works was spurred by the necessity
of providing “ammunition” for the public disputations with Christian
ecclesiastics that the church forced upon Jewish scholars during this period.
Myth and legend in the modern period
Kabbalistic tales
In the 16th century, Jewish myth and legend took several
new directions. The disappointment of messianic expectations through the dismal
eclipse of the pretender Shabbetai Tzevi increased interest in occult
speculation and in the mystical lore of the Kabbala. Important schools of
Kabbala arose in Italy and at Safed, in Palestine, and tales of the miraculous
Faust-like powers of masters such as Isaac Luria (1534–72) and Ḥayyim ben
Joseph Vital (also known as Ḥayyim Vital Calabrese) circulated freely
after their deaths.
Another reaction to the dashing of messianic hopes is
represented by the beautiful story of the Kabbalist Joseph della Reyna and his
five disciples, who travel through the world to oust Satan and prepare the way
for the Deliverer. Warned by the spirits of such worthies as Rabbi Simeon ben
Yoḥai and the prophet Elijah, they nevertheless procure their blessing
and are sent on to the angel Metatron. The latter furnishes them with
protective spells and spices and advises Joseph to inscribe the ineffable name
of God on a metal plate. When, however, they reach the end of their journey,
Satan and his wife, Lilith, attack them in the form of huge dogs. When the dogs
are subdued, they beg for food, and Joseph gives them spices to revive them. At
once they summon a host of devils, which causes two of the disciples to die of
terror and two to go mad, leaving only Joseph and a disciple. The messiah weeps
in heaven, and Elijah hides the great horn of salvation. A voice rings out
telling Joseph that it is vain to attempt to hasten the footsteps of the
Redeemer.
The repertoire of Jewish tales and legends was seasoned by
other elements. During the 16th century—the age of the great European
navigators—stories began to circulate about the discovery of the Ten Lost
Tribes in remote parts of the world.
Judeo-German (Yiddish) tales
In the 16th century, Judeo-German (Yiddish) came to replace
Hebrew as the language of Jewish tales and legends in Europe, primarily because
of the desire to render them accessible to women unschooled in the sacred
tongue. The synagogal lessons from Scripture were embellished in Yiddish in the
so-called Taitsh Humesh (“Yiddish Pentateuch”), in the more fancifully titled
Tzeʾena u-reʾena (“Go Forth and See”; compare Song of Solomon 3:11),
and in adaptations of the story of Esther designed for dramatic presentation on
the feast of Purim. The Hebrew Chronicles of Josippon also assumed Yiddish
dress. More-secular productions include a verse rendition of the Arthurian
legend, titled Artus Hof (“The Court of King Arthur”) and based largely on
Gravenberg’s medieval Wigalois, and the Bove Buch by Elijah Levita (1469–1549),
which retold the romance of Sir Bevis of Southampton.
These “frivolous” productions were offset by collections of
moral and ethical tales. The main examples of these are the Brantspiegel (1572;
“Brant Mirro”), attributed to Moses Henoch, and the Maʿaseh Buch (1672;
“Story Book”), a compendium of 254 tales compiled by Jacob ben Abraham of
Meseritz and first published at Basel. The latter, drawn mainly from the
Talmud, was supplemented by later legends about medieval rabbis. Jewish legends
also circulated in the form of chapbooks, a large selection of which is
preserved in the library of the Yiddish Scientific Institute in New York City.
Judeo-Persian and Judeo-Spanish (Ladino) tales
A similar development, though on a lesser scale, took place
among Jews who spoke other vernacular dialects. Major monuments of
Judeo-Persian literature are poetic embellishments of biblical narratives composed
by Shāhīn of Shīrāz in the 14th century and by Joseph ben
Isaac Yahudi (i.e., “the Jew”) some 300 years later. These, however, are
exercises in virtuosity rather than in creative storytelling. Versified
elaborations of the story of Joseph appear in Judeo-Spanish (Ladino) in Coplas
de Yoçef (“Song of Joseph”), composed in 1732 by Abraham de Toledo and
embodying a certain amount of traditional Haggadic material. From a revival of
literary activity in the 18th century comes a comprehensive “legendary Bible”
called Me-ʿam LoʿḥḲ ą, “From a People of Strange
Tongue” (compare Psalms 114:1), begun by Jacob Culi (died 1732) and continued
by later writers, as well as several renderings of standard Hebrew collections
and a number of Purim plays. Judeo-Spanish folktales were still current in
Macedonia and Yugoslavia until the Nazi occupation of the early 1940s, but
these stories drew more from Balkan than from Jewish sources.
Hasidic tales
The rise of the Hasidic sect in eastern Europe at the end
of the 18th century engendered a host of legends (circulated mainly through
chapbooks) concerning the lives, wise sayings, and miracles of tzaddiqim, or
masters, such as Israel ben Eliezer, “the Besht” (1700–60), and Dov Baer of
Meseritz (died 1772). These tales, however, are anecdotes rather than formally
structured stories and often borrow from non-Jewish sources.
Droll stories
To the popular creativity of the ghetto belong also the
droll tales of the Wise Men of Chełm (in Poland)—Jewish counterparts of
the German noodles (“stupid people”; hence “noodle stories”) of Schildburg and
of the more familiar Wise Men of Gotham (in England). These too were circulated
mainly in Yiddish popular prints. A typical story is that of the two “sages”
who went for a walk, one with an umbrella and the other without one. Suddenly
it began to rain. “Open your umbrella,” said the one without one. “It won’t
help,” answered the other, “it’s full of holes.” “Then why did you bring it?”
rejoined his friend. “I didn’t think it would rain,” was the reply.
Modern Israeli folktales
The gathering of Jews from many lands into the State of
Israel has made that country a treasure trove for the student of Jewish
folktales. Assiduous work was undertaken by Dov Noy of the Hebrew University of
Jerusalem, aided by enthusiastic amateurs throughout the country. Mainly,
however, the stories are retellings of traditional material.
Theodor H. Gaster